Orbital Infrastructure Group, Inc. Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 15 rows, 15 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2022-04-13: Reporting owner ONEIL JAMES F; Form 4; Security SARs; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2022-04-13: Reporting owner ONEIL JAMES F; Form 4; Security SARs; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2022-04-13: Reporting owner CLOUGH WILLIAM J; Form 4; Security SARs; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2022-04-13: Reporting owner CLOUGH WILLIAM J; Form 4; Security SARs; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2022-04-13 | ONEIL JAMES F Director, Officer (Chief Executive Officer) | 4 | SARs Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −187,500 0 owned after | $1.62 | 2022-04-18 | |
| 2022-04-13 | ONEIL JAMES F Director, Officer (Chief Executive Officer) | 4 | SARs Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,600,000 0 owned after | $0.88 | 2022-04-18 | |
| 2022-04-13 | CLOUGH WILLIAM J Director, Officer (Exec Chairman and Gen Counsel) | 4 | SARs Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −450,000 0 owned after | $1.62 | 2022-04-18 | |
| 2022-04-13 | CLOUGH WILLIAM J Director, Officer (Exec Chairman and Gen Counsel) | 4 | SARs Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −900,000 0 owned after | $0.88 | 2022-04-18 | |
| 2022-04-13 | White Paul Dwayne Director | 4 | SARs Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −290,084 0 owned after | $0.88 | 2022-04-18 | |
| 2021-04-23 | White Paul Dwayne Director | 4 | SAR - Cash settled Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +290,084 290,084 owned after | $2.89 exercise price | 2021-04-26 | |
| 2021-04-23 | FORD DANIEL NED Officer (CFO) | 4 | SAR - Cash settled Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +745,000 745,000 owned after | $2.89 exercise price | 2021-04-26 | |
| 2021-04-23 | CLOUGH WILLIAM J Director, Officer (Exec Chairman and Gen Counsel) | 4 | SAR - Cash settled Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +900,000 900,000 owned after | $2.89 exercise price | 2021-04-26 | |
| 2021-04-23 | ONEIL JAMES F Director, Officer (Chief Executive Officer) | 4 | SAR - Cash settled Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,600,000 1,600,000 owned after | $2.89 exercise price | 2021-04-26 | |
| 2010-05-04 | MCKENZIE MATTHEW MURDOCK Director, Officer (COO) | 4 | Convertible Security Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −707,071 779,900 owned after | $0.25 | 2011-01-07 | |
| 2010-05-04 | FORD DANIEL NED Officer (CFO) | 4 | Convertible Security Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,414,141 377,949 owned after | $0.25 | 2011-01-07 | |
| 2010-05-01 | MCKENZIE JAMES 10% Owner | 4 | convertible security Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −62,929,293 0 owned after | $0.07 | 2010-05-11 | |
| 2008-07-03 holding as of filing | MCKENZIE MATTHEW MURDOCK Officer (COO) | 3 | Convertible Security Derivative · Indirect · convertible Security | Holding | $0.25 exercise price | 2008-07-03 | ||
| 2008-07-03 holding as of filing | MCKENZIE JAMES 10% Owner | 3 | Convertible Security Derivative · Indirect · Convertible Security | Holding | $0.25 exercise price | 2008-07-03 | ||
| 2008-07-03 holding as of filing | FORD DANIEL NED Officer (CFO) | 3 | Convertible Security Derivative · Indirect · Convertible Security | Holding | $0.25 exercise price | 2008-07-03 |