NUPATHE INC. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 69 rows, 4 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-10-23: Reporting owner BATTELLE VENTURES, L.P. | IVP GP, LLC | BVP GP LLC | INNOVATION VALLEY PARTNERS, L.P.; Form 5; Security Series A Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2012-10-23: Reporting owner BATTELLE VENTURES, L.P. | IVP GP, LLC | BVP GP LLC | INNOVATION VALLEY PARTNERS, L.P.; Form 5; Security Series A Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2012-10-23: Reporting owner Quaker BioVentures II LP; Form 4; Security Series A Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2012-10-23: Reporting owner SAFEGUARD SCIENTIFICS INC; Form 4; Security Series A Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-10-23 | BATTELLE VENTURES, L.P. | IVP GP, LLC | BVP GP LLC | INNOVATION VALLEY PARTNERS, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 5 | Series A Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +900 900 owned after | no price filed | 2013-02-13 | |
| 2012-10-23 | BATTELLE VENTURES, L.P. | IVP GP, LLC | BVP GP LLC | INNOVATION VALLEY PARTNERS, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 5 | Series A Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +100 100 owned after | no price filed | 2013-02-13 | |
| 2012-10-23 | Quaker BioVentures II LP 10% Owner | 4 | Series A Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +2,500 2,500 owned after | no price filed | 2012-10-25 | |
| 2012-10-23 | SAFEGUARD SCIENTIFICS INC Director, 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · by SDI | P Open market or private purchase of non-derivative or derivative security | +2,500 2,500 owned after | no price filed | 2012-10-24 |