NICOR INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 64 rows, 64 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-12-09: Reporting owner STROBEL RUSS M; Form 4; Security Employee Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2011-09-07: Reporting owner DODGE DANIEL R; Form 4; Security Employee Stock Options (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-08-31: Reporting owner Murrell Richard; Form 4; Security Employee Stock Options (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-08-24: Reporting owner GRACEY PAUL C JR; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-12-09 | STROBEL RUSS M Director, Officer (Chairman, President and CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −18,400 0 owned after | $45.05 exercise price | 2011-12-13 | |
| 2011-09-07 | DODGE DANIEL R Officer (Executive Vice President) | 4 | Employee Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,400 0 owned after | $37.23 exercise price | 2011-09-09 | |
| 2011-08-31 | Murrell Richard Officer (Chairman, Tropical Shipping) | 4 | Employee Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,500 0 owned after | $45.05 exercise price | 2011-09-01 | |
| 2011-08-24 | GRACEY PAUL C JR Officer (SVP, General Counsel and Secy) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,700 0 owned after | $36.34 exercise price | 2011-08-25 | |
| 2011-08-24 | GRACEY PAUL C JR Officer (SVP, General Counsel and Secy) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,700 0 owned after | $37.23 exercise price | 2011-08-25 | |
| 2011-06-07 | DALESSANDRO ROCCO J Officer (EVP - Nicor Gas Company) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,725 0 owned after | $37.23 exercise price | 2011-06-08 | |
| 2011-06-07 | COLALILLO CLAUDIA J Officer (Senior Vice President) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,200 0 owned after | $36.34 exercise price | 2011-06-08 | |
| 2011-06-07 | COLALILLO CLAUDIA J Officer (Senior Vice President) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,500 0 owned after | $37.23 exercise price | 2011-06-08 | |
| 2011-06-06 | DALESSANDRO ROCCO J Officer (EVP - Nicor Gas Company) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,725 4,725 owned after | $37.23 exercise price | 2011-06-08 | |
| 2011-06-03 | DALESSANDRO ROCCO J Officer (EVP - Nicor Gas Company) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,050 9,450 owned after | $37.23 exercise price | 2011-06-06 | |
| 2011-06-01 | HAWLEY RICHARD L Officer (EVP and CFO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $36.34 exercise price | 2011-06-03 | |
| 2011-06-01 | HAWLEY RICHARD L Officer (EVP and CFO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −32,600 0 owned after | $37.23 exercise price | 2011-06-03 | |
| 2010-05-12 | OCONNOR GERALD P Officer (Senior Vice President) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,700 0 owned after | $37.23 exercise price | 2010-05-13 | |
| 2010-05-11 | STROBEL RUSS M Director, Officer (Chairman, President and CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,116 0 owned after | $26.97 exercise price | 2010-05-12 | |
| 2010-05-10 | STROBEL RUSS M Director, Officer (Chairman, President and CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,984 40,116 owned after | $26.97 exercise price | 2010-05-12 | |
| 2010-05-10 | STROBEL RUSS M Director, Officer (Chairman, President and CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −51,600 0 owned after | $36.34 exercise price | 2010-05-12 | |
| 2010-05-10 | STROBEL RUSS M Director, Officer (Chairman, President and CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −38,077 0 owned after | $37.23 exercise price | 2010-05-12 | |
| 2010-05-06 | STROBEL RUSS M Director, Officer (Chairman, President and CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $39.38 exercise price | 2010-05-10 | |
| 2010-05-06 | STROBEL RUSS M Director, Officer (Chairman, President and CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,900 0 owned after | $36.82 exercise price | 2010-05-10 | |
| 2010-05-06 | STROBEL RUSS M Director, Officer (Chairman, President and CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −39,423 38,077 owned after | $37.23 exercise price | 2010-05-10 | |
| 2008-09-05 | Murrell Richard Officer (Chrmn & Pres, Tropical Shippng) | 4 | Employee Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 0 owned after | $38.06 exercise price | 2008-09-09 | |
| 2008-09-05 | Murrell Richard Officer (Chrmn & Pres, Tropical Shippng) | 4 | Employee Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,800 0 owned after | $36.34 exercise price | 2008-09-09 | |
| 2008-09-05 | Murrell Richard Officer (Chrmn & Pres, Tropical Shippng) | 4 | Employee Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,000 0 owned after | $37.23 exercise price | 2008-09-09 | |
| 2007-10-23 holding as of filing | Murrell Richard Officer (Chrmn & Pres, Tropical Shippng) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $40.63 exercise price | 2007-10-23 | ||
| 2007-10-23 holding as of filing | Murrell Richard Officer (Chrmn & Pres, Tropical Shippng) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $38.06 exercise price | 2007-10-23 | ||
| 2007-10-23 holding as of filing | Murrell Richard Officer (Chrmn & Pres, Tropical Shippng) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $45.05 exercise price | 2007-10-23 | ||
| 2007-10-23 holding as of filing | Murrell Richard Officer (Chrmn & Pres, Tropical Shippng) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $36.34 exercise price | 2007-10-23 | ||
| 2007-10-23 holding as of filing | Murrell Richard Officer (Chrmn & Pres, Tropical Shippng) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $37.23 exercise price | 2007-10-23 | ||
| 2007-05-07 | DALESSANDRO ROCCO J Officer (EVP - Nicor Gas Company) | 4 | Employee Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,500 0 owned after | $36.34 exercise price | 2007-05-08 | |
| 2007-05-03 | DODGE DANIEL R Officer (Senior Vice President) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 0 owned after | $40.69 exercise price | 2007-05-07 | |
| 2007-05-03 | DODGE DANIEL R Officer (Senior Vice President) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,500 0 owned after | $38.06 exercise price | 2007-05-07 | |
| 2007-05-03 | DODGE DANIEL R Officer (Senior Vice President) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,900 0 owned after | $45.05 exercise price | 2007-05-07 | |
| 2007-05-03 | DODGE DANIEL R Officer (Senior Vice President) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,300 0 owned after | $36.34 exercise price | 2007-05-07 | |
| 2007-05-01 | HAWLEY RICHARD L Officer (EVP and CFO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 10,000 owned after | $36.34 exercise price | 2007-05-02 | |
| 2007-02-27 | HAWLEY RICHARD L Officer (EVP and CFO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $34.10 exercise price | 2007-03-01 | |
| 2007-02-27 | DALESSANDRO ROCCO J Officer (EVP - Nicor Gas Company) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 0 owned after | $38.06 exercise price | 2007-03-01 | |
| 2007-02-27 | DALESSANDRO ROCCO J Officer (EVP - Nicor Gas Company) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,900 0 owned after | $36.82 exercise price | 2007-03-01 | |
| 2007-02-27 | DALESSANDRO ROCCO J Officer (EVP - Nicor Gas Company) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,100 0 owned after | $45.05 exercise price | 2007-03-01 | |
| 2006-11-08 | COLALILLO CLAUDIA J Officer (Senior Vice President) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,500 0 owned after | $36.82 exercise price | 2006-11-13 | |
| 2006-11-08 | COLALILLO CLAUDIA J Officer (Senior Vice President) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,300 0 owned after | $45.05 exercise price | 2006-11-13 | |
| 2006-11-06 | GRACEY PAUL C JR Officer (SVP, General Counsel and Secy) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,900 0 owned after | $26.97 exercise price | 2006-11-08 | |
| 2006-11-03 | COLALILLO CLAUDIA J Officer (Senior Vice President) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 0 owned after | $38.19 exercise price | 2006-11-07 | |
| 2006-11-03 | COLALILLO CLAUDIA J Officer (Senior Vice President) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 0 owned after | $38.06 exercise price | 2006-11-07 | |
| 2006-11-03 | COLALILLO CLAUDIA J Officer (Senior Vice President) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,500 0 owned after | $32.06 exercise price | 2006-11-07 | |
| 2006-11-03 | COLALILLO CLAUDIA J Officer (Senior Vice President) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,500 0 owned after | $26.97 exercise price | 2006-11-07 | |
| 2006-08-07 | DODGE DANIEL R Officer (Senior Vice President) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,200 0 owned after | $32.06 exercise price | 2006-08-09 | |
| 2006-08-07 | DODGE DANIEL R Officer (Senior Vice President) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,900 0 owned after | $36.82 exercise price | 2006-08-09 | |
| 2006-08-07 | DODGE DANIEL R Officer (Senior Vice President) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,500 0 owned after | $26.97 exercise price | 2006-08-09 | |
| 2006-08-03 | DALESSANDRO ROCCO J Officer (SVP - Nicor Gas Company) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 0 owned after | $40.63 exercise price | 2006-08-07 | |
| 2006-08-03 | DALESSANDRO ROCCO J Officer (SVP - Nicor Gas Company) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,500 0 owned after | $32.06 exercise price | 2006-08-07 | |
| 2006-08-03 | DALESSANDRO ROCCO J Officer (SVP - Nicor Gas Company) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,500 0 owned after | $26.97 exercise price | 2006-08-07 | |
| 2006-07-20 | BEHRENS GEORGE M Officer (Former VP and Treasurer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −8,400 0 owned after | $45.05 exercise price | 2006-07-24 | |
| 2006-07-20 | BEHRENS GEORGE M Officer (Former VP and Treasurer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,100 0 owned after | $13.76 | 2006-07-24 | |
| 2006-07-20 | BEHRENS GEORGE M Officer (Former VP and Treasurer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,400 0 owned after | $4.39 | 2006-07-24 | |
| 2006-07-20 | BEHRENS GEORGE M Officer (Former VP and Treasurer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,500 0 owned after | $3.50 | 2006-07-24 | |
| 2006-03-07 | FISHER THOMAS L Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,800 29,000 owned after | $26.97 exercise price | 2006-03-08 | |
| 2006-03-07 | FISHER THOMAS L Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,900 21,100 owned after | $26.97 exercise price | 2006-03-08 | |
| 2006-03-06 | FISHER THOMAS L Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −38,652 37,800 owned after | $26.97 exercise price | 2006-03-08 | |
| 2006-03-06 | FISHER THOMAS L Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000 0 owned after | $32.25 exercise price | 2006-03-08 | |
| 2006-03-06 | BEHRENS GEORGE M Officer (Vice President and Treasurer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,500 0 owned after | $40.63 exercise price | 2006-03-08 | |
| 2006-03-06 | BEHRENS GEORGE M Officer (Vice President and Treasurer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $38.06 exercise price | 2006-03-08 | |
| 2006-03-06 | BEHRENS GEORGE M Officer (Vice President and Treasurer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,800 0 owned after | $32.06 exercise price | 2006-03-08 | |
| 2006-03-06 | BEHRENS GEORGE M Officer (Vice President and Treasurer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,400 0 owned after | $36.82 exercise price | 2006-03-08 | |
| 2006-01-18 holding as of filing | OCONNOR GERALD P Officer (Vice President) | 3 | Stock Options Derivative · Direct | Holding | $37.23 exercise price | 2006-01-18 |