PAN AMERICAN GOLDFIELDS LTD Forms 3, 4 and 5: Corporate Securities (Bonds and Notes)
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 4 rows, 4 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2009-11-05: Reporting owner Ayub Mario; Form 4; Security 8% Secured Convertible Debenture due 2012; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2009-06-10: Reporting owner Ayub Mario; Form 4; Security 15% Secured Convertible Debenture due 2010; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2009-05-09: Reporting owner Ayub Mario; Form 4; Security 15% Secured Convertible Debenture due 2010; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2009-02-12: Reporting owner Ayub Mario; Form 4; Security 8% Secured Convertible Debenture due 2012; Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2009-11-05 | Ayub Mario Director, 10% Owner | 4 | 8% Secured Convertible Debenture due 2012 Derivative · Indirect · Held by Minera Rio Tinto, S.A. de C.V. | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | $0.60 exercise price | 2010-06-18 | ||
| 2009-06-10 | Ayub Mario Director, 10% Owner | 4 | 15% Secured Convertible Debenture due 2010 Derivative · Indirect · Held by Minera Rio Tinto, S.A. de C.V. | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −193,333 193,333 owned after | $0.20 exercise price | 2010-06-18 | |
| 2009-05-09 | Ayub Mario Director, 10% Owner | 4 | 15% Secured Convertible Debenture due 2010 Derivative · Indirect · Held by Minera Rio Tinto, S.A. de C.V. | P Open market or private purchase of non-derivative or derivative security | +1,666,667 1,666,667 owned after | $0.20 exercise price | 2010-06-18 | |
| 2009-02-12 | Ayub Mario Director, 10% Owner | 4 | 8% Secured Convertible Debenture due 2012 Derivative · Indirect · Held by Minera Rio Tinto, S.A. de C.V. | P Open market or private purchase of non-derivative or derivative security | +300,000 300,000 owned after | $0.60 exercise price | 2010-06-18 |