NORTEK INC Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 1 rows, 1 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-11-14: Reporting owner ARES PARTNERS MANAGEMENT CO LLC | ACOF Management II, L.P. | ACOF Operating Manager II, L.P. | Ares Corporate Opportunities Fund II, L.P. | ACOF Management III, L.P. | ARES CORPORATE OPPORTUNITIES FUND III LP | ARES MANAGEMENT LLC | ACOF Operating Manager III LLC; Form 3; Security Restricted common stock, par value $0.01 per share; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-11-14 holding as of filing | ARES PARTNERS MANAGEMENT CO LLC | ACOF Management II, L.P. | ACOF Operating Manager II, L.P. | Ares Corporate Opportunities Fund II, L.P. | ACOF Management III, L.P. | ARES CORPORATE OPPORTUNITIES FUND III LP | ARES MANAGEMENT LLC | ACOF Operating Manager III LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Restricted common stock, par value $0.01 per share Non-derivative · Indirect · See footnote | Holding | 3,904 owned after | no price filed | 2011-11-14 |