PacWest Bancorp Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 42 rows, 42 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2023-11-30: Reporting owner Sparks Monica L; Form 4; Security Depositary Shares of Series A Preferred Stock; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2023-11-30: Reporting owner Cordes Rebecca H; Form 4; Security Depositary Shares of Series A Preferred Stock; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2023-11-30: Reporting owner BLAKE CHRISTOPHER D; Form 4; Security Depositary Shares of Series A Preferred Stock; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2023-11-30: Reporting owner Black William J; Form 4; Security Depositary Shares of Series A Preferred Stock; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2023-11-30 | Sparks Monica L Officer (EVP, CHIEF ACCOUNTING OFFICER) | 4 | Depositary Shares of Series A Preferred Stock Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,000 0 owned after | $0.00 | 2023-11-30 | |
| 2023-11-30 | Cordes Rebecca H Officer (EVP, HUMAN RESOURCES) | 4 | Depositary Shares of Series A Preferred Stock Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $0.00 | 2023-11-30 | |
| 2023-11-30 | BLAKE CHRISTOPHER D Officer (PRES. & CEO, COMMUNITY BANKING) | 4 | Depositary Shares of Series A Preferred Stock Non-derivative · Direct · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −8,000 0 owned after | $0.00 | 2023-11-30 | |
| 2023-11-30 | Black William J Officer (EVP, STRATEGY & CORP. DEV.) | 4 | Depositary Shares of Series A Preferred Stock Non-derivative · Direct · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −16,000 0 owned after | $0.00 | 2023-11-30 | |
| 2023-11-30 | WAGNER MATTHEW P Director, Officer (EXECUTIVE CHAIRMAN) | 4 | Depositary Shares of Series A Preferred Stock Non-derivative · Direct · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −33,885 0 owned after | $0.00 | 2023-11-30 | |
| 2023-11-30 | TAYLOR PAUL W Director, Officer (PRESIDENT & CEO) | 4 | Depositary Shares of Series A Preferred Stock Non-derivative · Direct · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −8,000 0 owned after | $0.00 | 2023-11-30 | |
| 2023-11-30 | HOSLER C WILLIAM Director | 4 | Depositary Shares of Series A Preferred Stock Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,000 0 owned after | $0.00 | 2023-11-30 | |
| 2023-11-30 | Burke Paul Robert Director | 4 | Depository Shares of Series A Preferred Stock Non-derivative · Indirect · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,000 0 owned after | $0.00 | 2023-11-30 | |
| 2023-09-05 holding as of filing | Black William J Officer (EVP, STRATEGY & CORP. DEV.) | 4 | Depositary Shares of Series A Preferred Stock Non-derivative · Direct · (m) | Holding | 16,000 owned after | no price filed | 2023-09-05 | |
| 2023-05-04 holding as of filing | HOSLER C WILLIAM Director | 4 | Depositary Shares of Series A Preferred Stock Non-derivative · Direct | Holding | 6,000 owned after | no price filed | 2023-05-04 | |
| 2023-05-04 holding as of filing | Burke Paul Robert Director | 4 | Depository Shares of Series A Preferred Stock Non-derivative · Indirect · By IRA | Holding | 1,000 owned after | no price filed | 2023-05-04 | |
| 2023-03-13 holding as of filing | BLAKE CHRISTOPHER D Officer (PRES. & CEO, COMMUNITY BANKING) | 4 | Depositary Shares of Series A Preferred Stock Non-derivative · Direct · (m) | Holding | 8,000 owned after | no price filed | 2023-03-13 | |
| 2023-03-13 holding as of filing | TAYLOR PAUL W Director, Officer (PRESIDENT & CEO) | 4 | Depositary Shares of Series A Preferred Stock Non-derivative · Direct | Holding | 8,000 owned after | no price filed | 2023-03-13 | |
| 2023-03-13 holding as of filing | Black William J Officer (EVP, STRATEGY & CORP. DEV.) | 4 | Depositary Shares of Series A Preferred Stock Non-derivative · Direct | Holding | 16,000 owned after | no price filed | 2023-03-13 | |
| 2023-03-10 | WAGNER MATTHEW P Director, Officer (EXECUTIVE CHAIRMAN) | 4 | Depositary Shares of Series A Preferred Stock Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +13,885 33,885 owned after | $21.12 | 2023-03-13 | |
| 2023-03-10 | HOSLER C WILLIAM Director | 4 | Depositary Shares of Series A Preferred Stock Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +2,250 6,000 owned after | $21.96 | 2023-03-13 | |
| 2023-03-09 | Burke Paul Robert Director | 4 | Depository Shares of Series A Preferred Stock Non-derivative · Indirect · By IRA | P Open market or private purchase of non-derivative or derivative security | +1,000 1,000 owned after | $24.65 | 2023-03-13 | |
| 2023-03-02 holding as of filing | TAYLOR PAUL W Director, Officer (PRESIDENT & CEO) | 4 | Depositary Shares of Series A Preferred Stock Non-derivative · Direct | Holding | 8,000 owned after | no price filed | 2023-03-02 | |
| 2023-03-02 holding as of filing | WAGNER MATTHEW P Director, Officer (EXECUTIVE CHAIRMAN) | 4 | Depositary Shares of Series A Preferred Stock Non-derivative · Direct · (m) | Holding | 20,000 owned after | no price filed | 2023-03-02 | |
| 2023-03-02 holding as of filing | Sparks Monica L Officer (EVP, CHIEF ACCOUNTING OFFICER) | 4 | Depositary Shares of Series A Preferred Stock Non-derivative · Direct | Holding | 4,000 owned after | no price filed | 2023-03-02 | |
| 2023-03-02 holding as of filing | Cordes Rebecca H Officer (EVP, HUMAN RESOURCES) | 4 | Depositary Shares of Series A Preferred Stock Non-derivative · Direct | Holding | 10,000 owned after | no price filed | 2023-03-02 | |
| 2023-03-02 holding as of filing | Black William J Officer (EVP, STRATEGY & CORP. DEV.) | 4 | Depositary Shares of Series A Preferred Stock Non-derivative · Direct | Holding | 16,000 owned after | no price filed | 2023-03-02 | |
| 2023-03-02 holding as of filing | BLAKE CHRISTOPHER D Officer (PRES. & CEO, COMMUNITY BANKING) | 4 | Depositary Shares of Series A Preferred Stock Non-derivative · Direct · (m) | Holding | 8,000 owned after | no price filed | 2023-03-02 | |
| 2023-02-10 holding as of filing | WAGNER MATTHEW P Director, Officer (EXECUTIVE CHAIRMAN) | 4 | Depositary Shares of Series A Preferred Stock Non-derivative · Direct · (m) | Holding | 20,000 owned after | no price filed | 2023-02-10 | |
| 2023-02-10 holding as of filing | TAYLOR PAUL W Director, Officer (PRESIDENT & CEO) | 4 | Depositary Shares of Series A Preferred Stock Non-derivative · Direct | Holding | 8,000 owned after | no price filed | 2023-02-10 | |
| 2023-02-10 holding as of filing | Sparks Monica L Officer (EVP, CHIEF ACCOUNTING OFFICER) | 4 | Depositary Shares of Series A Preferred Stock Non-derivative · Direct | Holding | 4,000 owned after | no price filed | 2023-02-10 | |
| 2023-02-10 holding as of filing | Cordes Rebecca H Officer (EVP, HUMAN RESOURCES) | 4 | Depositary Shares of Series A Preferred Stock Non-derivative · Direct | Holding | 10,000 owned after | no price filed | 2023-02-10 | |
| 2023-02-10 holding as of filing | BLAKE CHRISTOPHER D Officer (PRES. & CEO, COMMUNITY BANKING) | 4 | Depositary Shares of Series A Preferred Stock Non-derivative · Direct · (m) | Holding | 8,000 owned after | no price filed | 2023-02-10 | |
| 2023-02-10 holding as of filing | Black William J Officer (EVP, STRATEGY & CORP. DEV.) | 4 | Depositary Shares of Series A Preferred Stock Non-derivative · Direct | Holding | 16,000 owned after | no price filed | 2023-02-10 | |
| 2023-02-03 | HOSLER C WILLIAM Director | 4 | Depositary Shares of Series A Preferred Stock Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +3,750 3,750 owned after | $26.48 | 2023-02-07 | |
| 2023-02-01 holding as of filing | WAGNER MATTHEW P Director, Officer (EXECUTIVE CHAIRMAN) | 4 | Depositary Shares of Series A Preferred Stock Non-derivative · Direct · (m) | Holding | 20,000 owned after | no price filed | 2023-02-01 | |
| 2022-12-12 holding as of filing | WAGNER MATTHEW P Director, Officer (CEO) | 4 | Depositary Shares of Series A Preferred Stock Non-derivative · Direct · (m) | Holding | 20,000 owned after | no price filed | 2022-12-12 | |
| 2022-11-30 holding as of filing | Sparks Monica L Officer (EVP, CHIEF ACCOUNTING OFFICER) | 4 | Depositary Shares of Series A Preferred Stock Non-derivative · Direct | Holding | 4,000 owned after | no price filed | 2022-11-30 | |
| 2022-11-28 holding as of filing | WAGNER MATTHEW P Director, Officer (CEO) | 4 | Depositary Shares of Series A Preferred Stock Non-derivative · Direct | Holding | 20,000 owned after | no price filed | 2022-11-28 | |
| 2022-07-06 holding as of filing | TAYLOR PAUL W Director, Officer (PRESIDENT) | 4 | Depositary Shares of Series A Preferred Stock Non-derivative · Direct | Holding | 8,000 owned after | no price filed | 2022-07-06 | |
| 2022-06-06 | TAYLOR PAUL W Director | 4 | Depositary Shares of Series A Preferred Stock Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +8,000 8,000 owned after | $25.00 | 2022-06-08 | |
| 2022-06-06 | WAGNER MATTHEW P Director, Officer (CEO and President) | 4 | Depositary Shares of Series A Preferred Stock Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +20,000 20,000 owned after | $25.00 | 2022-06-08 | |
| 2022-06-06 | Sparks Monica L Officer (EVP, Chief Accounting Officer) | 4 | Depositary Shares of Series A Preferred Stock Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +4,000 4,000 owned after | $25.00 | 2022-06-08 | |
| 2022-06-06 | Olson Bart R Officer (EVP, Chief Financial Officer) | 4 | Depositary Shares of Series A Preferred Stock Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +4,000 4,000 owned after | $25.00 | 2022-06-08 | |
| 2022-06-06 | Cordes Rebecca H Officer (EVP, Human Resources) | 4 | Depositary Shares of Series A Preferred Stock Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +10,000 10,000 owned after | $25.00 | 2022-06-08 | |
| 2022-06-06 | BLAKE CHRISTOPHER D Officer (Pres. & CEO, Community Banking) | 4 | Depositary Shares of Series A Preferred Stock Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +8,000 8,000 owned after | $25.00 | 2022-06-08 | |
| 2022-06-06 | Black William J Officer (EVP, Strategy & Corp. Dev.) | 4 | Depositary Shares of Series A Preferred Stock Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +16,000 16,000 owned after | $25.00 | 2022-06-08 |