Ominto, Inc. Form 8-K: Current report
Filings on SEC EDGAR, newest first; amendments sit with their base form. Values are as filed.
- 2013-11-21: Form 8-K; Period of report 2013-11-15; Description 3.02 Unregistered Sales of Equity Securities; Details 3.02.
- 2013-11-08: Form 8-K; Period of report 2013-11-04; Description 3.02 Unregistered Sales of Equity Securities; Details 3.02.
- 2013-10-25: Form 8-K; Period of report 2013-10-25; Description 3.02 Unregistered Sales of Equity Securities; Details 3.02.
- 2013-10-17: Form 8-K; Period of report 2013-10-14; Description 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; Details 5.02.
| Filed | Form | Period of report | Description | Details | Document |
|---|---|---|---|---|---|
| 2013-11-21 | 8-K | 2013-11-15 | 3.02 Unregistered Sales of Equity Securities | 3.02 As previously reported, on June 19, 2013 DubLi, Inc. (the “Company”) entered into a Purchase Agreement (the “Agreement”) with Michael Hansen, the Chief Executive Officer of the Company, with respect to the sale of 30,000,000 shares of common stock, par value $0.001 per share (“Common Stock”), of the Company at a price of $0.10 per share for $3,000,000 which included cash payments totaling $2,300,000 and cancellation of $700,000 of indebtedness owed by the Company to Mr. Hansen. | dubl_11x15x2013x8xk.htm |
| 2013-11-08 | 8-K | 2013-11-04 | 3.02 Unregistered Sales of Equity Securities | 3.02 As previously reported, on June 19, 2013 DubLi, Inc. (the “Company”) entered into a Purchase Agreement (the “Agreement”) with Michael Hansen, the Chief Executive Officer of the Company, with respect to the sale of 23,000,000 shares of common stock, par value $0.001 per share (“Common Stock”), of the Company at a price of $0.10 per share. | dubl_11x08x2013-8xk.htm |
| 2013-10-25 | 8-K | 2013-10-25 | 3.02 Unregistered Sales of Equity Securities | 3.02 As previously reported, on June 19, 2013 DubLi, Inc. (the “Company”) entered into a Purchase Agreement (the “Agreement”) with Michael Hansen, the Chief Executive Officer of the Company, with respect to the sale of 23,000,000 shares of common stock, par value $0.001 per share (“Common Stock”), of the Company at a price of $0.10 per share. | dubl-10152013x8xk.htm |
| 2013-10-17 | 8-K | 2013-10-14 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On October 14, 2013, DubLi, Inc. (“DubLi”) notified Mr. Mark Mroczkowski, an officer of DubLi, that his Amended and Restated Employment Agreement with DubLi, dated effective October 1, 2012 (the “Employment Agreement”), would not be renewed. | dubl-10x14x2013x8xkmm.htm |
| 2013-09-20 | 8-K | 2013-09-20 | 3.02 Unregistered Sales of Equity Securities | 3.02 As previously reported, on June 19, 2013 DubLi, Inc. (the “Company”) entered into a Purchase Agreement (the “Agreement”) with Michael Hansen, the Chief Executive Officer of the Company, with respect to the sale of 23,000,000 shares of common stock, par value $0.001 per share (“Common Stock”), of the Company at a price of $0.10 per share. | dubl-9172013x8xk.htm |
| 2013-09-13 | 8-K | 2013-09-13 | 3.02 Unregistered Sales of Equity Securities | 3.02 As previously reported, on June 19, 2013 DubLi, Inc. (the “Company”) entered into a Purchase Agreement (the “Agreement”) with Michael Hansen, the Chief Executive Officer of the Company, with respect to the sale of 23,000,000 shares of common stock, par value $0.001 per share (“Common Stock”), of the Company at a price of $0.10 per share. | dubl-9132013x8xk.htm |
| 2013-06-21 | 8-K | 2013-06-19 | 1.01 Entry into a Material Definitive Agreement; 3.02 Unregistered Sales of Equity Securities | 1.01 Entry into a Material Definitive Agreement. 3.02 The information set forth in Item 1.01 of this Report is incorporated herein by reference. | dubli-form8xkmanagementsto.htm |
| 2013-04-23 | 8-K | 2013-04-23 | 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant | 2.03 On April 23, 2013, the Company entered into a loan agreement with Michael Hansen, the Company’s CEO and controlling shareholder. | dubli-form8xkmhloan4x2013.htm |
| 2013-03-28 | 8-K | 2013-03-24 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On March 24, 2013, Niels Burtenshaw Thuesen informed the Board of Directors (the “Board”) of DubLi, Inc. (the “Company”) that he was resigning from his position as a member of the Board, including his position as Chairman of the Board, effective immediately. | v339794_8k.htm |
| 2013-03-05 | 8-K | 2013-02-27 | 1.01 Entry into a Material Definitive Agreement; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 1.01 Entry into a Material Definitive Agreement. 5.02 On February 27, 2013, DubLi, Inc. and Subsidiaries (the “Company” or “DubLi”) entered into a new employment agreement and restricted stock award agreement with its Chief Executive Officer, Michael Hansen. | form8-khansenceoagr.htm |
| 2013-02-28 | 8-K/A | 2012-12-12 | 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review | 4.02 On December 12, 2012, the audit committee of the board of directors of DubLi, Inc. (the “Company”), in consultation with the Company’s auditors, Cherry Bekaert LLP, determined that the Company’s Consolidated Statements of Operations for the year ended September 30, 2011, and for each of the three quarters ended December 31, 2011, March 31, 2012 and June 30, 2012 (collectively, the “Financial Statements”) should not be relied upon because the Company must restate its consolidated financial statements to correct accounting errors in revenue recognition. | form8-kxano3restatement.htm |
| 2013-02-28 | 8-K | 2013-02-26 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On February 26, 2013, DubLi, Inc. and Subsidiaries (the “Company” or “DubLi”) appointed Eric Nelson to be its Chief Financial Officer. | form8-kericnelsonemploymen.htm |
| 2013-02-08 | 8-K/A | 2012-12-12 | 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review | 4.02 On December 12, 2012, the audit committee of the board of directors of DubLi, Inc. (the “Company”), in consultation with the Company’s auditors, Cherry Bekaert LLP, determined that the Company’s Consolidated Statements of Operations for the year ended September 30, 2011, and for each of the three quarters ended December 31, 2011, March 31, 2012 and June 30, 2012 (collectively, the “Financial Statements”) should not be relied upon because the Company needs to revise its presentation of revenue from a gross to a net presentation for the sales of its proprietary electronic gift cards. | dubliform8-kxarestatementg.htm |
| 2013-01-25 | 8-K/A | 2013-01-25 | 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review | 4.02 On December 12, 2012, the audit committee of the board of directors of DubLi, Inc. (the “Company”), in consultation with the Company’s auditors, Cherry Bekaert LLP, determined that the Company’s Consolidated Statements of Operations for the year ended September 30, 2011, and for each of the three quarters ended December 31, 2011, March 31, 2012 and June 30, 2012 (collectively, the “Financial Statements”) should not be relied upon because the Company needs to revise its presentation of revenue from a gross to a net presentation for the sales of its proprietary electronic gift cards. | dublform8-kajanuary252013.htm |
| 2013-01-23 | 8-K | 2012-01-23 | 1.02 Termination of a Material Definitive Agreement | 1.02 As previously reported, DubLi, Inc., (the “Company”) and Agaani Music, JLT (“Agaani”) entered into an Amended and Restated Agreement for the Sale of Assets, Assumption of Liabilities and Obligations and Licensing of Certain Rights dated as of January 3, 2013 (the “Agreement”). | v332818_8k.htm |
| 2013-01-07 | 8-K | 2012-12-31 | 1.01 Entry into a Material Definitive Agreement | 1.01 Entry into a Material Definitive Agreement. | v331548_8k.htm |