NUPATHE INC. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 2 rows, 2 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-02-21: Reporting owner SAFEGUARD SCIENTIFICS INC; Form 4; Security Restricted Stock Units; Transaction J Other acquisition or disposition (describe transaction).
- 2013-04-24: Reporting owner SAFEGUARD SCIENTIFICS INC; Form 4; Security Restricted Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-02-21 | SAFEGUARD SCIENTIFICS INC Director, 10% Owner | 4 | Restricted Stock Units Derivative · Indirect · By officer | J Other acquisition or disposition (describe transaction) | −27,000 0 owned after | $3.65 | 2014-02-25 | |
| 2013-04-24 | SAFEGUARD SCIENTIFICS INC Director, 10% Owner | 4 | Restricted Stock Units Derivative · Indirect · By officer | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +27,000 27,000 owned after | $0.00 | 2013-04-25 |