NEW ENGLAND BANCSHARES, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 15 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-09-20: Reporting owner PARDA JOHN F; Form 4; Security Stock Options (Right to Buy); Transaction Holding.
- 2011-09-20: Reporting owner PARDA JOHN F; Form 4; Security Stock Options (Right to Buy); Transaction Holding.
- 2011-09-20: Reporting owner PARDA JOHN F; Form 4; Security Stock Options (Right to Buy); Transaction Holding.
- 2011-09-20: Reporting owner PARDA JOHN F; Form 4; Security Stock Options (Right to Buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-09-20 holding as of filing | PARDA JOHN F Officer (Executive Vice President) | 4 | Stock Options (Right to Buy) Derivative · Direct | Holding | 2,000 owned after | $7.90 exercise price | 2011-09-20 | |
| 2011-09-20 holding as of filing | PARDA JOHN F Officer (Executive Vice President) | 4 | Stock Options (Right to Buy) Derivative · Direct | Holding | 9,473 owned after | $6.40 exercise price | 2011-09-20 | |
| 2011-09-20 holding as of filing | PARDA JOHN F Officer (Executive Vice President) | 4 | Stock Options (Right to Buy) Derivative · Direct | Holding | 4,736 owned after | $8.17 exercise price | 2011-09-20 | |
| 2011-09-20 holding as of filing | PARDA JOHN F Officer (Executive Vice President) | 4 | Stock Options (Right to Buy) Derivative · Direct | Holding | 4,000 owned after | $12.84 exercise price | 2011-09-20 | |
| 2011-09-20 holding as of filing | PARDA JOHN F Officer (Executive Vice President) | 4 | Stock Options (Right to Buy) Derivative · Direct | Holding | 5,000 owned after | $13.29 exercise price | 2011-09-20 | |
| 2011-06-29 holding as of filing | McClintock Peter W. Officer (EVP-Retail Division) | 3 | Stock Options (Right to Buy) Derivative · Direct | Holding | $12.84 exercise price | 2011-06-29 | ||
| 2011-06-29 holding as of filing | McClintock Peter W. Officer (EVP-Retail Division) | 3 | Stock Options (Right to Buy) Derivative · Direct | Holding | $13.29 exercise price | 2011-06-29 | ||
| 2011-06-29 holding as of filing | McClintock Peter W. Officer (EVP-Retail Division) | 4 | Stock Options (Right to Buy) Derivative · Direct | Holding | 2,000 owned after | $12.84 exercise price | 2011-06-29 | |
| 2011-06-29 holding as of filing | McClintock Peter W. Officer (EVP-Retail Division) | 4 | Stock Options (Right to Buy) Derivative · Direct | Holding | 5,000 owned after | $13.29 exercise price | 2011-06-29 | |
| 2011-04-11 | McClintock Peter W. Officer (EVP-Retail Division) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,400 3,400 owned after | $9.70 exercise price | 2011-06-29 | |
| 2011-03-08 | DeSimone Charles J Jr | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,000 7,000 owned after | $9.93 exercise price | 2011-03-08 | |
| 2011-01-27 holding as of filing | NOGLES SCOTT Officer (Executive VP and CFO) | 4 | Stock Options (Right to Buy) Derivative · Direct | Holding | 2,000 owned after | $7.90 exercise price | 2011-01-27 | |
| 2011-01-27 holding as of filing | NOGLES SCOTT Officer (Executive VP and CFO) | 4 | Stock Options (Right to Buy) Derivative · Direct | Holding | 4,000 owned after | $12.84 exercise price | 2011-01-27 | |
| 2011-01-27 holding as of filing | NOGLES SCOTT Officer (Executive VP and CFO) | 4 | Stock Options (Right to Buy) Derivative · Direct | Holding | 5,000 owned after | $13.29 exercise price | 2011-01-27 | |
| 2011-01-27 holding as of filing | NOGLES SCOTT Officer (Executive VP and CFO) | 4 | Stock Options (Right to Buy) Derivative · Direct | Holding | 7,014 owned after | $8.17 exercise price | 2011-01-27 |