Orbital Infrastructure Group, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 47 rows, 47 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-08-31: Reporting owner White Paul Dwayne; Form 4/A; Security Common Stock purchase option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-08-31: Reporting owner EVANS ROBERT J.; Form 4/A; Security Common Stock purchase option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-08-31: Reporting owner White Paul Dwayne; Form 4/A; Security Common Stock purchase option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-08-31: Reporting owner EVANS ROBERT J.; Form 4; Security Common stock purchase option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-08-31 | White Paul Dwayne Director | 4/A | Common Stock purchase option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $7.37 | 2015-12-01 | |
| 2014-08-31 | EVANS ROBERT J. Other (No longer a director) | 4/A | Common Stock purchase option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $7.37 | 2015-03-02 | |
| 2014-08-31 | White Paul Dwayne Director | 4/A | Common Stock purchase option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $7.37 | 2015-03-02 | |
| 2014-08-31 | EVANS ROBERT J. Director | 4 | Common stock purchase option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $7.37 | 2014-09-02 | |
| 2014-08-31 | White Paul Dwayne Director | 4 | Common stock purchase option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $7.37 | 2014-09-02 | |
| 2014-03-11 | CLOUGH WILLIAM J Director, Officer (President/CEO) | 4/A | Common Stock Purchase Option Derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −45,277 593,140 owned after | $7.50 | 2014-03-12 | |
| 2014-03-11 | CLOUGH WILLIAM J Director, Officer (President/CEO) | 4/A | Common Stock Purchase Option Derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −35,055 558,085 owned after | $9.00 | 2014-03-12 | |
| 2014-03-11 | CLOUGH WILLIAM J Director, Officer (President/CEO) | 4 | Common Stock Purchase Option Derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −77,032 561,385 owned after | $7.50 exercise price | 2014-03-11 | |
| 2014-03-11 | CLOUGH WILLIAM J Director, Officer (President/CEO) | 4 | Common Stock Purchase Option Derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −3,300 558,085 owned after | $9.00 exercise price | 2014-03-11 | |
| 2014-02-20 | CLOUGH WILLIAM J Director, Officer (President/CEO) | 4 | Common Stock Purchase Option Derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −17,814 638,417 owned after | $8.50 | 2014-02-21 | |
| 2014-01-03 | ROONEY SEAN P Director | 4 | Common stock purchase option Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +10,000 24,700 owned after | $6.92 exercise price | 2014-01-15 | |
| 2014-01-03 | ROONEY SEAN P Director | 4 | Common stock purchase option Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +20,387 45,087 owned after | $6.92 exercise price | 2014-01-15 | |
| 2014-01-03 | LAMBRECHT COREY ALLEN Director | 4 | Common stock purchase option Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +10,000 24,700 owned after | $6.92 exercise price | 2014-01-15 | |
| 2014-01-03 | PRICE THOMAS A Director | 4 | Common stock purchase option Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +10,000 24,700 owned after | $6.92 exercise price | 2014-01-15 | |
| 2013-06-24 | CLOUGH WILLIAM J Director, Officer (President/CEO) | 4 | Common Stock Purchase Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 656,231 owned after | $6.25 | 2013-08-29 | |
| 2013-06-24 | MCKENZIE MATTHEW MURDOCK Director, Officer (Corporate Secretary) | 4 | Common Stock Purchase Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 112,797 owned after | $6.25 | 2013-08-29 | |
| 2013-06-24 | FORD DANIEL NED Officer (Chief Financial Officer) | 4 | Common Stock Purchase Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 137,795 owned after | $6.25 | 2013-08-29 | |
| 2012-09-21 | CLOUGH WILLIAM J Director, Officer (President/CEO) | 4 | Common Stock Purchase Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +330,000 456,231 owned after | $6.00 | 2013-08-29 | |
| 2012-04-16 | FORD DANIEL NED Officer (Chief Financial Officer) | 4 | Common Stock Purchase Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,598 37,795 owned after | $4.45 | 2012-04-18 | |
| 2012-04-16 | MCKENZIE MATTHEW MURDOCK Director, Officer (Corporate Secretary) | 4 | Common Stock Purchase Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,300 47,697 owned after | $4.45 | 2012-04-18 | |
| 2012-04-16 | MCKENZIE MATTHEW MURDOCK Director, Officer (Corporate Secretary) | 4 | Common Stock Purchase Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,100 62,797 owned after | $4.45 | 2012-04-18 | |
| 2012-04-16 | CLOUGH WILLIAM J Director, Officer (President/CEO) | 4 | Common Stock Purchase Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,300 89,054 owned after | $4.45 | 2012-04-18 | |
| 2012-04-16 | CLOUGH WILLIAM J Director, Officer (President/CEO) | 4 | Common Stock Purchase Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +37,177 126,231 owned after | $4.45 | 2012-04-18 | |
| 2012-04-16 | MELBY COLTON Director, Officer (Board Chair) | 4 | Common Stock Purchase Option Derivative · Indirect · Limited Liability Company | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,300 14,700 owned after | $4.45 | 2012-04-18 | |
| 2012-04-16 | PRICE THOMAS A Director | 4 | Common Stock Purchase Option Derivative · Indirect · Trust | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,300 14,700 owned after | $4.45 | 2012-04-18 | |
| 2012-04-16 | LAMBRECHT COREY ALLEN Director | 4 | Common Stock Purchase Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,300 14,700 owned after | $4.45 | 2012-04-18 | |
| 2012-04-16 | ROONEY SEAN P Director | 4 | Common Stock Purchase Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,300 14,700 owned after | $4.45 | 2012-04-18 | |
| 2010-10-11 | PRICE THOMAS A Director | 5 | Stock Purchase Option Derivative · Indirect · Trust | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +99,000 1,042,000 owned after | $0.24 | 2011-01-19 | |
| 2010-10-11 | MELBY COLTON Director | 4 | Stock Purchase Option Derivative · Indirect · LLC | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +99,000 342,000 owned after | $0.25 | 2011-01-11 | |
| 2010-10-11 | ROONEY SEAN P Director | 4 | Stock Purchase Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +99,000 342,000 owned after | $0.25 | 2011-01-10 | |
| 2010-10-11 | LAMBRECHT COREY ALLEN Director | 4 | Stock Purchase Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +99,000 342,000 owned after | $0.25 | 2011-01-07 | |
| 2010-10-11 | CLOUGH WILLIAM J Director, Officer (CEO/President) | 4 | Stock Purchase Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,115,303 6,114,091 owned after | $0.25 | 2011-01-07 | |
| 2010-10-11 | CLOUGH WILLIAM J Director, Officer (CEO/President) | 4 | Stock Purchase Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +99,000 6,213,091 owned after | $0.25 | 2011-01-07 | |
| 2010-10-11 | MCKENZIE MATTHEW MURDOCK Director, Officer (COO) | 4 | Stock Purchase Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +453,009 1,232,909 owned after | $0.25 | 2011-01-07 | |
| 2010-10-11 | MCKENZIE MATTHEW MURDOCK Director, Officer (COO) | 4 | Stock Purchase Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +99,000 1,331,909 owned after | $0.25 | 2011-01-07 | |
| 2010-10-11 | FORD DANIEL NED Officer (CFO) | 4 | Stock Purchase Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +377,949 755,989 owned after | $0.25 | 2011-01-07 | |
| 2010-08-18 | MELBY COLTON Director | 4/A | Stock Purchase Option Derivative · Indirect · LLC | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −400,000 243,000 owned after | $0.25 | 2011-01-11 | |
| 2010-08-18 | MELBY COLTON Director | 4 | Stock Option Derivative · Indirect · LLC | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −400,000 159,000 owned after | $0.01 | 2010-08-23 | |
| 2010-05-15 | PRICE THOMAS A Director | 4/A | Stock Purchase Option Derivative · Indirect · Trust | J Other acquisition or disposition (describe transaction) | −350,000 943,000 owned after | no price filed | 2011-01-12 | |
| 2009-08-28 holding as of filing | LAMBRECHT COREY ALLEN Director | 3 | common stock purchase option Derivative · Direct | Holding | $0.25 exercise price | 2009-08-28 | ||
| 2009-01-01 | CLOUGH WILLIAM J Director, Officer (President/CEO) | 4 | common stock purchase option Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,358,303 4,998,788 owned after | $0.25 | 2009-07-27 | |
| 2009-01-01 | ROONEY SEAN P Director | 4 | common stock purchase option Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +243,000 243,000 owned after | $0.25 | 2009-07-27 | |
| 2009-01-01 | FORD DANIEL NED Officer (CFO) | 4 | common stock purchase option Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +377,949 1,792,090 owned after | $0.25 | 2009-07-27 | |
| 2009-01-01 | MCKENZIE MATTHEW MURDOCK Director, Officer (COO) | 4 | common stock purchase option Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +696,009 1,403,080 owned after | $0.25 | 2009-07-27 | |
| 2009-01-01 | PRICE THOMAS A Director | 4 | common stock purchase option Derivative · Indirect · trust | P Open market or private purchase of non-derivative or derivative security | +243,000 943,000 owned after | $0.25 | 2009-07-27 | |
| 2009-01-01 | MELBY COLTON Director | 4 | common stock purchase option Derivative · Indirect · wholly owned LLC | P Open market or private purchase of non-derivative or derivative security | +243,000 859,667 owned after | $0.25 | 2009-07-27 | |
| 2008-05-15 | MELBY COLTON Director | 4/A | Stock Purchase Option Derivative · Indirect · LLC | P Open market or private purchase of non-derivative or derivative security | +200,000 1,059,667 owned after | $0.25 | 2011-01-11 |