NTS, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 35 rows, 35 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-11-25: Reporting owner KRIKOV NIV; Form 4; Security Stock Options (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-05-08: Reporting owner Bazaar Alan Lee; Form 4; Security Common Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-05-08: Reporting owner MacMillan Andrew J; Form 4; Security Common Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-05-08: Reporting owner Coleman Richard Kenneth Jr.; Form 4; Security Common Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-11-25 | KRIKOV NIV Director, Officer (Chief Financial Officer) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −215,000 526,764 owned after | $1.10 exercise price | 2013-11-27 | |
| 2013-05-08 | Bazaar Alan Lee Director | 4 | Common Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $1.10 exercise price | 2013-05-10 | |
| 2013-05-08 | MacMillan Andrew J Director | 4 | Common Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $1.10 exercise price | 2013-05-10 | |
| 2013-05-08 | Coleman Richard Kenneth Jr. Director | 4 | Common Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $1.10 exercise price | 2013-05-10 | |
| 2013-05-08 | Eberwein Jeffrey E. Director | 4 | Common Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $1.10 exercise price | 2013-05-10 | |
| 2013-05-08 | Bell Don Carlos III Director | 4 | Common Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $1.10 exercise price | 2013-05-10 | |
| 2012-12-13 | SINGER ISRAEL Director | 4 | Common Stock Option Derivative · Direct | J Other acquisition or disposition (describe transaction) | +20,000 20,000 owned after | $3.50 exercise price | 2012-12-17 | |
| 2012-12-13 | SINGER ISRAEL Director | 4 | Common Stock Option Derivative · Direct | J Other acquisition or disposition (describe transaction) | +90,000 110,000 owned after | $1.22 exercise price | 2012-12-17 | |
| 2012-12-13 | SINGER ISRAEL Director | 4 | Common Stock Option Derivative · Direct | J Other acquisition or disposition (describe transaction) | +1,122 111,122 owned after | $1.10 exercise price | 2012-12-17 | |
| 2012-12-13 | SINGER ISRAEL Director | 4 | Common Stock Option Derivative · Direct | J Other acquisition or disposition (describe transaction) | +76,581 187,703 owned after | $1.10 exercise price | 2012-12-17 | |
| 2011-12-15 | Farrar Timothy M Director | 4 | Common Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +90,000 90,000 owned after | $1.22 exercise price | 2011-12-19 | |
| 2011-12-15 | Farrar Timothy M Director | 4 | Common Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +76,581 166,581 owned after | $1.10 exercise price | 2011-12-19 | |
| 2011-11-02 | NISSENSON GUY Director, Officer (President and CEO), 10% Owner | 4/A | Common Stock Option Derivative · Direct | J Other acquisition or disposition (describe transaction) | +1,642,379 3,142,379 owned after | $1.10 exercise price | 2011-11-08 | |
| 2011-11-02 | SCHWARZ SHEMER Director | 4/A | Common Stock Options Derivative · Direct | J Other acquisition or disposition (describe transaction) | +76,581 166,581 owned after | $1.10 exercise price | 2011-11-07 | |
| 2011-11-02 | NISSENSON GUY Director, Officer (President and CEO), 10% Owner | 4 | Common Stock Option Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,642,379 3,142,379 owned after | $1.10 exercise price | 2011-11-04 | |
| 2011-11-02 | KRIKOV NIV Director, Officer (CFO), 10% Owner | 4 | Common Stock Option Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +391,212 791,212 owned after | $1.10 exercise price | 2011-11-04 | |
| 2011-11-02 | SCHWARZ SHEMER Director | 4 | Common Stock Options Derivative · Direct | J Other acquisition or disposition (describe transaction) | +76,581 166,581 owned after | $1.10 exercise price | 2011-11-04 | |
| 2011-11-02 | SINGER ISRAEL Director | 4 | Common Stock Option Derivative · Direct | J Other acquisition or disposition (describe transaction) | +76,581 186,581 owned after | $1.10 exercise price | 2011-11-04 | |
| 2011-11-02 | SINGER ISRAEL Director | 4 | Common Stock Option Derivative · Direct | J Other acquisition or disposition (describe transaction) | +1,122 187,703 owned after | $1.10 exercise price | 2011-11-04 | |
| 2011-11-02 | Rosenfeld Arie Director | 4 | Common Stock Option Derivative · Direct | J Other acquisition or disposition (describe transaction) | +76,581 166,581 owned after | $1.10 exercise price | 2011-11-04 | |
| 2011-11-02 | ALMOG ITZHAK Director | 4 | Common Stock Option Derivative · Direct | J Other acquisition or disposition (describe transaction) | +76,581 191,581 owned after | $1.10 exercise price | 2011-11-04 | |
| 2011-11-02 | ALMOG ITZHAK Director | 4 | Common Stock Option Derivative · Direct | J Other acquisition or disposition (describe transaction) | +348 191,929 owned after | $1.10 exercise price | 2011-11-04 | |
| 2010-09-20 | SCHWARZ SHEMER Director | 4 | Common Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +90,000 165,000 owned after | $1.22 exercise price | 2010-09-21 | |
| 2010-09-20 | Rosenfeld Arie Director | 4 | Common Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +90,000 90,000 owned after | $1.22 exercise price | 2010-09-21 | |
| 2010-09-20 | SINGER ISRAEL Director | 4 | Common Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +90,000 110,000 owned after | $1.22 exercise price | 2010-09-21 | |
| 2010-09-20 | ALMOG ITZHAK Director | 4 | Common Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +90,000 115,000 owned after | $1.22 exercise price | 2010-09-21 | |
| 2010-07-29 holding as of filing | SINGER ISRAEL Director | 3 | Common Stock Options Derivative · Direct | Holding | $3.50 exercise price | 2010-07-29 | ||
| 2010-07-15 holding as of filing | ALMOG ITZHAK Director | 3 | Common Stock Options Derivative · Direct | Holding | $3.50 exercise price | 2010-07-15 | ||
| 2010-06-30 | NISSENSON GUY Director, Officer (President and CEO), 10% Owner | 4 | Option (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −1,500,000 0 owned after | $3.50 exercise price | 2010-06-30 | |
| 2010-02-15 | NISSENSON GUY Director, Officer (President & CEO), 10% Owner | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,500,000 1,500,000 owned after | $1.10 exercise price | 2010-02-17 | |
| 2010-02-15 | KRIKOV NIV Officer (CFO) | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +400,000 400,000 owned after | $1.10 exercise price | 2010-02-17 | |
| 2008-07-01 | NISSENSON GUY Director, Officer (President and CEO), 10% Owner | 4 | Option (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +2,868,000 4,368,000 owned after | $3.43 exercise price | 2008-07-03 | |
| 2006-10-30 | ALMOG ITZHAK Director | 4 | Common Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $3.50 exercise price | 2010-07-15 | |
| 2006-10-30 | ALMOG ITZHAK Director | 4 | Common Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $3.50 exercise price | 2010-07-15 | |
| 2005-12-29 | NISSENSON GUY Director, Officer (President and CEO), 10% Owner | 5 | Option Derivative · Indirect · * | C Conversion of derivative security | −500,000 1,500,000 owned after | $0.40 exercise price | 2007-02-14 |