PacWest Bancorp Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 50 rows, 50 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2021-06-17: Reporting owner Kelley Angela M; Form 3; Security No securities are beneficially owned; Transaction Holding.
- 2021-01-29: Reporting owner TAYLOR PAUL W; Form 3; Security No securities are beneficially owned; Transaction Holding.
- 2020-08-24: Reporting owner Sparks Monica L; Form 3; Security No securities are beneficially owned; Transaction Holding.
- 2020-07-06: Reporting owner Black William J; Form 3; Security No securities are beneficially owned; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2021-06-17 holding as of filing | Kelley Angela M Officer (EVP, Gen. Counsel, Corp. Secty) | 3 | No securities are beneficially owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2021-06-17 | |
| 2021-01-29 holding as of filing | TAYLOR PAUL W Director | 3 | No securities are beneficially owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2021-01-29 | |
| 2020-08-24 holding as of filing | Sparks Monica L Officer (EVP, Chief Accounting Officer) | 3 | No securities are beneficially owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2020-08-24 | |
| 2020-07-06 holding as of filing | Black William J Officer (EVP, Strategy & Corp. Dev.) | 3 | No securities are beneficially owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2020-07-06 | |
| 2018-12-03 holding as of filing | Cordes Rebecca H Officer (EVP, Human Resources) | 3 | No securities are beneficially owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2018-12-03 | |
| 2017-05-17 holding as of filing | YUNG MARK Director | 3 | No securities are beneficially owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2017-05-17 | |
| 2017-02-14 holding as of filing | Olson Bart R Officer (EVP, Chief Accounting Officer) | 3 | No securities are beneficially owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2017-02-14 | |
| 2016-11-04 holding as of filing | Acker Tanya M Director | 3 | No securities are beneficially owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2016-11-04 | |
| 2016-03-14 holding as of filing | Ivie Stanley R Officer (EVP, Chief Risk Officer) | 3 | No securities are beneficially owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2016-03-14 | |
| 2015-04-29 holding as of filing | RUSNAK PATRICK J Officer (EVP, CFO of PWB) | 3 | No securities are beneficially owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2015-04-29 | |
| 2007-08-20 | WOLFF JARED M Officer (EVP, Gen. Counsel, Secretary) | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 0 owned after | $30.66 exercise price | 2007-08-21 | |
| 2007-08-07 | WILLIAMS DAVID S Director | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 0 owned after | $10.00 exercise price | 2007-08-08 | |
| 2007-02-20 | DYCK ROBERT G Officer (EVP and Chief Credit Officer) | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,300 0 owned after | $26.81 exercise price | 2007-02-20 | |
| 2007-02-15 | THOMPSON MICHAEL L Officer (Executive Vice President) | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $26.81 exercise price | 2007-02-16 | |
| 2007-01-29 | POWERS WILLIAM T Officer (Pres Desert Region of Sub PWNB) | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +5,000 0 owned after | $0.00 | 2007-01-31 | |
| 2007-01-29 | THOMPSON MICHAEL L Officer (Executive Vice President) | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +6,250 0 owned after | $0.00 | 2007-01-31 | |
| 2007-01-29 | DYCK ROBERT G Officer (EVP and Chief Credit Officer) | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +2,500 0 owned after | $0.00 | 2007-01-31 | |
| 2007-01-29 | BLAKE CHRISTOPHER D Officer (Subsid Pres, E. Region, PWNB) | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +5,000 0 owned after | $0.00 | 2007-01-31 | |
| 2007-01-29 | WOLFF JARED M Officer (EVP, Gen. Counsel, Secretary) | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +6,250 0 owned after | $0.00 | 2007-01-31 | |
| 2007-01-29 | WAGNER MATTHEW P Director, Officer (CEO and Director) | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +25,000 0 owned after | $0.00 | 2007-01-31 | |
| 2007-01-29 | BORGMAN ROBERT M Officer (EVP, Credit Admin.) | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +7,500 0 owned after | $0.00 | 2007-01-31 | |
| 2007-01-12 | DUNN STEPHEN M Director | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 0 owned after | $19.25 exercise price | 2007-01-17 | |
| 2007-01-11 | STINE ROBERT A Director | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 0 owned after | $19.25 exercise price | 2007-01-11 | |
| 2007-01-04 | WILLIAMS DAVID S Director | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 0 owned after | $19.25 exercise price | 2007-01-08 | |
| 2007-01-04 | MATZ TIMOTHY B Director | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 0 owned after | $19.25 exercise price | 2007-01-08 | |
| 2006-09-15 | SANTORO VICTOR R Officer (Exec Vice President and CFO) | 4 | Common Stock Equivalent Derivative · Indirect · By the Trustees of the FCBP Deferred Compensation Plan | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +119 14,036 owned after | $57.16 | 2006-10-06 | |
| 2006-09-15 | Hanna William Alexander Officer (Subsid. Pres., LA Region, PWNB) | 4 | Common Stock Equivalent Derivative · Indirect · By the Trustees of the FCBP Deferred Compensation Plan | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +79 14,205 owned after | $57.16 | 2006-10-06 | |
| 2006-09-15 | BLAKE CHRISTOPHER D Officer (Subsid Pres, E. Region, PWNB) | 4 | Common Stock Equivalent Derivative · Indirect · By the Trustees of the FCBP Deferred Compensation Plan | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +27 4,802 owned after | $57.16 | 2006-10-06 | |
| 2006-09-15 | PLATT DANIEL B Director | 4 | Common Stock Equivalent Derivative · Indirect · By the Trustees of the FCBP Deferred Compensation Plan | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +222 640 owned after | $57.16 | 2006-10-06 | |
| 2006-09-15 | LANGLEY GEORGE E Director | 4 | Common Stock Equivalent Derivative · Indirect · By the Trustees of the FCBP Deferred Compensation Plan | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +218 426 owned after | $57.16 | 2006-10-06 | |
| 2006-09-15 | WAGNER MATTHEW P Director, Officer (President, CEO and Director) | 4 | Common Stock Equivalent Derivative · Indirect · By the Trustees of the FCBP Deferred Compensation Plan | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +167 29,804 owned after | $57.16 | 2006-10-06 | |
| 2006-09-15 | Messer Arnold W Director | 4 | Common Stock Equivalent Derivative · Indirect · By the Trustees of the FCBP Deferred Compensation Plan | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +230 2,056 owned after | $57.16 | 2006-10-06 | |
| 2006-09-15 | MATZ TIMOTHY B Director | 4 | Common Stock Equivalent Derivative · Indirect · By the Trustees of the FCBP Deferred Compensation Plan | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +241 4,086 owned after | $57.16 | 2006-10-06 | |
| 2006-09-15 | DUNN STEPHEN M Director | 4 | Common Stock Equivalent Derivative · Indirect · By the Trustees of the FCBP Deferred Compensation Plan | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +241 4,086 owned after | $57.16 | 2006-10-06 | |
| 2006-09-15 | FITZPATRICK BARRY C Director | 4 | Common Stock Equivalent Derivative · Indirect · By the Trustees of the FCBP Deferred Compensation Plan | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +266 8,433 owned after | $57.16 | 2006-10-06 | |
| 2006-09-15 | WILLIAMS DAVID S Director | 4 | Common Stock Equivalent Derivative · Indirect · By the Trustees of the FCBP Deferred Compensation Plan | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +243 4,088 owned after | $57.16 | 2006-10-06 | |
| 2006-09-15 | STINE ROBERT A Director | 4 | Common Stock Equivalent Derivative · Indirect · By the Trustees of the FCBP Deferred Compensation Plan | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +265 8,249 owned after | $57.16 | 2006-10-06 | |
| 2006-08-17 | BLAKE CHRISTOPHER D Officer (Subsid Pres, E. Region, PWNB) | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,001 0 owned after | $26.81 exercise price | 2006-08-21 | |
| 2006-06-13 | HOPKINS LYNN M Officer (Executive Vice President) | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,416 0 owned after | $19.25 exercise price | 2006-06-15 | |
| 2006-06-13 | HOPKINS LYNN M Officer (Executive Vice President) | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $26.81 exercise price | 2006-06-15 | |
| 2006-03-09 | FITZPATRICK BARRY C Director | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,600 0 owned after | $17.85 exercise price | 2006-03-10 | |
| 2006-03-09 | FITZPATRICK BARRY C Director | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 0 owned after | $19.25 exercise price | 2006-03-10 | |
| 2006-03-08 | WILLIAMS DAVID S Director | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,600 0 owned after | $17.85 exercise price | 2006-03-10 | |
| 2006-03-07 | BORGMAN ROBERT M Officer (Subsid CEO/Pres, FNB) | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $17.85 exercise price | 2006-03-10 | |
| 2006-03-07 | BORGMAN ROBERT M Officer (Subsid CEO/Pres, FNB) | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $26.82 exercise price | 2006-03-10 | |
| 2006-03-07 | THOMPSON MICHAEL L Officer (Executive Vice President) | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −426 0 owned after | $17.85 exercise price | 2006-03-09 | |
| 2006-03-02 | DUNN STEPHEN M Director | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,600 0 owned after | $2,600.00 exercise price | 2006-03-03 | |
| 2006-02-23 | STINE ROBERT A Director | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,600 0 owned after | $17.85 exercise price | 2006-02-24 | |
| 2006-02-15 | POWERS WILLIAM T Officer (Pres Desert Region of Sub PWNB) | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +7,500 0 owned after | $26.81 exercise price | 2006-02-16 | |
| 2006-02-10 | HOPKINS LYNN M Officer (Executive Vice President) | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,584 0 owned after | $19.25 exercise price | 2006-02-16 |