NORTEK INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 9 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-12-27: Reporting owner Donnelly Kevin W; Form 4; Security Employee Stock Option (right to buy)`; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2012-12-19: Reporting owner Hall Almon C.; Form 4; Security Employee Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2012-12-19: Reporting owner Hall Almon C.; Form 4; Security Employee Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2012-12-18: Reporting owner Donnelly Kevin W; Form 4; Security Employee Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-12-27 | Donnelly Kevin W Officer (Sr. VP GC and Secretary) | 4 | Employee Stock Option (right to buy)` Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −8,358 5,571 owned after | $17.50 | 2012-12-28 | |
| 2012-12-19 | Hall Almon C. Officer (Sr. VP and CFO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,572 5,571 owned after | $17.50 | 2012-12-21 | |
| 2012-12-19 | Hall Almon C. Officer (Sr. VP and CFO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,500 16,357 owned after | $17.50 | 2012-12-21 | |
| 2012-12-18 | Donnelly Kevin W Officer (Sr. VP, GC and Secretary) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,714 11,429 owned after | $17.50 | 2012-12-19 | |
| 2012-07-16 | Hirshorn James B Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,016 13,016 owned after | $52.81 | 2012-07-18 | |
| 2012-06-12 | Donnelly Kevin W Officer (Sr. VP Gen'l Counsel and Sec'y) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,714 17,143 owned after | $17.50 | 2012-06-13 | |
| 2012-03-09 | Hall Almon C. Officer (Sr. VP and CFO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,272 7,272 owned after | $34.20 exercise price | 2012-03-13 | |
| 2012-03-09 | COONEY EDWARD J Officer (Sr. VP and Treasurer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,244 5,244 owned after | $34.20 exercise price | 2012-03-13 | |
| 2012-03-09 | Donnelly Kevin W Officer (Sr. VP Gen. Counsel and Sec'y) | 4 | Employee Stock Option) right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,293 6,293 owned after | $34.20 exercise price | 2012-03-13 |