Ominto, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 68 rows, 68 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2018-07-03: Reporting owner Choucair Samer; Form 3; Security Stock Option (Right to Buy); Transaction Holding.
- 2018-07-03: Reporting owner Andersen Troels; Form 3; Security Stock option (right to buy); Transaction Holding.
- 2018-03-21: Reporting owner Spielman Jim; Form 3; Security Stock Option (right to buy); Transaction Holding.
- 2017-06-20: Reporting owner Hill, Mitch C.; Form 4; Security Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2018-07-03 holding as of filing | Choucair Samer Director | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $0.31 exercise price | 2018-07-03 | ||
| 2018-07-03 holding as of filing | Andersen Troels Director | 3 | Stock option (right to buy) Derivative · Direct | Holding | $0.31 exercise price | 2018-07-03 | ||
| 2018-03-21 holding as of filing | Spielman Jim Officer (Chief Financial Officer) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $3.29 exercise price | 2018-03-21 | ||
| 2017-06-20 | Hill, Mitch C. Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 270,000 owned after | $7.26 exercise price | 2017-06-21 | |
| 2017-06-20 | NEWELL GREGORY J Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 70,000 owned after | $7.26 exercise price | 2017-06-21 | |
| 2017-05-18 holding as of filing | Cohen, Matthew S. Officer (General Counsel) | 3 | Stock Option Derivative · Direct | Holding | $9.74 exercise price | 2017-05-18 | ||
| 2017-03-31 holding as of filing | Quijada Raoul Officer (Chief Financial Officer) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $5.70 exercise price | 2017-03-31 | ||
| 2016-12-09 holding as of filing | Connolly Julianne Director | 3 | Stock Option Derivative · Direct | Holding | $2.80 exercise price | 2016-12-09 | ||
| 2016-12-08 | Hill, Mitch C. Director | 4/A | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +70,000 90,000 owned after | $4.00 exercise price | 2018-01-12 | |
| 2016-12-08 | Hill, Mitch C. Director | 4/A | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 120,000 owned after | $4.00 exercise price | 2018-01-12 | |
| 2016-12-08 | Harris, Peter H. Director | 4/A | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 50,000 owned after | $4.00 exercise price | 2017-05-18 | |
| 2016-12-08 | NEWELL GREGORY J Director | 4/A | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 50,000 owned after | $4.00 exercise price | 2017-05-18 | |
| 2016-12-08 | Baughman, Gary S. Director | 4/A | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 50,000 owned after | $4.00 exercise price | 2017-05-18 | |
| 2016-12-08 | Connolly Julianne Director | 4/A | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $4.00 exercise price | 2017-05-18 | |
| 2016-12-08 | Hill, Mitch C. Director | 4/A | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +70,000 90,000 owned after | $4.00 exercise price | 2017-05-18 | |
| 2016-12-08 | Hill, Mitch C. Director | 4/A | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 120,000 owned after | $4.00 exercise price | 2017-05-18 | |
| 2016-12-08 | Hill, Mitch C. Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 250,000 owned after | $2.80 exercise price | 2016-12-13 | |
| 2016-12-08 | Hill, Mitch C. Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $2.80 exercise price | 2016-12-13 | |
| 2016-12-08 | Baughman, Gary S. Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $2.80 exercise price | 2016-12-12 | |
| 2016-12-08 | NEWELL GREGORY J Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $2.80 exercise price | 2016-12-12 | |
| 2016-12-08 | Connolly Julianne Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $2.80 exercise price | 2016-12-12 | |
| 2016-12-08 | Harris, Peter H. Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $2.80 exercise price | 2016-12-12 | |
| 2015-10-28 | Schuett Jeff Officer (Exec. VP Operations and SD) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000,000 5,000,000 owned after | $0.14 exercise price | 2015-11-03 | |
| 2015-08-25 | Vogl Thomas Officer (CHIEF MARKETING OFFICER) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000,000 5,000,000 owned after | $0.11 exercise price | 2015-08-27 | |
| 2015-08-10 | Hill, Mitch C. Director | 4/A | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000,000 1,000,000 owned after | $0.11 exercise price | 2015-09-22 | |
| 2015-08-10 | Hill, Mitch C. Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000,000 1,000,000 owned after | $0.11 exercise price | 2015-09-22 | |
| 2015-08-10 | POLLEI DAVID C Director | 4/A | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000,000 1,000,000 owned after | $0.11 exercise price | 2015-09-22 | |
| 2015-08-10 | POLLEI DAVID C Director | 4/A | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000,000 3,000,000 owned after | $0.11 exercise price | 2015-09-22 | |
| 2015-08-10 | POLLEI DAVID C Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000,000 1,000,000 owned after | $0.11 exercise price | 2015-09-22 | |
| 2015-08-10 | POLLEI DAVID C Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000,000 3,000,000 owned after | $0.11 exercise price | 2015-09-22 | |
| 2015-08-10 | Baughman, Gary S. Director | 4/A | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000,000 1,000,000 owned after | $0.11 exercise price | 2015-09-22 | |
| 2015-08-10 | Baughman, Gary S. Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000,000 1,000,000 owned after | $0.11 exercise price | 2015-09-22 | |
| 2015-08-10 | NEWELL GREGORY J Director | 4/A | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000,000 1,000,000 owned after | $0.11 exercise price | 2015-09-22 | |
| 2015-08-10 | NEWELL GREGORY J Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000,000 1,000,000 owned after | $0.11 exercise price | 2015-09-22 | |
| 2015-08-10 | Harris, Peter H. Director | 4/A | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000,000 1,000,000 owned after | $0.11 exercise price | 2015-09-22 | |
| 2015-08-10 | Harris, Peter H. Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000,000 1,000,000 owned after | $0.11 exercise price | 2015-09-22 | |
| 2015-05-11 | Virgin Thomas J. Officer (CHIEF FINANCIAL OFFICER) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000,000 5,000,000 owned after | $0.19 exercise price | 2015-05-13 | |
| 2015-05-11 | Braiker Ivan Officer (CEO/PRESIDENT) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000,000 5,000,000 owned after | $0.19 exercise price | 2015-05-13 | |
| 2015-05-11 | Braiker Ivan Officer (CEO/PRESIDENT) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500,000 12,500,000 owned after | $0.19 exercise price | 2015-05-13 | |
| 2013-03-27 | Moros Blas Garcia Director | 4 | OPTION (RIGHT TO BUY) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500,000 2,500,000 owned after | $0.22 exercise price | 2013-03-29 | |
| 2013-03-27 | ROSENKRANTZ LESTER Director | 4 | OPTION (RIGHT TO BUY) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,500,000 1,500,000 owned after | $0.22 exercise price | 2013-03-29 | |
| 2013-03-27 | Sasnett David Director | 4 | OPTION (RIGHT TO BUY) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,500,000 1,500,000 owned after | $0.22 exercise price | 2013-03-29 | |
| 2013-02-27 | HANSEN MICHAEL Director, Officer (PRESIDENT AND CEO), 10% Owner | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000,000 8,041,767 owned after | $0.15 exercise price | 2013-03-26 | |
| 2013-01-29 | HANSEN MICHAEL Director, Officer (President and CEO), 10% Owner | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,958,233 23,041,767 owned after | $0.15 exercise price | 2013-01-31 | |
| 2012-10-02 | MROCZKOWSKI MARK L Officer (CFO) | 4 | Option Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | +500,000 0 owned after | $0.00 | 2012-10-04 | |
| 2012-07-10 | MROCZKOWSKI MARK L Officer (CFO) | 4 | Option Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | +500,000 500,000 owned after | $0.00 | 2012-07-10 | |
| 2012-04-05 | MROCZKOWSKI MARK L Officer (CFO) | 4 | Option Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | +500,000 1,000,000 owned after | $0.00 | 2012-04-05 | |
| 2012-02-21 | MROCZKOWSKI MARK L Officer (CFO) | 4 | Option Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | +500,000 500,000 owned after | $0.00 | 2012-02-21 | |
| 2011-10-25 | MROCZKOWSKI MARK L Officer (CFO) | 4 | Option Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | +500,000 500,000 owned after | $0.00 | 2011-10-31 | |
| 2011-07-13 | MROCZKOWSKI MARK L Officer (CFO) | 4 | Option Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −1,000,000 4,000,000 owned after | $0.00 | 2011-07-15 | |
| 2011-07-13 | MROCZKOWSKI MARK L Officer (CFO) | 4 | Option Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −500,000 3,500,000 owned after | $0.00 | 2011-07-15 | |
| 2011-07-13 | MROCZKOWSKI MARK L Officer (CFO) | 4 | Option Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −500,000 3,000,000 owned after | $0.00 | 2011-07-15 | |
| 2011-07-13 | MROCZKOWSKI MARK L Officer (CFO) | 4 | Option Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −500,000 2,500,000 owned after | $0.00 | 2011-07-15 | |
| 2011-07-01 | ANNOSCIA ALESSANDRO Officer (CHIEF OPERATING OFFICER) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,000,000 8,000,000 owned after | $0.15 exercise price | 2011-07-01 | |
| 2011-04-08 | THUESEN NIELS BURTENSHAW Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000,000 3,000,000 owned after | $0.00 | 2011-04-11 | |
| 2010-10-05 holding as of filing | MROCZKOWSKI MARK L Officer (CFO) | 3 | Option Derivative · Direct | Holding | no price filed | 2010-10-05 | ||
| 2010-10-05 holding as of filing | MROCZKOWSKI MARK L Officer (CFO) | 3 | Option Derivative · Direct | Holding | no price filed | 2010-10-05 | ||
| 2010-10-05 holding as of filing | MROCZKOWSKI MARK L Officer (CFO) | 3 | Option Derivative · Direct | Holding | no price filed | 2010-10-05 | ||
| 2010-10-05 holding as of filing | MROCZKOWSKI MARK L Officer (CFO) | 3 | Option Derivative · Direct | Holding | no price filed | 2010-10-05 | ||
| 2010-10-05 holding as of filing | MROCZKOWSKI MARK L Officer (CFO) | 3 | Option Derivative · Direct | Holding | no price filed | 2010-10-05 | ||
| 2010-10-05 holding as of filing | MROCZKOWSKI MARK L Officer (CFO) | 3 | Option Derivative · Direct | Holding | no price filed | 2010-10-05 | ||
| 2010-10-05 holding as of filing | MROCZKOWSKI MARK L Officer (CFO) | 3 | Option Derivative · Direct | Holding | no price filed | 2010-10-05 | ||
| 2010-10-05 holding as of filing | MROCZKOWSKI MARK L Officer (CFO) | 3 | Option Derivative · Direct | Holding | no price filed | 2010-10-05 | ||
| 2010-10-05 holding as of filing | MROCZKOWSKI MARK L Officer (CFO) | 3 | Option Derivative · Direct | Holding | no price filed | 2010-10-05 | ||
| 2007-11-16 holding as of filing | HUSSEY ROBERT F Director | 4 | Option to purchase Common Stock Derivative · Direct | Holding | 75,000 owned after | $0.20 exercise price | 2007-11-16 | |
| 2007-09-27 | HUSSEY ROBERT F Director | 5 | Option to purchase Common Stock Derivative · Direct | H Expiration (or cancellation) of long derivative position with value received | −75,000 0 owned after | $0.20 exercise price | 2009-03-26 | |
| 2007-03-06 holding as of filing | HUSSEY ROBERT F Director | 3 | Option to purchase Common Stock Derivative · Direct | Holding | $0.20 exercise price | 2007-03-06 | ||
| 2006-12-13 holding as of filing | MESHEL JEFFREY WAYNE Director | 3 | Option to purchase Common Stock Derivative · Direct | Holding | $0.18 exercise price | 2006-12-13 |