Orbital Infrastructure Group, Inc. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 32 rows, 32 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-07-06: Reporting owner CLOUGH WILLIAM J; Form 5; Security Common stock purchase warrant; Transaction H Expiration (or cancellation) of long derivative position with value received.
- 2011-07-05: Reporting owner CLOUGH WILLIAM J; Form 5/A; Security Common Stock Purchase Warrant; Transaction H Expiration (or cancellation) of long derivative position with value received.
- 2011-05-15: Reporting owner QVALE KJELL H; Form 4; Security Common Stock Purchase Warrant; Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2011-04-19: Reporting owner PRICE THOMAS A; Form 4; Security Stock Purchase Warrant; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-07-06 | CLOUGH WILLIAM J Director, Officer (President/CEO) | 5 | Common stock purchase warrant Derivative · Direct | H Expiration (or cancellation) of long derivative position with value received | −118,016 85,794 owned after | $0.20 | 2012-03-09 | |
| 2011-07-05 | CLOUGH WILLIAM J Director, Officer (President/CEO) | 5/A | Common Stock Purchase Warrant Derivative · Direct | H Expiration (or cancellation) of long derivative position with value received | −118,016 85,754 owned after | $4.85 | 2012-03-13 | |
| 2011-05-15 | QVALE KJELL H 10% Owner | 4 | Common Stock Purchase Warrant Derivative · Indirect · Trust | X Exercise of in-the-money or at-the-money derivative security | −4,000,000 302,135 owned after | $0.16 | 2011-05-18 | |
| 2011-04-19 | PRICE THOMAS A Director | 4 | Stock Purchase Warrant Derivative · Indirect · Trust | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −700,000 342,000 owned after | $0.21 | 2011-04-20 | |
| 2010-09-16 holding as of filing | QVALE KJELL H 10% Owner | 3 | Warrant Derivative · Indirect · Trust | Holding | $0.01 exercise price | 2010-09-16 | ||
| 2010-09-16 holding as of filing | QVALE KJELL H 10% Owner | 3 | Warrant Derivative · Indirect · Trust | Holding | $0.01 exercise price | 2010-09-16 | ||
| 2010-05-15 | PRICE THOMAS A Director | 4/A | Common Stock Purchase Warrant Derivative · Indirect · Trust | P Open market or private purchase of non-derivative or derivative security | +350,000 865,000 owned after | $0.01 | 2010-08-11 | |
| 2010-05-15 | PRICE THOMAS A Director | 4 | Common Stock Purchase Warrant Derivative · Indirect · Trust | P Open market or private purchase of non-derivative or derivative security | +350,000 941,000 owned after | $0.01 | 2010-08-10 | |
| 2009-10-07 | MELBY COLTON Director, Officer (Board Chairman) | 4 | warrant Derivative · Indirect · wholly owned LLC | S Open market or private sale of non-derivative or derivative security | +416,667 643,000 owned after | $0.01 | 2010-05-11 | |
| 2008-09-22 holding as of filing | MELBY COLTON Director, Officer (Chairman of the Board) | 3/A | warrant Derivative · Indirect · wholly owned LLC | Holding | $0.01 exercise price | 2008-09-22 | ||
| 2008-09-22 holding as of filing | MELBY COLTON Director, Officer (Chairman of the Board) | 3/A | warrant Derivative · Indirect · wholly owned LLC | Holding | $0.01 exercise price | 2008-09-22 | ||
| 2008-05-15 | PRICE THOMAS A Director | 4 | common stock purchase warrant Derivative · Indirect · trust | P Open market or private purchase of non-derivative or derivative security | +350,000 700,000 owned after | $0.01 | 2009-07-27 | |
| 2008-05-15 | MELBY COLTON Director | 4 | common stock purchase warrant Derivative · Indirect · wholly owned LLC | P Open market or private purchase of non-derivative or derivative security | +400,000 1,259,667 owned after | $0.01 | 2009-07-27 | |
| 2008-05-15 | PRICE THOMAS A Director | 4 | Warrant Derivative · Indirect · Trust | J Other acquisition or disposition (describe transaction) | +350,000 350,000 owned after | $0.01 | 2008-12-22 | |
| 2007-09-07 | Hallock Bradley J. Director | 4/A | warrant Derivative · Indirect · trust | S Open market or private sale of non-derivative or derivative security | −1,000,000 7,684,540 owned after | $0.10 | 2007-08-31 | |
| 2007-08-31 | Hallock Bradley J. Director, Officer (Corporate Secretary) | 5 | warrant Derivative · Indirect · trust | S Open market or private sale of non-derivative or derivative security | −1,000,000 8,784,540 owned after | $0.10 | 2008-02-04 | |
| 2007-08-31 | Hallock Bradley J. Director | 4/A | warrant Derivative · Indirect · trust | S Open market or private sale of non-derivative or derivative security | −1,000,000 8,684,540 owned after | $0.10 | 2007-08-31 | |
| 2006-09-21 holding as of filing | Hallock Steven S Director | 3 | Warrant Derivative · Direct | Holding | $0.20 exercise price | 2006-09-21 | ||
| 2006-08-22 | Hallock Bradley J. Director | 4 | Warrant Derivative · Direct | J Other acquisition or disposition (describe transaction) | +3,000,000 3,000,000 owned after | $0.20 exercise price | 2006-08-25 | |
| 2006-08-22 | CLOUGH WILLIAM J Director, Officer (corp. secretary) | 4 | Warrant Derivative · Direct | J Other acquisition or disposition (describe transaction) | +3,540,485 3,540,485 owned after | $0.20 exercise price | 2006-08-25 | |
| 2006-07-05 | CLOUGH WILLIAM J Director, Officer (President/CEO) | 4/A | Warrant Derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | −500,000 3,640,485 owned after | $0.20 | 2008-06-10 | |
| 2006-07-05 | CLOUGH WILLIAM J Director, Officer (President/CEO) | 4/A | Warrant Derivative · Direct · (m) | J Other acquisition or disposition (describe transaction) | −3,540,485 3,640,485 owned after | $0.20 | 2008-06-10 | |
| 2006-07-05 | CLOUGH WILLIAM J Director, Officer (Corp. Secretary) | 5/A | warrant Derivative · Direct | J Other acquisition or disposition (describe transaction) | +4,140,485 4,140,485 owned after | $0.20 | 2007-01-05 | |
| 2006-04-21 holding as of filing | ROUSE JOHN P Director | 3 | Warrant Derivative · Direct | Holding | $0.61 exercise price | 2006-04-21 | ||
| 2006-04-21 holding as of filing | ROUSE JOHN P Director | 3 | Warrant Derivative · Direct | Holding | $0.01 exercise price | 2006-04-21 | ||
| 2006-04-21 holding as of filing | ROUSE JOHN P Director | 3 | Warrant Derivative · Direct | Holding | $0.01 exercise price | 2006-04-21 | ||
| 2006-04-21 holding as of filing | ROUSE JOHN P Director | 3 | Warrant Derivative · Direct | Holding | $0.01 exercise price | 2006-04-21 | ||
| 2006-03-28 | Hallock Bradley J. Director | 5 | warrant Derivative · Direct | J Other acquisition or disposition (describe transaction) | +100,000 100,000 owned after | $0.20 | 2007-01-09 | |
| 2006-03-28 | Hallock Bradley J. Director | 5 | warrant Derivative · Direct | J Other acquisition or disposition (describe transaction) | −100,000 0 owned after | $0.20 | 2007-01-09 | |
| 2006-02-28 | CLOUGH WILLIAM J Director, Officer (CEO/President) | 4/A | Stock Purchase Warrant Derivative · Direct | J Other acquisition or disposition (describe transaction) | −100,000 6,113,091 owned after | $0.23 | 2011-03-14 | |
| 2006-02-28 | Hallock Bradley J. Director | 5 | warrant Derivative · Direct | J Other acquisition or disposition (describe transaction) | +100,000 100,000 owned after | $0.20 | 2007-01-09 | |
| 2006-02-28 | CLOUGH WILLIAM J Director, Officer (Corp. Secretary) | 5/A | warrant Derivative · Direct | J Other acquisition or disposition (describe transaction) | +100,000 100,000 owned after | $0.20 | 2007-01-05 |