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NICOR INC Forms 3, 4 and 5: Restricted Stock Units and Performance Rights

NICOR INC Forms 3, 4 and 5: Restricted Stock Units and Performance Rights

Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 99 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.

  • 2011-12-09: Reporting owner HAWLEY RICHARD L; Form 4; Security Restricted Stock Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
  • 2011-12-09: Reporting owner HAWLEY RICHARD L; Form 4; Security Phantom Stock; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
  • 2011-12-09: Reporting owner RUSCHAU DOUGLAS M; Form 4; Security Restricted Stock Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
  • 2011-12-09: Reporting owner DODGE DANIEL R; Form 4; Security Restricted Stock Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
Transaction dateReporting ownerFormSecurityTransactionSharesPricePrice that dayFiling
2011-12-09HAWLEY RICHARD L
Officer (EVP and CFO)
4Restricted Stock Units
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−24,690
0 owned after
no price filed2011-12-13
2011-12-09HAWLEY RICHARD L
Officer (EVP and CFO)
4Phantom Stock
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−4,406
0 owned after
no price filed2011-12-13
2011-12-09RUSCHAU DOUGLAS M
Officer (VP and Treasurer)
4Restricted Stock Units
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−4,740
0 owned after
no price filed2011-12-13
2011-12-09DODGE DANIEL R
Officer (Executive Vice President)
4Restricted Stock Units
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−11,460
0 owned after
no price filed2011-12-13
2011-12-09STROBEL RUSS M
Director, Officer (Chairman, President and CEO)
4Restricted Stock Units
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−98,600
0 owned after
no price filed2011-12-13
2011-12-09STROBEL RUSS M
Director, Officer (Chairman, President and CEO)
4Phantom Stock
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−103,591
0 owned after
no price filed2011-12-13
2011-12-09PEPPING KAREN K
Officer (Vice President and Controller)
4Restricted Stock Units
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−5,240
0 owned after
no price filed2011-12-13
2011-12-09DALESSANDRO ROCCO J
Officer (EVP - Nicor Gas Company)
4Restricted Stock Units
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−12,330
0 owned after
no price filed2011-12-13
2011-12-09DALESSANDRO ROCCO J
Officer (EVP - Nicor Gas Company)
4Phantom Stock
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−8,433
0 owned after
no price filed2011-12-13
2011-12-09GRACEY PAUL C JR
Officer (SVP, General Counsel and Secy)
4Restricted Stock Units
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−11,620
0 owned after
no price filed2011-12-13
2011-12-09OCONNOR GERALD P
Officer (Senior Vice President)
4Restricted Stock Units
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−10,250
0 owned after
no price filed2011-12-13
2011-12-09OCONNOR GERALD P
Officer (Senior Vice President)
4Phantom Stock
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−11,822
0 owned after
no price filed2011-12-13
2011-12-09COLALILLO CLAUDIA J
Officer (Senior Vice President)
4Restricted Stock Units
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−10,620
0 owned after
no price filed2011-12-13
2011-12-09COLALILLO CLAUDIA J
Officer (Senior Vice President)
4Phantom Stock
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−5,111
0 owned after
no price filed2011-12-13
2011-12-09JEAN RAYMOND A
Director
4Share Units
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−13,472
0 owned after
no price filed2011-12-13
2011-12-09KELLER DENNIS J
Director
4Share Units
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−36,419
0 owned after
no price filed2011-12-13
2011-12-09MARTIN R EDEN
Director
4Share Units
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−13,367
0 owned after
no price filed2011-12-13
2011-12-09NELSON GEORGIA R
Director
4Share Units
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−588
0 owned after
no price filed2011-12-13
2011-12-09STALEY JOHN C
Director
4Share Units
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−5,248
0 owned after
no price filed2011-12-13
2011-12-09OLIVERA ARMANDO J
Director
4Share Units
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−9,673
0 owned after
no price filed2011-12-13
2011-12-09RAU JOHN
Director
4Share Units
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−1,007
0 owned after
no price filed2011-12-13
2011-11-01STROBEL RUSS M
Director, Officer (Chairman, President and CEO)
4Phantom Stock
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+872
103,591 owned after
$54.772011-11-03
2011-11-01OCONNOR GERALD P
Officer (Senior Vice President)
4Phantom Stock
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+100
11,822 owned after
$54.772011-11-03
2011-11-01HAWLEY RICHARD L
Officer (EVP and CFO)
4Phantom Stock
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+37
4,406 owned after
$54.772011-11-03
2011-11-01DALESSANDRO ROCCO J
Officer (EVP - Nicor Gas Company)
4Phantom Stock
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+71
8,433 owned after
$54.772011-11-03
2011-11-01COLALILLO CLAUDIA J
Officer (Senior Vice President)
4Phantom Stock
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+43
5,111 owned after
$54.772011-11-03
2011-11-01STALEY JOHN C
Director
4Share Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+31
3,748 owned after
$56.252011-11-03
2011-11-01STALEY JOHN C
Director
4Share Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+1,500
5,248 owned after
$54.772011-11-03
2011-11-01OLIVERA ARMANDO J
Director
4Share Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+67
8,173 owned after
$56.252011-11-03
2011-11-01OLIVERA ARMANDO J
Director
4Share Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+1,500
9,673 owned after
$54.772011-11-03
2011-11-01RAU JOHN
Director
4Share Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+8
1,007 owned after
$56.252011-11-02
2011-11-01NELSON GEORGIA R
Director
4Share Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+5
588 owned after
$56.252011-11-02
2011-11-01MARTIN R EDEN
Director
4Share Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+110
13,367 owned after
$56.252011-11-02
2011-11-01KELLER DENNIS J
Director
4Share Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+299
36,419 owned after
$56.252011-11-02
2011-11-01JEAN RAYMOND A
Director
4Share Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+110
13,472 owned after
$56.252011-11-02
2011-09-30KELLER DENNIS J
Director
4Share Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+255
36,120 owned after
$54.962011-10-03
2011-09-30OLIVERA ARMANDO J
Director
4Share Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+255
8,106 owned after
$54.962011-10-03
2011-08-01COLALILLO CLAUDIA J
Officer (Senior Vice President)
4Phantom Stock
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+43
5,068 owned after
$54.932011-08-03
2011-08-01DALESSANDRO ROCCO J
Officer (EVP - Nicor Gas Company)
4Phantom Stock
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+70
8,362 owned after
$54.932011-08-03
2011-08-01HAWLEY RICHARD L
Officer (EVP and CFO)
4Phantom Stock
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+37
4,369 owned after
$54.932011-08-03
2011-08-01OCONNOR GERALD P
Officer (Senior Vice President)
4Phantom Stock
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+98
11,722 owned after
$54.932011-08-03
2011-08-01STROBEL RUSS M
Director, Officer (Chairman, President and CEO)
4Phantom Stock
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+862
102,719 owned after
$54.932011-08-03
2011-08-01JEAN RAYMOND A
Director
4Share Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+113
13,362 owned after
$54.702011-08-02
2011-08-01KELLER DENNIS J
Director
4Share Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+302
35,866 owned after
$54.702011-08-02
2011-08-01MARTIN R EDEN
Director
4Share Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+112
13,257 owned after
$54.702011-08-02
2011-08-01OLIVERA ARMANDO J
Director
4Share Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+66
7,851 owned after
$54.702011-08-02
2011-08-01NELSON GEORGIA R
Director
4Share Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+5
584 owned after
$54.702011-08-02
2011-08-01RAU JOHN
Director
4Share Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+8
998 owned after
$54.702011-08-02
2011-08-01STALEY JOHN C
Director
4Share Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+31
3,717 owned after
$54.702011-08-02
2011-06-30OLIVERA ARMANDO J
Director
4Share Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+339
7,785 owned after
$54.652011-07-01
2011-06-30MARTIN R EDEN
Director
4Share Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+82
13,146 owned after
$54.652011-07-01
2011-06-30KELLER DENNIS J
Director
4Share Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+366
35,563 owned after
$54.652011-07-01
2011-05-02STROBEL RUSS M
Director, Officer (Chairman, President and CEO)
4Phantom Stock
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+847
101,857 owned after
$55.432011-05-04
2011-05-02DALESSANDRO ROCCO J
Officer (EVP - Nicor Gas Company)
4Phantom Stock
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+69
8,292 owned after
$55.432011-05-04
2011-05-02COLALILLO CLAUDIA J
Officer (Senior Vice President)
4Phantom Stock
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+42
5,025 owned after
$55.432011-05-04
2011-05-02HAWLEY RICHARD L
Officer (EVP and CFO)
4Phantom Stock
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+36
4,333 owned after
$55.432011-05-04
2011-05-02OCONNOR GERALD P
Officer (Senior Vice President)
4Phantom Stock
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+97
11,624 owned after
$55.432011-05-04
2011-05-02OLIVERA ARMANDO J
Director
4Share Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+62
7,446 owned after
$55.432011-05-03
2011-05-02KELLER DENNIS J
Director
4Share Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+293
35,197 owned after
$55.432011-05-03
2011-05-02MARTIN R EDEN
Director
4Share Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+109
13,063 owned after
$55.432011-05-03
2011-05-02JEAN RAYMOND A
Director
4Share Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+110
13,249 owned after
$55.432011-05-03
2011-05-02NELSON GEORGIA R
Director
4Share Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+5
579 owned after
$55.432011-05-03
2011-05-02RAU JOHN
Director
4Share Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+8
990 owned after
$55.432011-05-03
2011-05-02STALEY JOHN C
Director
4Share Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+31
3,686 owned after
$55.432011-05-03
2011-03-31OLIVERA ARMANDO J
Director
4Share Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+373
7,384 owned after
$53.602011-04-01
2011-03-31MARTIN R EDEN
Director
4Share Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+317
12,955 owned after
$53.602011-04-01
2011-03-31KELLER DENNIS J
Director
4Share Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+289
34,905 owned after
$53.602011-04-01
2011-03-24Murrell Richard
Officer (Chairman, Tropical Shipping)
4Restricted Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+960
5,681 owned after
$0.002011-03-28
2011-03-24DALESSANDRO ROCCO J
Officer (EVP - Nicor Gas Company)
4Restricted Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+2,290
12,330 owned after
$0.002011-03-28
2011-03-24PEPPING KAREN K
Officer (Vice President and Controller)
4Restricted Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+1,090
5,240 owned after
$0.002011-03-28
2011-03-24RUSCHAU DOUGLAS M
Officer (VP and Treasurer)
4Restricted Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+880
4,740 owned after
$0.002011-03-28
2011-03-24OCONNOR GERALD P
Officer (Senior Vice President)
4Restricted Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+2,140
10,250 owned after
$0.002011-03-28
2011-03-24GRACEY PAUL C JR
Officer (SVP, General Counsel and Secy)
4Restricted Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+2,180
11,620 owned after
$0.002011-03-28
2011-03-24COLALILLO CLAUDIA J
Officer (Senior Vice President)
4Restricted Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+2,210
10,620 owned after
$0.002011-03-28
2011-03-24DODGE DANIEL R
Officer (Executive Vice President)
4Restricted Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+2,150
11,460 owned after
$0.002011-03-28
2011-03-24HAWLEY RICHARD L
Officer (EVP and CFO)
4Restricted Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+4,840
24,690 owned after
$0.002011-03-28
2011-03-24STROBEL RUSS M
Director, Officer (Chairman, President and CEO)
4Restricted Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+16,020
98,600 owned after
$0.002011-03-28
2011-03-22COLALILLO CLAUDIA J
Officer (Senior Vice President)
4Restricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−1,960
8,410 owned after
no price filed2011-03-24
2011-03-22HAWLEY RICHARD L
Officer (EVP and CFO)
4Restricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−4,610
19,850 owned after
no price filed2011-03-24
2011-03-22GRACEY PAUL C JR
Officer (SVP, General Counsel and Secy)
4Restricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−2,230
9,440 owned after
no price filed2011-03-24
2011-03-22DODGE DANIEL R
Officer (Executive Vice President)
4Restricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−2,010
9,310 owned after
no price filed2011-03-24
2011-03-22PEPPING KAREN K
Officer (Vice President and Controller)
4Restricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−880
4,150 owned after
no price filed2011-03-24
2011-03-22OCONNOR GERALD P
Officer (Senior Vice President)
4Restricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−1,910
8,110 owned after
no price filed2011-03-24
2011-03-22Murrell Richard
Officer (Chairman, Tropical Shipping)
4Restricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−1,050
4,721 owned after
no price filed2011-03-24
2011-03-22DALESSANDRO ROCCO J
Officer (EVP - Nicor Gas Company)
4Restricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−2,340
10,040 owned after
no price filed2011-03-24
2011-02-25STROBEL RUSS M
Director, Officer (Chairman, President and CEO)
4Phantom Stock
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+7,615
101,009 owned after
$50.382011-02-28
2011-02-01STROBEL RUSS M
Director, Officer (Chairman, President and CEO)
4Phantom Stock
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+749
83,261 owned after
$51.252011-02-03
2011-02-01DALESSANDRO ROCCO J
Officer (EVP - Nicor Gas Company)
4Phantom Stock
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+74
8,223 owned after
$51.252011-02-03
2011-02-01COLALILLO CLAUDIA J
Officer (Senior Vice President)
4Phantom Stock
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+45
4,984 owned after
$51.252011-02-03
2011-02-01HAWLEY RICHARD L
Officer (EVP and CFO)
4Phantom Stock
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+39
4,297 owned after
$51.252011-02-03
2011-02-01OCONNOR GERALD P
Officer (Senior Vice President)
4Phantom Stock
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+104
11,527 owned after
$51.252011-02-03
2011-02-01KELLER DENNIS J
Director
4Share Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+316
34,615 owned after
$50.472011-02-01
2011-02-01OLIVERA ARMANDO J
Director
4Share Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+64
7,011 owned after
$50.472011-02-01
2011-02-01MARTIN R EDEN
Director
4Share Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+115
12,637 owned after
$50.472011-02-01
2011-02-01JEAN RAYMOND A
Director
4Share Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+120
13,139 owned after
$50.472011-02-01
2011-02-01NELSON GEORGIA R
Director
4Share Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+5
574 owned after
$50.472011-02-01
2011-02-01RAU JOHN
Director
4Share Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+9
982 owned after
$50.472011-02-01
2011-02-01STALEY JOHN C
Director
4Share Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+33
3,655 owned after
$50.472011-02-01
2011-01-26STROBEL RUSS M
Director, Officer (Chairman, President and CEO)
4Phantom Stock
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+10,133
92,645 owned after
$50.382011-01-27