PacWest Bancorp Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 18 rows, 18 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2006-11-08: Reporting owner PERDUE MICHAEL J; Form 4; Security Performance Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2006-03-06: Reporting owner POWERS WILLIAM T; Form 4; Security Performance Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2006-03-06: Reporting owner BORGMAN ROBERT M; Form 4; Security Performance Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2006-03-06: Reporting owner DYCK ROBERT G; Form 4; Security Performance Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2006-11-08 | PERDUE MICHAEL J Officer (President) | 4 | Performance Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +30,000 30,000 owned after | $0.00 | 2006-11-09 | |
| 2006-03-06 | POWERS WILLIAM T Officer (Pres Desert Region of Sub PWNB) | 4 | Performance Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 5,000 owned after | $0.00 | 2006-03-10 | |
| 2006-03-06 | BORGMAN ROBERT M Officer (Subsid CEO/Pres, FNB) | 4 | Performance Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 7,500 owned after | $0.00 | 2006-03-10 | |
| 2006-03-06 | DYCK ROBERT G Officer (EVP and Chief Credit Officer) | 4 | Performance Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +2,500 2,500 owned after | $0.00 | 2006-03-09 | |
| 2006-03-06 | WAGNER MATTHEW P Director, Officer (President, CEO and Director) | 4 | Performance Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +25,000 25,000 owned after | $0.00 | 2006-03-09 | |
| 2006-03-06 | WOLFF JARED M Officer (EVP, Gen. Counsel, Secretary) | 4 | Performance Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +6,250 6,250 owned after | $0.00 | 2006-03-09 | |
| 2006-03-06 | BLAKE CHRISTOPHER D Officer (Subsid Pres, E. Region, PWNB) | 4 | Performance Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +5,000 5,000 owned after | $0.00 | 2006-03-09 | |
| 2006-03-06 | THOMPSON MICHAEL L Officer (Executive Vice President) | 4 | Performance Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +6,250 6,250 owned after | $0.00 | 2006-03-09 | |
| 2006-01-03 | POWERS WILLIAM T Officer (Pres Desert Region of Sub PWNB) | 4 | Performance Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 30,000 owned after | $0.00 | 2006-01-05 | |
| 2006-01-03 | Christian Mark A Officer (Executive Vice President) | 4 | Performance Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 5,000 owned after | $0.00 | 2006-01-04 | |
| 2006-01-03 | HOPKINS LYNN M Officer (Executive Vice President) | 4 | Performance Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 5,000 owned after | $0.00 | 2006-01-04 | |
| 2006-01-03 | BLAKE CHRISTOPHER D Officer (Subsid Pres, E. Region, PWNB) | 4 | Performance Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 30,000 owned after | $0.00 | 2006-01-04 | |
| 2006-01-03 | BORGMAN ROBERT M Officer (Subsid CEO/Pres, FNB) | 4 | Performance Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 35,000 owned after | $0.00 | 2006-01-04 | |
| 2006-01-03 | DYCK ROBERT G Officer (EVP and Chief Credit Officer) | 4 | Performance Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 30,000 owned after | $0.00 | 2006-01-04 | |
| 2006-01-03 | WOLFF JARED M Officer (EVP, Gen. Counsel, Secretary) | 4 | Performance Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 37,500 owned after | $0.00 | 2006-01-04 | |
| 2006-01-03 | THOMPSON MICHAEL L Officer (Executive Vice President) | 4 | Performance Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 37,500 owned after | $0.00 | 2006-01-04 | |
| 2006-01-03 | SANTORO VICTOR R Officer (Exec Vice President and CFO) | 4 | Performance Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,000 40,000 owned after | $0.00 | 2006-01-04 | |
| 2006-01-03 | WAGNER MATTHEW P Director, Officer (President, CEO and Director) | 4 | Performance Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100,000 150,000 owned after | $0.00 | 2006-01-04 |