NUPATHE INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 78 rows in 2014. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-02-21: Reporting owner SAFEGUARD SCIENTIFICS INC; Form 4; Security Stock Option (right to buy); Transaction J Other acquisition or disposition (describe transaction).
- 2014-02-21: Reporting owner ROCHE ROBERT P JR; Form 4; Security Stock option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2014-02-21: Reporting owner ROCHE ROBERT P JR; Form 4; Security Stock option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2014-02-21: Reporting owner ROCHE ROBERT P JR; Form 4; Security Stock option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-02-21 | SAFEGUARD SCIENTIFICS INC Director, 10% Owner | 4 | Stock Option (right to buy) Derivative · Indirect · By officer | J Other acquisition or disposition (describe transaction) | −27,000 0 owned after | $0.66 | 2014-02-25 | |
| 2014-02-21 | ROCHE ROBERT P JR Director | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,486 0 owned after | $10.00 exercise price | 2014-02-25 | |
| 2014-02-21 | ROCHE ROBERT P JR Director | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,014 0 owned after | $7.75 exercise price | 2014-02-25 | |
| 2014-02-21 | ROCHE ROBERT P JR Director | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,024 0 owned after | $7.81 exercise price | 2014-02-25 | |
| 2014-02-21 | ROCHE ROBERT P JR Director | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,750 0 owned after | $7.66 exercise price | 2014-02-25 | |
| 2014-02-21 | ROCHE ROBERT P JR Director | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,169 0 owned after | $7.33 exercise price | 2014-02-25 | |
| 2014-02-21 | ROCHE ROBERT P JR Director | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −9,050 0 owned after | $4.78 | 2014-02-25 | |
| 2014-02-21 | ROCHE ROBERT P JR Director | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −9,955 0 owned after | $4.96 | 2014-02-25 | |
| 2014-02-21 | ROCHE ROBERT P JR Director | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,976 0 owned after | $3.10 | 2014-02-25 | |
| 2014-02-21 | ROCHE ROBERT P JR Director | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,750 0 owned after | $3.43 | 2014-02-25 | |
| 2014-02-21 | ROCHE ROBERT P JR Director | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,326 0 owned after | $2.77 | 2014-02-25 | |
| 2014-02-21 | ROCHE ROBERT P JR Director | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,956 0 owned after | $3.24 | 2014-02-25 | |
| 2014-02-21 | ROCHE ROBERT P JR Director | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,179 0 owned after | $3.42 | 2014-02-25 | |
| 2014-02-21 | ROCHE ROBERT P JR Director | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,099 0 owned after | $3.35 | 2014-02-25 | |
| 2014-02-21 | ROCHE ROBERT P JR Director | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −13,500 0 owned after | $3.81 | 2014-02-25 | |
| 2014-02-21 | ROCHE ROBERT P JR Director | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,787 0 owned after | $3.74 | 2014-02-25 | |
| 2014-02-21 | ROCHE ROBERT P JR Director | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −8,951 0 owned after | $4.39 | 2014-02-25 | |
| 2014-02-21 | ROCHE ROBERT P JR Director | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,604 0 owned after | $3.53 | 2014-02-25 | |
| 2014-02-21 | Yetter Wayne P. Director | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,486 0 owned after | $10.00 exercise price | 2014-02-25 | |
| 2014-02-21 | Yetter Wayne P. Director | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,014 0 owned after | $7.75 exercise price | 2014-02-25 | |
| 2014-02-21 | Yetter Wayne P. Director | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,000 0 owned after | $7.81 exercise price | 2014-02-25 | |
| 2014-02-21 | Yetter Wayne P. Director | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,750 0 owned after | $7.66 exercise price | 2014-02-25 | |
| 2014-02-21 | Yetter Wayne P. Director | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,072 0 owned after | $7.33 exercise price | 2014-02-25 | |
| 2014-02-21 | Yetter Wayne P. Director | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,001 0 owned after | $4.78 | 2014-02-25 | |
| 2014-02-21 | Yetter Wayne P. Director | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,401 0 owned after | $4.96 | 2014-02-25 | |
| 2014-02-21 | Yetter Wayne P. Director | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −733 0 owned after | $3.10 | 2014-02-25 | |
| 2014-02-21 | Yetter Wayne P. Director | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,750 0 owned after | $3.43 | 2014-02-25 | |
| 2014-02-21 | Yetter Wayne P. Director | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −637 0 owned after | $2.77 | 2014-02-25 | |
| 2014-02-21 | Yetter Wayne P. Director | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −730 0 owned after | $3.24 | 2014-02-25 | |
| 2014-02-21 | Yetter Wayne P. Director | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −823 0 owned after | $3.42 | 2014-02-25 | |
| 2014-02-21 | Yetter Wayne P. Director | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −668 0 owned after | $3.35 | 2014-02-25 | |
| 2014-02-21 | Yetter Wayne P. Director | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −13,500 0 owned after | $3.81 | 2014-02-25 | |
| 2014-02-21 | Yetter Wayne P. Director | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −923 0 owned after | $3.74 | 2014-02-25 | |
| 2014-02-21 | Yetter Wayne P. Director | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,358 0 owned after | $4.39 | 2014-02-25 | |
| 2014-02-21 | Yetter Wayne P. Director | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,002 0 owned after | $3.53 | 2014-02-25 | |
| 2014-02-21 | McLaughlin Gerald W. Officer (SVP, Chief Commercial Officer) | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −22,707 0 owned after | $5.36 | 2014-02-25 | |
| 2014-02-21 | McLaughlin Gerald W. Officer (SVP, Chief Commercial Officer) | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −57,054 0 owned after | $4.88 | 2014-02-25 | |
| 2014-02-21 | McLaughlin Gerald W. Officer (SVP, Chief Commercial Officer) | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,988 0 owned after | $4.88 | 2014-02-25 | |
| 2014-02-21 | FEDERICI WILLIAM J Director | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,486 0 owned after | $9.00 exercise price | 2014-02-25 | |
| 2014-02-21 | FEDERICI WILLIAM J Director | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,014 0 owned after | $7.75 exercise price | 2014-02-25 | |
| 2014-02-21 | FEDERICI WILLIAM J Director | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,750 0 owned after | $7.66 exercise price | 2014-02-25 | |
| 2014-02-21 | FEDERICI WILLIAM J Director | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,802 0 owned after | $3.10 | 2014-02-25 | |
| 2014-02-21 | FEDERICI WILLIAM J Director | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,750 0 owned after | $3.43 | 2014-02-25 | |
| 2014-02-21 | FEDERICI WILLIAM J Director | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,436 0 owned after | $2.77 | 2014-02-25 | |
| 2014-02-21 | FEDERICI WILLIAM J Director | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,791 0 owned after | $3.24 | 2014-02-25 | |
| 2014-02-21 | FEDERICI WILLIAM J Director | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,916 0 owned after | $3.42 | 2014-02-25 | |
| 2014-02-21 | FEDERICI WILLIAM J Director | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,157 0 owned after | $3.35 | 2014-02-25 | |
| 2014-02-21 | FEDERICI WILLIAM J Director | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −13,500 0 owned after | $3.81 | 2014-02-25 | |
| 2014-02-21 | FEDERICI WILLIAM J Director | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,063 0 owned after | $3.74 | 2014-02-25 | |
| 2014-02-21 | FEDERICI WILLIAM J Director | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,795 0 owned after | $4.39 | 2014-02-25 | |
| 2014-02-21 | FEDERICI WILLIAM J Director | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,538 0 owned after | $3.53 | 2014-02-25 | |
| 2014-02-21 | Goldan Keith A. Officer (CFO and SVP) | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −99,704 0 owned after | $4.88 | 2014-02-25 | |
| 2014-02-21 | COLA MICHAEL F Director | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,238 0 owned after | $5.36 | 2014-02-25 | |
| 2014-02-21 | COLA MICHAEL F Director | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,238 0 owned after | $5.36 | 2014-02-25 | |
| 2014-02-21 | COLA MICHAEL F Director | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,871 0 owned after | $5.36 | 2014-02-25 | |
| 2014-02-21 | COLA MICHAEL F Director | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −17,467 0 owned after | $4.88 | 2014-02-25 | |
| 2014-02-21 | COLA MICHAEL F Director | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,247 0 owned after | $4.88 | 2014-02-25 | |
| 2014-02-21 | COLA MICHAEL F Director | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,486 0 owned after | $10.00 exercise price | 2014-02-25 | |
| 2014-02-21 | COLA MICHAEL F Director | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,014 0 owned after | $7.75 exercise price | 2014-02-25 | |
| 2014-02-21 | COLA MICHAEL F Director | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,143 0 owned after | $7.81 exercise price | 2014-02-25 | |
| 2014-02-21 | COLA MICHAEL F Director | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,750 0 owned after | $7.66 exercise price | 2014-02-25 | |
| 2014-02-21 | COLA MICHAEL F Director | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,297 0 owned after | $7.33 exercise price | 2014-02-25 | |
| 2014-02-21 | COLA MICHAEL F Director | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −8,574 0 owned after | $4.78 | 2014-02-25 | |
| 2014-02-21 | COLA MICHAEL F Director | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −9,431 0 owned after | $4.96 | 2014-02-25 | |
| 2014-02-21 | COLA MICHAEL F Director | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,714 0 owned after | $3.10 | 2014-02-25 | |
| 2014-02-21 | COLA MICHAEL F Director | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,750 0 owned after | $3.43 | 2014-02-25 | |
| 2014-02-21 | COLA MICHAEL F Director | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,098 0 owned after | $2.77 | 2014-02-25 | |
| 2014-02-21 | COLA MICHAEL F Director | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,695 0 owned after | $3.24 | 2014-02-25 | |
| 2014-02-21 | COLA MICHAEL F Director | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,906 0 owned after | $3.42 | 2014-02-25 | |
| 2014-02-21 | COLA MICHAEL F Director | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,883 0 owned after | $3.35 | 2014-02-25 | |
| 2014-02-21 | COLA MICHAEL F Director | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −13,500 0 owned after | $3.81 | 2014-02-25 | |
| 2014-02-21 | COLA MICHAEL F Director | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,513 0 owned after | $3.74 | 2014-02-25 | |
| 2014-02-21 | COLA MICHAEL F Director | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −8,631 0 owned after | $4.39 | 2014-02-25 | |
| 2014-02-21 | COLA MICHAEL F Director | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,368 0 owned after | $3.53 | 2014-02-25 | |
| 2014-02-21 | Sebree Terri B Officer (President) | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,476 0 owned after | $6.00 | 2014-02-25 | |
| 2014-02-21 | Sebree Terri B Officer (President) | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −131,515 0 owned after | $4.88 | 2014-02-25 | |
| 2014-02-21 | Sebree Terri B Officer (President) | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,486 0 owned after | $4.88 | 2014-02-25 | |
| 2014-02-21 | Kollender Richard S Director | 4 | Stock Option (Right to Buy) Derivative · Direct · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −13,500 0 owned after | $0.66 | 2014-02-24 |