OPTINOSE, INC. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 100 rows, 100 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-10-18: Reporting owner TKWD Ventures LLC | WFD Ventures LLC; Form 3; Security Series B-2 Convertible Preferred Stock; Transaction Holding.
- 2017-10-18: Reporting owner TKWD Ventures LLC | WFD Ventures LLC; Form 3; Security Series C Convertible Preferred Stock; Transaction Holding.
- 2017-10-18: Reporting owner TKWD Ventures LLC | WFD Ventures LLC; Form 3; Security Series C-1 Convertible Preferred Stock; Transaction Holding.
- 2017-10-18: Reporting owner TKWD Ventures LLC | WFD Ventures LLC; Form 3; Security Series C-2 Convertible Preferred Stock; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-10-18 holding as of filing | TKWD Ventures LLC | WFD Ventures LLC 10% Owner | 10% Owner | 3 | Series B-2 Convertible Preferred Stock Derivative · Indirect · By: TKWD Ventures LLC | Holding | no price filed | 2017-10-18 | ||
| 2017-10-18 holding as of filing | TKWD Ventures LLC | WFD Ventures LLC 10% Owner | 10% Owner | 3 | Series C Convertible Preferred Stock Derivative · Indirect · By: TKWD Ventures LLC | Holding | no price filed | 2017-10-18 | ||
| 2017-10-18 holding as of filing | TKWD Ventures LLC | WFD Ventures LLC 10% Owner | 10% Owner | 3 | Series C-1 Convertible Preferred Stock Derivative · Indirect · By: TKWD Ventures LLC | Holding | no price filed | 2017-10-18 | ||
| 2017-10-18 holding as of filing | TKWD Ventures LLC | WFD Ventures LLC 10% Owner | 10% Owner | 3 | Series C-2 Convertible Preferred Stock Derivative · Indirect · By: TKWD Ventures LLC | Holding | no price filed | 2017-10-18 | ||
| 2017-10-17 | Avista Capital Partners (Offshore) II-A, LP | Avista Capital Partners II GP, LLC | Avista Capital Partners II, L.P. | Avista Capital Partners (Offshore) II, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Indirect · By Avista Capital investment fund | C Conversion of derivative security | −2,786,097 0 owned after | $0.00 | 2017-10-19 | |
| 2017-10-17 | Avista Capital Partners (Offshore) II-A, LP | Avista Capital Partners II GP, LLC | Avista Capital Partners II, L.P. | Avista Capital Partners (Offshore) II, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Indirect · By Avista Capital investment fund | C Conversion of derivative security | −914,916 0 owned after | $0.00 | 2017-10-19 | |
| 2017-10-17 | Avista Capital Partners (Offshore) II-A, LP | Avista Capital Partners II GP, LLC | Avista Capital Partners II, L.P. | Avista Capital Partners (Offshore) II, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Indirect · By Avista Capital investment fund | C Conversion of derivative security | −222,089 0 owned after | $0.00 | 2017-10-19 | |
| 2017-10-17 | Avista Capital Partners (Offshore) II-A, LP | Avista Capital Partners II GP, LLC | Avista Capital Partners II, L.P. | Avista Capital Partners (Offshore) II, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series C-1 Convertible Preferred Stock Derivative · Indirect · By Avista Capital investment fund | C Conversion of derivative security | −824,986 0 owned after | $0.00 | 2017-10-19 | |
| 2017-10-17 | Avista Capital Partners (Offshore) II-A, LP | Avista Capital Partners II GP, LLC | Avista Capital Partners II, L.P. | Avista Capital Partners (Offshore) II, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series C-1 Convertible Preferred Stock Derivative · Indirect · By Avista Capital investment fund | C Conversion of derivative security | −270,915 0 owned after | $0.00 | 2017-10-19 | |
| 2017-10-17 | Avista Capital Partners (Offshore) II-A, LP | Avista Capital Partners II GP, LLC | Avista Capital Partners II, L.P. | Avista Capital Partners (Offshore) II, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series C-1 Convertible Preferred Stock Derivative · Indirect · By Avista Capital investment fund | C Conversion of derivative security | −65,761 0 owned after | $0.00 | 2017-10-19 | |
| 2017-10-17 | Avista Capital Partners (Offshore) II-A, LP | Avista Capital Partners II GP, LLC | Avista Capital Partners II, L.P. | Avista Capital Partners (Offshore) II, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series C-2 Convertible Preferred Stock Derivative · Indirect · By Avista Capital investment fund | C Conversion of derivative security | −354,855 0 owned after | $0.00 | 2017-10-19 | |
| 2017-10-17 | Avista Capital Partners (Offshore) II-A, LP | Avista Capital Partners II GP, LLC | Avista Capital Partners II, L.P. | Avista Capital Partners (Offshore) II, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series C-2 Convertible Preferred Stock Derivative · Indirect · By Avista Capital investment fund | C Conversion of derivative security | −116,529 0 owned after | $0.00 | 2017-10-19 | |
| 2017-10-17 | Avista Capital Partners (Offshore) II-A, LP | Avista Capital Partners II GP, LLC | Avista Capital Partners II, L.P. | Avista Capital Partners (Offshore) II, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series C-2 Convertible Preferred Stock Derivative · Indirect · By Avista Capital investment fund | C Conversion of derivative security | −28,286 0 owned after | $0.00 | 2017-10-19 | |
| 2017-10-17 | Avista Capital Partners (Offshore) II-A, LP | Avista Capital Partners II GP, LLC | Avista Capital Partners II, L.P. | Avista Capital Partners (Offshore) II, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · By Avista Capital investment fund | C Conversion of derivative security | −216,189 0 owned after | $0.00 | 2017-10-19 | |
| 2017-10-17 | Avista Capital Partners (Offshore) II-A, LP | Avista Capital Partners II GP, LLC | Avista Capital Partners II, L.P. | Avista Capital Partners (Offshore) II, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · By Avista Capital investment fund | C Conversion of derivative security | −216,189 0 owned after | $0.00 | 2017-10-19 | |
| 2017-10-17 | Avista Capital Partners (Offshore) II-A, LP | Avista Capital Partners II GP, LLC | Avista Capital Partners II, L.P. | Avista Capital Partners (Offshore) II, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · By Avista Capital investment fund | C Conversion of derivative security | −17,233 0 owned after | $0.00 | 2017-10-19 | |
| 2017-10-17 | Venkataraman Sriram Director, 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Indirect · By Avista Capital investment fund | C Conversion of derivative security | −2,786,097 0 owned after | $0.00 | 2017-10-19 | |
| 2017-10-17 | Venkataraman Sriram Director, 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Indirect · By Avista Capital investment fund | C Conversion of derivative security | −914,916 0 owned after | $0.00 | 2017-10-19 | |
| 2017-10-17 | Venkataraman Sriram Director, 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Indirect · By Avista Capital investment fund | C Conversion of derivative security | −222,089 0 owned after | $0.00 | 2017-10-19 | |
| 2017-10-17 | Venkataraman Sriram Director, 10% Owner | 4 | Series C-1 Convertible Preferred Stock Derivative · Indirect · By Avista Capital investment fund | C Conversion of derivative security | −824,986 0 owned after | $0.00 | 2017-10-19 | |
| 2017-10-17 | Venkataraman Sriram Director, 10% Owner | 4 | Series C-1 Convertible Preferred Stock Derivative · Indirect · By Avista Capital investment fund | C Conversion of derivative security | −270,915 0 owned after | $0.00 | 2017-10-19 | |
| 2017-10-17 | Venkataraman Sriram Director, 10% Owner | 4 | Series C-1 Convertible Preferred Stock Derivative · Indirect · By Avista Capital investment fund | C Conversion of derivative security | −65,761 0 owned after | $0.00 | 2017-10-19 | |
| 2017-10-17 | Venkataraman Sriram Director, 10% Owner | 4 | Series C-2 Convertible Preferred Stock Derivative · Indirect · By Avista Capital investment fund | C Conversion of derivative security | −354,855 0 owned after | $0.00 | 2017-10-19 | |
| 2017-10-17 | Venkataraman Sriram Director, 10% Owner | 4 | Series C-2 Convertible Preferred Stock Derivative · Indirect · By Avista Capital investment fund | C Conversion of derivative security | −116,529 0 owned after | $0.00 | 2017-10-19 | |
| 2017-10-17 | Venkataraman Sriram Director, 10% Owner | 4 | Series C-2 Convertible Preferred Stock Derivative · Indirect · By Avista Capital investment fund | C Conversion of derivative security | −28,286 0 owned after | $0.00 | 2017-10-19 | |
| 2017-10-17 | Venkataraman Sriram Director, 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · By Avista Capital investment fund | C Conversion of derivative security | −216,189 0 owned after | $0.00 | 2017-10-19 | |
| 2017-10-17 | Venkataraman Sriram Director, 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · By Avista Capital investment fund | C Conversion of derivative security | −216,189 0 owned after | $0.00 | 2017-10-19 | |
| 2017-10-17 | Venkataraman Sriram Director, 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · By Avista Capital investment fund | C Conversion of derivative security | −17,233 0 owned after | $0.00 | 2017-10-19 | |
| 2017-10-17 | Miller Peter K Director, Officer (Chief Executive Officer) | 4 | Series C Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −14,535 0 owned after | $0.00 | 2017-10-19 | |
| 2017-10-17 | Miller Peter K Director, Officer (Chief Executive Officer) | 4 | Series C-1 Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −16,564 0 owned after | $0.00 | 2017-10-19 | |
| 2017-10-17 | Miller Peter K Director, Officer (Chief Executive Officer) | 4 | Series C-2 Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −3,026 0 owned after | $0.00 | 2017-10-19 | |
| 2017-10-17 | Pickering Larry G Director | 4 | Series C Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −82,713 0 owned after | $0.00 | 2017-10-19 | |
| 2017-10-17 | Pickering Larry G Director | 4 | Series C-1 Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −20,715 0 owned after | $0.00 | 2017-10-19 | |
| 2017-10-17 | Pickering Larry G Director | 4 | Series C-2 Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −10,066 0 owned after | $0.00 | 2017-10-19 | |
| 2017-10-17 | DOYLE WILLIAM F Director, 10% Owner | 4 | Series B-2 Convertible Preferred Stock Derivative · Direct · (m) | C Conversion of derivative security | −4,563 0 owned after | $0.00 | 2017-10-19 | |
| 2017-10-17 | DOYLE WILLIAM F Director, 10% Owner | 4 | Series C-1 Convertible Preferred Stock Derivative · Direct · (m) | C Conversion of derivative security | −1,142 0 owned after | $0.00 | 2017-10-19 | |
| 2017-10-17 | DOYLE WILLIAM F Director, 10% Owner | 4 | Series C-2 Convertible Preferred Stock Derivative · Direct · (m) | C Conversion of derivative security | −473 0 owned after | $0.00 | 2017-10-19 | |
| 2017-10-17 | DOYLE WILLIAM F Director, 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Direct · (m) | C Conversion of derivative security | −334 0 owned after | $0.00 | 2017-10-19 | |
| 2017-10-17 | DOYLE WILLIAM F Director, 10% Owner | 4 | Series B-2 Convertible Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −719,225 0 owned after | $0.00 | 2017-10-19 | |
| 2017-10-17 | DOYLE WILLIAM F Director, 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −41,160 0 owned after | $0.00 | 2017-10-19 | |
| 2017-10-17 | DOYLE WILLIAM F Director, 10% Owner | 4 | Series C-1 Convertible Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −190,440 0 owned after | $0.00 | 2017-10-19 | |
| 2017-10-17 | DOYLE WILLIAM F Director, 10% Owner | 4 | Series C-2 Convertible Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −92,543 0 owned after | $0.00 | 2017-10-19 | |
| 2017-10-17 | WFD Ventures LLC | TKWD Ventures LLC 10% Owner | 10% Owner | 4 | Series B-2 Convertible Preferred Stock Derivative · Indirect · TKWD Ventures LLC | C Conversion of derivative security | −719,225 0 owned after | $0.00 | 2017-10-19 | |
| 2017-10-17 | WFD Ventures LLC | TKWD Ventures LLC 10% Owner | 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Indirect · TKWD Ventures LLC | C Conversion of derivative security | −41,160 0 owned after | $0.00 | 2017-10-19 | |
| 2017-10-17 | WFD Ventures LLC | TKWD Ventures LLC 10% Owner | 10% Owner | 4 | Series C-1 Convertible Preferred Stock Derivative · Indirect · TKWD Ventures LLC | C Conversion of derivative security | −190,440 0 owned after | $0.00 | 2017-10-19 | |
| 2017-10-17 | WFD Ventures LLC | TKWD Ventures LLC 10% Owner | 10% Owner | 4 | Series C-2 Convertible Preferred Stock Derivative · Indirect · TKWD Ventures LLC | C Conversion of derivative security | −92,543 0 owned after | $0.00 | 2017-10-19 | |
| 2017-10-17 | Mahmoud Ramy A Officer (President and COO) | 4 | Series C-1 Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −16,564 0 owned after | $0.00 | 2017-10-19 | |
| 2017-10-17 | Mahmoud Ramy A Officer (President and COO) | 4 | Series C-2 Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −1,612 0 owned after | $0.00 | 2017-10-19 | |
| 2017-10-17 | Entrepreneurs Fund General Partner Ltd | Bradshaw Paul | Entrepreneurs Fund LP 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Derivative · Direct | C Conversion of derivative security | −285,480 0 owned after | $0.00 | 2017-10-17 | |
| 2017-10-17 | Entrepreneurs Fund General Partner Ltd | Bradshaw Paul | Entrepreneurs Fund LP 10% Owner | 10% Owner | 10% Owner | 4 | Series B-1 Preferred Stock Derivative · Direct | C Conversion of derivative security | −35,680 0 owned after | $0.00 | 2017-10-17 | |
| 2017-10-17 | Entrepreneurs Fund General Partner Ltd | Bradshaw Paul | Entrepreneurs Fund LP 10% Owner | 10% Owner | 10% Owner | 4 | Series C Preferred Stock Derivative · Direct | C Conversion of derivative security | −34,300 0 owned after | $0.00 | 2017-10-17 | |
| 2017-10-17 | Entrepreneurs Fund General Partner Ltd | Bradshaw Paul | Entrepreneurs Fund LP 10% Owner | 10% Owner | 10% Owner | 4 | Series C-1 Preferred Stock Derivative · Direct | C Conversion of derivative security | −113,842 0 owned after | $0.00 | 2017-10-17 | |
| 2017-10-17 | Entrepreneurs Fund General Partner Ltd | Bradshaw Paul | Entrepreneurs Fund LP 10% Owner | 10% Owner | 10% Owner | 4 | Series C-2 Preferred Stock Derivative · Direct | C Conversion of derivative security | −69,256 0 owned after | $0.00 | 2017-10-17 | |
| 2017-10-17 | Entrepreneurs Fund General Partner Ltd | Bradshaw Paul | Entrepreneurs Fund LP 10% Owner | 10% Owner | 10% Owner | 4 | Series D Preferred Stock Derivative · Direct | C Conversion of derivative security | −45,662 0 owned after | $0.00 | 2017-10-17 | |
| 2017-10-12 holding as of filing | Avista Capital Partners II, L.P. | Avista Capital Partners II GP, LLC | Avista Capital Partners (Offshore) II-A, LP | Avista Capital Partners (Offshore) II, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series C Convertible Preferred Stock Derivative · Indirect · By Avista Capital investment fund | Holding | no price filed | 2017-10-12 | ||
| 2017-10-12 holding as of filing | Avista Capital Partners II, L.P. | Avista Capital Partners II GP, LLC | Avista Capital Partners (Offshore) II-A, LP | Avista Capital Partners (Offshore) II, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series C Convertible Preferred Stock Derivative · Indirect · By Avista Capital investment fund | Holding | no price filed | 2017-10-12 | ||
| 2017-10-12 holding as of filing | Avista Capital Partners II, L.P. | Avista Capital Partners II GP, LLC | Avista Capital Partners (Offshore) II-A, LP | Avista Capital Partners (Offshore) II, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series C Convertible Preferred Stock Derivative · Indirect · By Avista Capital investment fund | Holding | no price filed | 2017-10-12 | ||
| 2017-10-12 holding as of filing | Avista Capital Partners II, L.P. | Avista Capital Partners II GP, LLC | Avista Capital Partners (Offshore) II-A, LP | Avista Capital Partners (Offshore) II, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series C-1 Convertible Preferred Stock Derivative · Indirect · By Avista Capital investment fund | Holding | no price filed | 2017-10-12 | ||
| 2017-10-12 holding as of filing | Avista Capital Partners II, L.P. | Avista Capital Partners II GP, LLC | Avista Capital Partners (Offshore) II-A, LP | Avista Capital Partners (Offshore) II, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series C-1 Convertible Preferred Stock Derivative · Indirect · By Avista Capital investment fund | Holding | no price filed | 2017-10-12 | ||
| 2017-10-12 holding as of filing | Avista Capital Partners II, L.P. | Avista Capital Partners II GP, LLC | Avista Capital Partners (Offshore) II-A, LP | Avista Capital Partners (Offshore) II, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series C-1 Convertible Preferred Stock Derivative · Indirect · By Avista Capital investment fund | Holding | no price filed | 2017-10-12 | ||
| 2017-10-12 holding as of filing | Avista Capital Partners II, L.P. | Avista Capital Partners II GP, LLC | Avista Capital Partners (Offshore) II-A, LP | Avista Capital Partners (Offshore) II, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series C-2 Convertible Preferred Stock Derivative · Indirect · By Avista Capital investment fund | Holding | no price filed | 2017-10-12 | ||
| 2017-10-12 holding as of filing | Avista Capital Partners II, L.P. | Avista Capital Partners II GP, LLC | Avista Capital Partners (Offshore) II-A, LP | Avista Capital Partners (Offshore) II, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series C-2 Convertible Preferred Stock Derivative · Indirect · By Avista Capital investment fund | Holding | no price filed | 2017-10-12 | ||
| 2017-10-12 holding as of filing | Avista Capital Partners II, L.P. | Avista Capital Partners II GP, LLC | Avista Capital Partners (Offshore) II-A, LP | Avista Capital Partners (Offshore) II, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series C-2 Convertible Preferred Stock Derivative · Indirect · By Avista Capital investment fund | Holding | no price filed | 2017-10-12 | ||
| 2017-10-12 holding as of filing | Avista Capital Partners II, L.P. | Avista Capital Partners II GP, LLC | Avista Capital Partners (Offshore) II-A, LP | Avista Capital Partners (Offshore) II, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series D Convertible Preferred Stock Derivative · Indirect · By Avista Capital investment fund | Holding | no price filed | 2017-10-12 | ||
| 2017-10-12 holding as of filing | Avista Capital Partners II, L.P. | Avista Capital Partners II GP, LLC | Avista Capital Partners (Offshore) II-A, LP | Avista Capital Partners (Offshore) II, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series D Convertible Preferred Stock Derivative · Indirect · By Avista Capital investment fund | Holding | no price filed | 2017-10-12 | ||
| 2017-10-12 holding as of filing | Avista Capital Partners II, L.P. | Avista Capital Partners II GP, LLC | Avista Capital Partners (Offshore) II-A, LP | Avista Capital Partners (Offshore) II, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series D Convertible Preferred Stock Derivative · Indirect · By Avista Capital investment fund | Holding | no price filed | 2017-10-12 | ||
| 2017-10-12 holding as of filing | Venkataraman Sriram Director, 10% Owner | 3 | Series C Convertible Preferred Stock Derivative · Indirect · By Avista Capital investment fund | Holding | no price filed | 2017-10-12 | ||
| 2017-10-12 holding as of filing | Venkataraman Sriram Director, 10% Owner | 3 | Series C Convertible Preferred Stock Derivative · Indirect · By Avista Capital investment fund | Holding | no price filed | 2017-10-12 | ||
| 2017-10-12 holding as of filing | Venkataraman Sriram Director, 10% Owner | 3 | Series C Convertible Preferred Stock Derivative · Indirect · By Avista Capital investment fund | Holding | no price filed | 2017-10-12 | ||
| 2017-10-12 holding as of filing | Venkataraman Sriram Director, 10% Owner | 3 | Series C-1 Convertible Preferred Stock Derivative · Indirect · By Avista Capital investment fund | Holding | no price filed | 2017-10-12 | ||
| 2017-10-12 holding as of filing | Venkataraman Sriram Director, 10% Owner | 3 | Series C-1 Convertible Preferred Stock Derivative · Indirect · By Avista Capital investment fund | Holding | no price filed | 2017-10-12 | ||
| 2017-10-12 holding as of filing | Venkataraman Sriram Director, 10% Owner | 3 | Series C-1 Convertible Preferred Stock Derivative · Indirect · By Avista Capital investment fund | Holding | no price filed | 2017-10-12 | ||
| 2017-10-12 holding as of filing | Venkataraman Sriram Director, 10% Owner | 3 | Series C-2 Convertible Preferred Stock Derivative · Indirect · By Avista Capital investment fund | Holding | no price filed | 2017-10-12 | ||
| 2017-10-12 holding as of filing | Venkataraman Sriram Director, 10% Owner | 3 | Series C-2 Convertible Preferred Stock Derivative · Indirect · By Avista Capital investment fund | Holding | no price filed | 2017-10-12 | ||
| 2017-10-12 holding as of filing | Venkataraman Sriram Director, 10% Owner | 3 | Series C-2 Convertible Preferred Stock Derivative · Indirect · By Avista Capital investment fund | Holding | no price filed | 2017-10-12 | ||
| 2017-10-12 holding as of filing | Venkataraman Sriram Director, 10% Owner | 3 | Series D Convertible Preferred Stock Derivative · Indirect · By Avista Capital investment fund | Holding | no price filed | 2017-10-12 | ||
| 2017-10-12 holding as of filing | Venkataraman Sriram Director, 10% Owner | 3 | Series D Convertible Preferred Stock Derivative · Indirect · By Avista Capital investment fund | Holding | no price filed | 2017-10-12 | ||
| 2017-10-12 holding as of filing | Venkataraman Sriram Director, 10% Owner | 3 | Series D Convertible Preferred Stock Derivative · Indirect · By Avista Capital investment fund | Holding | no price filed | 2017-10-12 | ||
| 2017-10-12 holding as of filing | DOYLE WILLIAM F Director, 10% Owner | 3 | Series B-2 Convertible Preferred Stock Derivative · Direct · (m) | Holding | no price filed | 2017-10-12 | ||
| 2017-10-12 holding as of filing | DOYLE WILLIAM F Director, 10% Owner | 3 | Series C-1 Convertible Preferred Stock Derivative · Direct · (m) | Holding | no price filed | 2017-10-12 | ||
| 2017-10-12 holding as of filing | DOYLE WILLIAM F Director, 10% Owner | 3 | Series C-2 Convertible Preferred Stock Derivative · Direct · (m) | Holding | no price filed | 2017-10-12 | ||
| 2017-10-12 holding as of filing | DOYLE WILLIAM F Director, 10% Owner | 3 | Series D Convertible Preferred Stock Derivative · Direct · (m) | Holding | no price filed | 2017-10-12 | ||
| 2017-10-12 holding as of filing | DOYLE WILLIAM F Director, 10% Owner | 3 | Series B-2 Convertible Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2017-10-12 | ||
| 2017-10-12 holding as of filing | DOYLE WILLIAM F Director, 10% Owner | 3 | Series C Convertible Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2017-10-12 | ||
| 2017-10-12 holding as of filing | DOYLE WILLIAM F Director, 10% Owner | 3 | Series C-1 Convertible Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2017-10-12 | ||
| 2017-10-12 holding as of filing | DOYLE WILLIAM F Director, 10% Owner | 3 | Series C-2 Convertible Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2017-10-12 | ||
| 2017-10-12 holding as of filing | Bradshaw Paul | Entrepreneurs Fund LP | Entrepreneurs Fund General Partner Ltd 10% Owner | 10% Owner | 10% Owner | 3 | Series A Preferred Stock Derivative · Direct | Holding | no price filed | 2017-10-12 | ||
| 2017-10-12 holding as of filing | Bradshaw Paul | Entrepreneurs Fund LP | Entrepreneurs Fund General Partner Ltd 10% Owner | 10% Owner | 10% Owner | 3 | Series B-1 Preferred Stock Derivative · Direct | Holding | no price filed | 2017-10-12 | ||
| 2017-10-12 holding as of filing | Bradshaw Paul | Entrepreneurs Fund LP | Entrepreneurs Fund General Partner Ltd 10% Owner | 10% Owner | 10% Owner | 3 | Series C Preferred Stock Derivative · Direct | Holding | no price filed | 2017-10-12 | ||
| 2017-10-12 holding as of filing | Bradshaw Paul | Entrepreneurs Fund LP | Entrepreneurs Fund General Partner Ltd 10% Owner | 10% Owner | 10% Owner | 3 | Series C-1 Preferred Stock Derivative · Direct | Holding | no price filed | 2017-10-12 | ||
| 2017-10-12 holding as of filing | Bradshaw Paul | Entrepreneurs Fund LP | Entrepreneurs Fund General Partner Ltd 10% Owner | 10% Owner | 10% Owner | 3 | Series C-2 Preferred Stock Derivative · Direct | Holding | no price filed | 2017-10-12 | ||
| 2017-10-12 holding as of filing | Bradshaw Paul | Entrepreneurs Fund LP | Entrepreneurs Fund General Partner Ltd 10% Owner | 10% Owner | 10% Owner | 3 | Series D Preferred Stock Derivative · Direct | Holding | no price filed | 2017-10-12 | ||
| 2017-10-12 holding as of filing | Pickering Larry G Director | 3 | Series C Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2017-10-12 | ||
| 2017-10-12 holding as of filing | Pickering Larry G Director | 3 | Series C-1 Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2017-10-12 | ||
| 2017-10-12 holding as of filing | Pickering Larry G Director | 3 | Series C-2 Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2017-10-12 | ||
| 2017-10-12 holding as of filing | Miller Peter K Director, Officer (Chief Executive Officer) | 3 | Series C Convertible Preferred Stock Derivative · Direct · (m) | Holding | no price filed | 2017-10-12 | ||
| 2017-10-12 holding as of filing | Miller Peter K Director, Officer (Chief Executive Officer) | 3 | Series C-1 Convertible Preferred Stock Derivative · Direct · (m) | Holding | no price filed | 2017-10-12 | ||
| 2017-10-12 holding as of filing | Miller Peter K Director, Officer (Chief Executive Officer) | 3 | Series C-2 Convertible Preferred Stock Derivative · Direct · (m) | Holding | no price filed | 2017-10-12 | ||
| 2017-10-12 holding as of filing | Mahmoud Ramy A Officer (President & COO) | 3 | Series C-1 Convertible Preferred Stock Derivative · Direct · (m) | Holding | no price filed | 2017-10-12 | ||
| 2017-10-12 holding as of filing | Mahmoud Ramy A Officer (President & COO) | 3 | Series C-2 Convertible Preferred Stock Derivative · Direct · (m) | Holding | no price filed | 2017-10-12 |