OPTINOSE, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 26 rows in 2017. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-10-12: Reporting owner Gibbs Thomas Edward; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2017-10-12: Reporting owner Marino Michael F III; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2017-10-12: Reporting owner Miller Peter K; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2017-10-12: Reporting owner Goldan Keith A.; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-10-12 | Gibbs Thomas Edward Officer (Chief Commercial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +72,197 72,197 owned after | $16.00 exercise price | 2017-10-16 | |
| 2017-10-12 | Marino Michael F III Officer (Chief Legal Officer & Corp Sec) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +86,637 86,637 owned after | $16.00 exercise price | 2017-10-16 | |
| 2017-10-12 | Miller Peter K Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +259,911 259,911 owned after | $16.00 exercise price | 2017-10-16 | |
| 2017-10-12 | Goldan Keith A. Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +72,197 72,197 owned after | $16.00 exercise price | 2017-10-16 | |
| 2017-10-12 | GROENHUYSEN WILHELMUS CM Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +28,879 28,879 owned after | $16.00 exercise price | 2017-10-16 | |
| 2017-10-12 | Mahmoud Ramy A Officer (President & COO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +202,153 202,153 owned after | $16.00 exercise price | 2017-10-16 | |
| 2017-10-12 | Bierly Rick Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +28,879 28,879 owned after | $16.00 exercise price | 2017-10-16 | |
| 2017-10-12 | Pickering Larry G Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +28,879 28,879 owned after | $16.00 exercise price | 2017-10-16 | |
| 2017-10-12 | Scodari Joseph C Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +43,318 43,318 owned after | $16.00 exercise price | 2017-10-16 | |
| 2017-10-12 holding as of filing | Marino Michael F III Officer (Chief Legal Officer & Corp Sec) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $5.14 exercise price | 2017-10-12 | ||
| 2017-10-12 holding as of filing | Goldan Keith A. Officer (Chief Financial Officer) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $5.14 exercise price | 2017-10-12 | ||
| 2017-10-12 holding as of filing | Pickering Larry G Director | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $1.63 exercise price | 2017-10-12 | ||
| 2017-10-12 holding as of filing | Pickering Larry G Director | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $5.14 exercise price | 2017-10-12 | ||
| 2017-10-12 holding as of filing | Miller Peter K Director, Officer (Chief Executive Officer) | 3 | Stock Option (Right to Buy) Derivative · Direct · (m) | Holding | $1.63 exercise price | 2017-10-12 | ||
| 2017-10-12 holding as of filing | Miller Peter K Director, Officer (Chief Executive Officer) | 3 | Stock Option (Right to Buy) Derivative · Indirect · (m) | Holding | $1.63 exercise price | 2017-10-12 | ||
| 2017-10-12 holding as of filing | Miller Peter K Director, Officer (Chief Executive Officer) | 3 | Stock Option (Right to Buy) Derivative · Direct · (m) | Holding | $3.05 exercise price | 2017-10-12 | ||
| 2017-10-12 holding as of filing | Miller Peter K Director, Officer (Chief Executive Officer) | 3 | Stock Option (Right to Buy) Derivative · Direct · (m) | Holding | $3.05 exercise price | 2017-10-12 | ||
| 2017-10-12 holding as of filing | Miller Peter K Director, Officer (Chief Executive Officer) | 3 | Stock Option (Right to Buy) Derivative · Direct · (m) | Holding | $16.31 exercise price | 2017-10-12 | ||
| 2017-10-12 holding as of filing | Miller Peter K Director, Officer (Chief Executive Officer) | 3 | Stock Option (Right to Buy) Derivative · Direct · (m) | Holding | $5.14 exercise price | 2017-10-12 | ||
| 2017-10-12 holding as of filing | Mahmoud Ramy A Officer (President & COO) | 3 | Stock Option (Right to Buy) Derivative · Direct · (m) | Holding | $1.63 exercise price | 2017-10-12 | ||
| 2017-10-12 holding as of filing | Mahmoud Ramy A Officer (President & COO) | 3 | Stock Option (Right to Buy) Derivative · Indirect · (m) | Holding | $1.63 exercise price | 2017-10-12 | ||
| 2017-10-12 holding as of filing | Mahmoud Ramy A Officer (President & COO) | 3 | Stock Option (Right to Buy) Derivative · Direct · (m) | Holding | $3.05 exercise price | 2017-10-12 | ||
| 2017-10-12 holding as of filing | Mahmoud Ramy A Officer (President & COO) | 3 | Stock Option (Right to Buy) Derivative · Direct · (m) | Holding | $3.05 exercise price | 2017-10-12 | ||
| 2017-10-12 holding as of filing | Mahmoud Ramy A Officer (President & COO) | 3 | Stock Option (Right to Buy) Derivative · Direct · (m) | Holding | $16.31 exercise price | 2017-10-12 | ||
| 2017-10-12 holding as of filing | Gibbs Thomas Edward Officer (Chief Commercial Officer) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $16.31 exercise price | 2017-10-12 | ||
| 2017-10-12 holding as of filing | Gibbs Thomas Edward Officer (Chief Commercial Officer) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $5.14 exercise price | 2017-10-12 |