NICOR INC Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 4 rows, 4 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2008-01-30: Reporting owner HAWLEY RICHARD L; Form 4; Security Phanton Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-03-22: Reporting owner PEPPING KAREN K; Form 4; Security Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-01-30: Reporting owner HAWLEY RICHARD L; Form 4; Security Phanton Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2006-08-16: Reporting owner BEHRENS GEORGE M; Form 4; Security Phanton Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2008-01-30 | HAWLEY RICHARD L Officer (EVP and CFO) | 4 | Phanton Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +177 3,798 owned after | $41.60 | 2008-01-31 | |
| 2007-03-22 | PEPPING KAREN K Officer (Vice President and Controller) | 4 | Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +880 880 owned after | $0.00 | 2007-03-26 | |
| 2007-01-30 | HAWLEY RICHARD L Officer (EVP and CFO) | 4 | Phanton Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +493 2,943 owned after | $46.71 | 2007-01-31 | |
| 2006-08-16 | BEHRENS GEORGE M Officer (Former VP and Treasurer) | 4 | Phanton Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −918 4,225 owned after | $0.00 | 2006-08-18 |