NORTEK INC Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 2 rows, 2 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-12-19: Reporting owner COONEY EDWARD J; Form 4; Security Employee Stock Optoin (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2012-01-03: Reporting owner CLARKE MICHAEL JOSEPH; Form 3; Security None; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-12-19 | COONEY EDWARD J Officer (Sr. VP and Treasurer) | 4 | Employee Stock Optoin (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,500 6,077 owned after | $17.50 | 2012-12-20 | |
| 2012-01-03 holding as of filing | CLARKE MICHAEL JOSEPH Director, Officer (President and CEO) | 3 | None Non-derivative · Direct | Holding | 0 owned after | no price filed | 2012-01-03 |