NTS, INC. Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 41 rows, 41 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-11-02: Reporting owner GAGNON NEIL; Form 5; Security Rights; Transaction C Conversion of derivative security.
- 2011-11-02: Reporting owner GAGNON NEIL; Form 5; Security Rights; Transaction C Conversion of derivative security.
- 2011-11-02: Reporting owner GAGNON NEIL; Form 5; Security Rights; Transaction C Conversion of derivative security.
- 2011-11-02: Reporting owner GAGNON NEIL; Form 5; Security Rights; Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-11-02 | GAGNON NEIL 10% Owner | 5 | Rights Derivative · Indirect · (m) | C Conversion of derivative security | −21,280 411,581 owned after | $0.30 exercise price | 2012-05-21 | |
| 2011-11-02 | GAGNON NEIL 10% Owner | 5 | Rights Derivative · Indirect · (m) | C Conversion of derivative security | −52,396 411,581 owned after | $0.30 exercise price | 2012-05-21 | |
| 2011-11-02 | GAGNON NEIL 10% Owner | 5 | Rights Derivative · Indirect · (m) | C Conversion of derivative security | −90,821 411,581 owned after | $0.30 exercise price | 2012-05-21 | |
| 2011-11-02 | GAGNON NEIL 10% Owner | 5 | Rights Derivative · Indirect · (m) | C Conversion of derivative security | −762,415 411,581 owned after | $0.30 exercise price | 2012-05-21 | |
| 2011-11-02 | GAGNON NEIL 10% Owner | 5 | Rights Derivative · Direct · (m) | C Conversion of derivative security | −2,780 411,581 owned after | $0.30 exercise price | 2012-05-21 | |
| 2011-11-02 | GAGNON NEIL 10% Owner | 5 | Rights Derivative · Direct · (m) | C Conversion of derivative security | −3,435 411,581 owned after | $0.30 exercise price | 2012-05-21 | |
| 2011-11-02 | GAGNON NEIL 10% Owner | 5 | Rights Derivative · Direct · (m) | C Conversion of derivative security | −303,000 411,581 owned after | $0.30 exercise price | 2012-05-21 | |
| 2011-11-02 | GAGNON NEIL 10% Owner | 5 | Rights Derivative · Direct · (m) | C Conversion of derivative security | −190,000 411,581 owned after | $0.30 exercise price | 2012-05-21 | |
| 2011-11-02 | GAGNON NEIL 10% Owner | 5 | Rights Derivative · Indirect · (m) | C Conversion of derivative security | −90,000 411,581 owned after | $0.30 exercise price | 2012-05-21 | |
| 2011-11-02 | GAGNON NEIL 10% Owner | 5 | Rights Derivative · Indirect · (m) | C Conversion of derivative security | −5,000 411,581 owned after | $0.30 exercise price | 2012-05-21 | |
| 2011-11-02 | GAGNON NEIL 10% Owner | 5 | Rights Derivative · Indirect · (m) | C Conversion of derivative security | −1,085 411,581 owned after | $0.30 exercise price | 2012-05-21 | |
| 2011-11-02 | GAGNON NEIL 10% Owner | 5 | Rights Derivative · Indirect · (m) | C Conversion of derivative security | −1,560 411,581 owned after | $0.30 exercise price | 2012-05-21 | |
| 2011-11-02 | GAGNON NEIL 10% Owner | 5 | Rights Derivative · Direct · (m) | C Conversion of derivative security | −60,000 411,581 owned after | $0.30 exercise price | 2012-05-21 | |
| 2011-11-02 | GAGNON NEIL 10% Owner | 5 | Rights Derivative · Direct · (m) | C Conversion of derivative security | −6,235 411,581 owned after | $0.30 exercise price | 2012-05-21 | |
| 2011-10-26 | BURLINGAME ASSET MANAGEMENT, LLC 10% Owner | 4/A | Subscription Rights (right to buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | +2,988,993 0 owned after | $0.30 exercise price | 2011-11-23 | |
| 2011-10-26 | BURLINGAME ASSET MANAGEMENT, LLC 10% Owner | 4/A | Subscription Rights (right to buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | +271,725 0 owned after | $0.30 exercise price | 2011-11-23 | |
| 2011-10-26 | BURLINGAME ASSET MANAGEMENT, LLC 10% Owner | 4/A | Subscription Rights (right to buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | +1,286,668 0 owned after | $0.30 exercise price | 2011-11-23 | |
| 2011-10-26 | BURLINGAME ASSET MANAGEMENT, LLC 10% Owner | 4/A | Subscription Rights (right to buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | +113,332 0 owned after | $0.30 exercise price | 2011-11-23 | |
| 2011-10-26 | BURLINGAME ASSET MANAGEMENT, LLC 10% Owner | 4 | Subscription Rights (right to buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | +2,988,993 0 owned after | $0.30 exercise price | 2011-11-02 | |
| 2011-10-26 | BURLINGAME ASSET MANAGEMENT, LLC 10% Owner | 4 | Subscription Rights (right to buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | +271,725 0 owned after | $0.30 exercise price | 2011-11-02 | |
| 2011-10-26 | BURLINGAME ASSET MANAGEMENT, LLC 10% Owner | 4 | Subscription Rights (right to buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | +1,286,668 0 owned after | $0.30 exercise price | 2011-11-02 | |
| 2011-10-26 | BURLINGAME ASSET MANAGEMENT, LLC 10% Owner | 4 | Subscription Rights (right to buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | +113,332 0 owned after | $0.30 exercise price | 2011-11-02 | |
| 2011-09-26 | GAGNON NEIL 10% Owner | 5 | Rights Derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | +1,560 411,581 owned after | $0.30 exercise price | 2012-05-21 | |
| 2011-09-26 | GAGNON NEIL 10% Owner | 5 | Rights Derivative · Direct · (m) | J Other acquisition or disposition (describe transaction) | +60,000 411,581 owned after | $0.30 exercise price | 2012-05-21 | |
| 2011-09-26 | GAGNON NEIL 10% Owner | 5 | Rights Derivative · Direct · (m) | J Other acquisition or disposition (describe transaction) | +6,235 411,581 owned after | $0.30 exercise price | 2012-05-21 | |
| 2011-09-26 | GAGNON NEIL 10% Owner | 5 | Rights Derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | +21,280 411,581 owned after | $0.30 exercise price | 2012-05-21 | |
| 2011-09-26 | GAGNON NEIL 10% Owner | 5 | Rights Derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | +52,396 411,581 owned after | $0.30 exercise price | 2012-05-21 | |
| 2011-09-26 | GAGNON NEIL 10% Owner | 5 | Rights Derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | +90,821 411,581 owned after | $0.30 exercise price | 2012-05-21 | |
| 2011-09-26 | GAGNON NEIL 10% Owner | 5 | Rights Derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | +762,415 411,581 owned after | $0.30 exercise price | 2012-05-21 | |
| 2011-09-26 | GAGNON NEIL 10% Owner | 5 | Rights Derivative · Direct · (m) | J Other acquisition or disposition (describe transaction) | +2,780 411,581 owned after | $0.30 exercise price | 2012-05-21 | |
| 2011-09-26 | GAGNON NEIL 10% Owner | 5 | Rights Derivative · Direct · (m) | J Other acquisition or disposition (describe transaction) | +3,435 411,581 owned after | $0.30 exercise price | 2012-05-21 | |
| 2011-09-26 | GAGNON NEIL 10% Owner | 5 | Rights Derivative · Direct · (m) | J Other acquisition or disposition (describe transaction) | +303,000 411,581 owned after | $0.30 exercise price | 2012-05-21 | |
| 2011-09-26 | GAGNON NEIL 10% Owner | 5 | Rights Derivative · Direct · (m) | J Other acquisition or disposition (describe transaction) | +190,000 411,581 owned after | $0.30 exercise price | 2012-05-21 | |
| 2011-09-26 | GAGNON NEIL 10% Owner | 5 | Rights Derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | +90,000 411,581 owned after | $0.30 exercise price | 2012-05-21 | |
| 2011-09-26 | GAGNON NEIL 10% Owner | 5 | Rights Derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | +5,000 411,581 owned after | $0.30 exercise price | 2012-05-21 | |
| 2011-09-26 | GAGNON NEIL 10% Owner | 5 | Rights Derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | +1,085 411,581 owned after | $0.30 exercise price | 2012-05-21 | |
| 2011-01-06 holding as of filing | Farrar Timothy M Director | 3 | No securities are beneficially owned. Non-derivative · Direct | Holding | 0 owned after | no price filed | 2011-01-06 | |
| 2009-06-03 holding as of filing | BEN-HORRIN AVIU Director | 3 | No securities are beneficially owned. Non-derivative · Direct | Holding | 0 owned after | no price filed | 2009-06-03 | |
| 2009-01-26 holding as of filing | Rosenfeld Arie Director | 3 | No securities are beneficially owned. Non-derivative · Direct | Holding | 0 owned after | no price filed | 2009-01-26 | |
| 2007-05-16 holding as of filing | KRIKOV NIV Officer (VP Finance & PAO) | 3 | NONE Non-derivative · Direct | Holding | 0 owned after | no price filed | 2007-05-16 | |
| 2007-05-16 holding as of filing | KRIKOV NIV Officer (VP Finance & PAO) | 3 | NONE Derivative · Direct | Holding | no price filed | 2007-05-16 |