OPTINOSE, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 11 rows in 2018. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2018-06-11: Reporting owner Scodari Joseph C; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2018-06-07: Reporting owner Tamaroff Joshua Alexander; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2018-06-07: Reporting owner Venkataraman Sriram; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2018-06-07: Reporting owner DOYLE WILLIAM F; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2018-06-11 | Scodari Joseph C Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,439 14,439 owned after | $22.50 | 2018-06-11 | |
| 2018-06-07 | Tamaroff Joshua Alexander Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,439 14,439 owned after | $22.50 | 2018-06-11 | |
| 2018-06-07 | Venkataraman Sriram Director, 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,439 14,439 owned after | $22.50 | 2018-06-11 | |
| 2018-06-07 | DOYLE WILLIAM F Director, 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,439 14,439 owned after | $22.50 | 2018-06-11 | |
| 2018-06-07 | GROENHUYSEN WILHELMUS CM Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,439 14,439 owned after | $22.50 | 2018-06-11 | |
| 2018-06-07 | HELTON SANDRA L Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,439 14,439 owned after | $22.50 | 2018-06-11 | |
| 2018-06-07 | O'Neil Robert P Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +28,879 28,879 owned after | $22.50 | 2018-06-11 | |
| 2018-02-22 | HELTON SANDRA L Director | 4/A | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +28,879 28,879 owned after | $17.59 exercise price | 2018-06-11 | |
| 2018-02-22 | HELTON SANDRA L Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +28,879 28,879 owned after | $17.59 exercise price | 2018-02-22 | |
| 2018-02-05 | Pickering Larry G Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −43,318 0 owned after | $1.63 | 2018-02-07 | |
| 2018-02-05 | Pickering Larry G Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,281 24,817 owned after | $5.14 | 2018-02-07 |