NEW ENGLAND BANCSHARES, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 21 rows in 2008. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2008-09-03: Reporting owner DOW PETER T; Form 4; Security Stock Option (Right to Buy); Transaction Holding.
- 2008-09-03: Reporting owner DOW PETER T; Form 4; Security Stock Options (Right to Buy); Transaction Holding.
- 2008-08-28: Reporting owner DOW PETER T; Form 4; Security Stock Option (Right to Buy); Transaction Holding.
- 2008-08-28: Reporting owner DOW PETER T; Form 4; Security Stock Option (Right to Buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2008-09-03 holding as of filing | DOW PETER T Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 5,354 owned after | $12.84 exercise price | 2008-09-03 | |
| 2008-09-03 holding as of filing | DOW PETER T Director | 4 | Stock Options (Right to Buy) Derivative · Direct | Holding | 14,498 owned after | $6.40 exercise price | 2008-09-03 | |
| 2008-08-28 holding as of filing | DOW PETER T Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 5,354 owned after | $12.84 exercise price | 2008-08-28 | |
| 2008-08-28 holding as of filing | DOW PETER T Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 14,498 owned after | $6.40 exercise price | 2008-08-28 | |
| 2008-08-28 holding as of filing | DOW PETER T Director | 4/A | Stock Option (Right to Buy) Derivative · Direct | Holding | 5,354 owned after | $12.84 exercise price | 2008-08-28 | |
| 2008-08-28 holding as of filing | DOW PETER T Director | 4/A | Stock Option (Right to Buy) Derivative · Direct | Holding | 14,498 owned after | $6.40 exercise price | 2008-08-28 | |
| 2008-08-18 | Marcucci Michael J Officer (EVP) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 2,000 owned after | $9.90 exercise price | 2010-01-27 | |
| 2008-06-10 holding as of filing | MAREK MYRON J Director | 4 | Stock Options (Right to Buy) Derivative · Direct | Holding | 5,354 owned after | $12.84 exercise price | 2008-06-10 | |
| 2008-05-29 holding as of filing | PARDA JOHN F Officer (Senior Vice President) | 4 | Stock Options (Right to Buy) Derivative · Direct | Holding | 9,473 owned after | $6.40 exercise price | 2008-05-29 | |
| 2008-05-29 holding as of filing | PARDA JOHN F Officer (Senior Vice President) | 4 | Stock Options (Right to Buy) Derivative · Direct | Holding | 4,736 owned after | $8.17 exercise price | 2008-05-29 | |
| 2008-05-29 holding as of filing | PARDA JOHN F Officer (Senior Vice President) | 4 | Stock Options (Right to Buy) Derivative · Direct | Holding | 4,000 owned after | $12.84 exercise price | 2008-05-29 | |
| 2008-05-29 holding as of filing | PARDA JOHN F Officer (Senior Vice President) | 4 | Stock Options (Right to Buy) Derivative · Direct | Holding | 5,000 owned after | $13.29 exercise price | 2008-05-29 | |
| 2008-05-23 holding as of filing | MAREK MYRON J Director | 4 | Stock Options (Right to Buy) Derivative · Direct | Holding | 5,354 owned after | $12.84 exercise price | 2008-05-23 | |
| 2008-05-22 | MAREK MYRON J Director | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,498 0 owned after | $6.40 exercise price | 2008-05-23 | |
| 2008-05-22 holding as of filing | NOGLES SCOTT Officer (Exec. VP and CFO) | 4 | Stock Options (Right to Buy) Derivative · Direct | Holding | 4,000 owned after | $12.84 exercise price | 2008-05-22 | |
| 2008-05-22 holding as of filing | NOGLES SCOTT Officer (Exec. VP and CFO) | 4 | Stock Options (Right to Buy) Derivative · Direct | Holding | 5,000 owned after | $13.29 exercise price | 2008-05-22 | |
| 2008-05-22 holding as of filing | NOGLES SCOTT Officer (Exec. VP and CFO) | 4 | Stock Options (Right to Buy) Derivative · Direct | Holding | 7,014 owned after | $8.17 exercise price | 2008-05-22 | |
| 2008-02-08 holding as of filing | NOGLES SCOTT Officer (Sr. VP & CFO) | 4 | Stock Options (Right to Buy) Derivative · Direct | Holding | 4,000 owned after | $12.84 exercise price | 2008-02-08 | |
| 2008-02-08 holding as of filing | NOGLES SCOTT Officer (Sr. VP & CFO) | 4 | Stock Options (Right to Buy) Derivative · Direct | Holding | 5,000 owned after | $13.29 exercise price | 2008-02-08 | |
| 2008-02-08 holding as of filing | NOGLES SCOTT Officer (Sr. VP & CFO) | 4 | Stock Options (Right to Buy) Derivative · Direct | Holding | 7,104 owned after | $8.17 exercise price | 2008-02-08 | |
| 2008-02-08 holding as of filing | DOW PETER T Director | 4 | Stock Options (Right to Buy) Derivative · Direct | Holding | 14,498 owned after | $6.40 exercise price | 2008-02-08 |