NTS, INC. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 29 rows, 29 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-02-28: Reporting owner SCOTT RICHARD L; Form 5/A; Security Warrant to Purchase Common Stock; Transaction Holding.
- 2010-04-02: Reporting owner BURLINGAME ASSET MANAGEMENT, LLC; Form 3; Security Warrants (expiring 10/1/2010); Transaction Holding.
- 2010-04-02: Reporting owner BURLINGAME ASSET MANAGEMENT, LLC; Form 3; Security Warrants (expiring 10/1/2010); Transaction Holding.
- 2010-04-02: Reporting owner BURLINGAME ASSET MANAGEMENT, LLC; Form 3; Security Warrants (expiring 3/22/2015); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-02-28 holding as of filing | SCOTT RICHARD L 10% Owner | 5/A | Warrant to Purchase Common Stock Derivative · Indirect · XFN RLSI Investments, LLC | Holding | 800,000 owned after | $3.10 exercise price | 2011-02-28 | |
| 2010-04-02 holding as of filing | BURLINGAME ASSET MANAGEMENT, LLC 10% Owner | 3 | Warrants (expiring 10/1/2010) Derivative · Direct | Holding | $3.25 exercise price | 2010-04-02 | ||
| 2010-04-02 holding as of filing | BURLINGAME ASSET MANAGEMENT, LLC 10% Owner | 3 | Warrants (expiring 10/1/2010) Derivative · Direct | Holding | $3.00 exercise price | 2010-04-02 | ||
| 2010-04-02 holding as of filing | BURLINGAME ASSET MANAGEMENT, LLC 10% Owner | 3 | Warrants (expiring 3/22/2015) Derivative · Direct | Holding | $2.00 exercise price | 2010-04-02 | ||
| 2010-04-02 holding as of filing | BURLINGAME ASSET MANAGEMENT, LLC 10% Owner | 3 | Warrants (expiring 10/1/2010) Derivative · Direct | Holding | $3.25 exercise price | 2010-04-02 | ||
| 2010-04-02 holding as of filing | BURLINGAME ASSET MANAGEMENT, LLC 10% Owner | 3 | Warrants (expiring 10/1/2010) Derivative · Direct | Holding | $3.00 exercise price | 2010-04-02 | ||
| 2010-04-02 holding as of filing | BURLINGAME ASSET MANAGEMENT, LLC 10% Owner | 3 | Warrants (expiring 3/22/2015) Derivative · Direct | Holding | $2.00 exercise price | 2010-04-02 | ||
| 2010-04-02 holding as of filing | BURLINGAME ASSET MANAGEMENT, LLC 10% Owner | 3 | Warrants (expiring 10/1/2010) Derivative · Direct | Holding | $3.25 exercise price | 2010-04-02 | ||
| 2010-04-02 holding as of filing | BURLINGAME ASSET MANAGEMENT, LLC 10% Owner | 3 | Warrants (expiring 10/1/2010) Derivative · Direct | Holding | $3.00 exercise price | 2010-04-02 | ||
| 2010-04-02 holding as of filing | BURLINGAME ASSET MANAGEMENT, LLC 10% Owner | 3 | Warrants (expiring 3/22/2015) Derivative · Direct | Holding | $2.00 exercise price | 2010-04-02 | ||
| 2008-02-26 holding as of filing | SCOTT RICHARD L 10% Owner | 3 | Warrant to Purchase Common Stock Derivative · Indirect · XFN RLSI Investments, LLC | Holding | $3.10 exercise price | 2008-02-26 | ||
| 2008-01-18 holding as of filing | GAGNON NEIL 10% Owner | 3/A | Warrants Derivative · Indirect · see footnote | Holding | $3.10 exercise price | 2008-01-18 | ||
| 2008-01-15 | GAGNON NEIL 10% Owner | 5 | Warrants Derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +10,058 411,581 owned after | $3.10 | 2012-05-21 | |
| 2008-01-11 | GAGNON NEIL 10% Owner | 5 | Warrants Derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +15,758 0 owned after | $3.10 | 2012-05-21 | |
| 2008-01-11 | GAGNON NEIL 10% Owner | 5 | Warrants Derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +10,000 0 owned after | $3.10 | 2012-05-21 | |
| 2008-01-11 | GAGNON NEIL 10% Owner | 5 | Warrants Derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +20,000 0 owned after | $3.10 | 2012-05-21 | |
| 2008-01-11 | GAGNON NEIL 10% Owner | 5 | Warrants Derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +27,183 0 owned after | $3.10 | 2012-05-21 | |
| 2008-01-11 | GAGNON NEIL 10% Owner | 5 | Warrants Derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +163,000 0 owned after | $3.10 | 2012-05-21 | |
| 2008-01-11 | GAGNON NEIL 10% Owner | 5 | Warrants Derivative · Direct · (m) | P Open market or private purchase of non-derivative or derivative security | +3,893 0 owned after | $3.10 | 2012-05-21 | |
| 2008-01-11 | GAGNON NEIL 10% Owner | 5 | Warrants Derivative · Direct · (m) | P Open market or private purchase of non-derivative or derivative security | +1,718 0 owned after | $3.10 | 2012-05-21 | |
| 2008-01-11 | GAGNON NEIL 10% Owner | 5 | Warrants Derivative · Direct · (m) | P Open market or private purchase of non-derivative or derivative security | +75,000 0 owned after | $3.10 | 2012-05-21 | |
| 2008-01-11 | GAGNON NEIL 10% Owner | 5 | Warrants Derivative · Direct · (m) | P Open market or private purchase of non-derivative or derivative security | +50,000 0 owned after | $3.10 | 2012-05-21 | |
| 2008-01-11 | GAGNON NEIL 10% Owner | 5 | Warrants Derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +17,500 0 owned after | $3.10 | 2012-05-21 | |
| 2008-01-11 | GAGNON NEIL 10% Owner | 5 | Warrants Derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +800 0 owned after | $3.10 | 2012-05-21 | |
| 2008-01-11 | GAGNON NEIL 10% Owner | 5 | Warrants Derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +583 0 owned after | $3.10 | 2012-05-21 | |
| 2008-01-11 | GAGNON NEIL 10% Owner | 5 | Warrants Derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +343 0 owned after | $3.10 | 2012-05-21 | |
| 2008-01-11 | GAGNON NEIL 10% Owner | 5 | Warrants Derivative · Direct · (m) | P Open market or private purchase of non-derivative or derivative security | +12,500 0 owned after | $3.10 | 2012-05-21 | |
| 2008-01-11 | GAGNON NEIL 10% Owner | 5 | Warrants Derivative · Direct · (m) | P Open market or private purchase of non-derivative or derivative security | +3,245 0 owned after | $3.10 | 2012-05-21 | |
| 2008-01-11 holding as of filing | GAGNON NEIL 10% Owner | 3 | Warrants Derivative · Indirect · see footnote | Holding | $3.10 exercise price | 2008-01-11 |