NEW ENGLAND BANCSHARES, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 25 rows in 2007. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-09-13: Reporting owner PARDA JOHN F; Form 4; Security Stock Options (Right to Buy); Transaction Holding.
- 2007-09-13: Reporting owner PARDA JOHN F; Form 4; Security Stock Options (Right to Buy); Transaction Holding.
- 2007-09-13: Reporting owner PARDA JOHN F; Form 4; Security Stock Options (Right to Buy); Transaction Holding.
- 2007-09-13: Reporting owner PARDA JOHN F; Form 4; Security Stock Options (right to buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-09-13 holding as of filing | PARDA JOHN F Officer (Sr. Vice President) | 4 | Stock Options (Right to Buy) Derivative · Direct | Holding | 9,473 owned after | $6.40 exercise price | 2007-09-13 | |
| 2007-09-13 holding as of filing | PARDA JOHN F Officer (Sr. Vice President) | 4 | Stock Options (Right to Buy) Derivative · Direct | Holding | 4,736 owned after | $8.17 exercise price | 2007-09-13 | |
| 2007-09-13 holding as of filing | PARDA JOHN F Officer (Sr. Vice President) | 4 | Stock Options (Right to Buy) Derivative · Direct | Holding | 4,000 owned after | $12.84 exercise price | 2007-09-13 | |
| 2007-09-13 holding as of filing | PARDA JOHN F Officer (Sr. Vice President) | 4 | Stock Options (right to buy) Derivative · Direct | Holding | 5,000 owned after | $13.29 exercise price | 2007-09-13 | |
| 2007-09-13 holding as of filing | O CONNOR DAVID J Director, Officer (President & CEO) | 4 | Stock Options (Right to Buy) Derivative · Direct | Holding | 84,581 owned after | $6.40 exercise price | 2007-09-13 | |
| 2007-09-13 holding as of filing | O CONNOR DAVID J Director, Officer (President & CEO) | 4 | Stock Options (Right to Buy) Derivative · Direct | Holding | 49,085 owned after | $12.84 exercise price | 2007-09-13 | |
| 2007-08-27 holding as of filing | NOGLES SCOTT Officer (Sr. VP & CFO) | 4 | Stock Options (Right to Buy) Derivative · Direct | Holding | 4,000 owned after | $12.84 exercise price | 2007-08-27 | |
| 2007-08-27 holding as of filing | NOGLES SCOTT Officer (Sr. VP & CFO) | 4 | Stock Options (right to buy) Derivative · Direct | Holding | 5,000 owned after | $13.29 exercise price | 2007-08-27 | |
| 2007-08-27 holding as of filing | NOGLES SCOTT Officer (Sr. VP & CFO) | 4 | Stock Options (Right to Buy) Derivative · Direct | Holding | 7,104 owned after | $8.17 exercise price | 2007-08-27 | |
| 2007-08-24 holding as of filing | NOGLES SCOTT Officer (Sr. VP & CFO) | 4 | Stock Options (Right to Buy) Derivative · Direct | Holding | 7,104 owned after | $8.17 exercise price | 2007-08-24 | |
| 2007-08-24 holding as of filing | NOGLES SCOTT Officer (Sr. VP & CFO) | 4 | Stock Options (Right to Buy) Derivative · Direct | Holding | 4,000 owned after | $12.84 exercise price | 2007-08-24 | |
| 2007-08-24 holding as of filing | NOGLES SCOTT Officer (Sr. VP & CFO) | 4 | Stock Options (right to buy) Derivative · Direct | Holding | 5,000 owned after | $13.29 exercise price | 2007-08-24 | |
| 2007-08-01 holding as of filing | PARDA JOHN F Officer (Sr. Vice President) | 4 | Stock Options (Right to Buy) Derivative · Direct | Holding | 9,473 owned after | $6.40 exercise price | 2007-08-01 | |
| 2007-08-01 holding as of filing | PARDA JOHN F Officer (Sr. Vice President) | 4 | Stock Options (Right to Buy) Derivative · Direct | Holding | 4,736 owned after | $8.17 exercise price | 2007-08-01 | |
| 2007-08-01 holding as of filing | PARDA JOHN F Officer (Sr. Vice President) | 4 | Stock Options (Right to Buy) Derivative · Direct | Holding | 4,000 owned after | $12.84 exercise price | 2007-08-01 | |
| 2007-08-01 holding as of filing | PARDA JOHN F Officer (Sr. Vice President) | 4 | Stock Options (right to buy) Derivative · Direct | Holding | 5,000 owned after | $13.29 exercise price | 2007-08-01 | |
| 2007-07-03 holding as of filing | O CONNOR DAVID J Director, Officer (President & CEO) | 4 | Stock Options (Right to Buy) Derivative · Direct | Holding | 84,581 owned after | $6.40 exercise price | 2007-07-03 | |
| 2007-07-03 holding as of filing | O CONNOR DAVID J Director, Officer (President & CEO) | 4 | Stock Options (Right to Buy) Derivative · Direct | Holding | 49,085 owned after | $12.84 exercise price | 2007-07-03 | |
| 2007-05-22 holding as of filing | PARDA JOHN F Officer (Sr. Vice President) | 4 | Stock Options (Right to Buy) Derivative · Direct | Holding | 9,473 owned after | $6.40 exercise price | 2007-05-22 | |
| 2007-05-22 holding as of filing | PARDA JOHN F Officer (Sr. Vice President) | 4 | Stock Options (Right to Buy) Derivative · Direct | Holding | 4,736 owned after | $8.17 exercise price | 2007-05-22 | |
| 2007-05-22 holding as of filing | PARDA JOHN F Officer (Sr. Vice President) | 4 | Stock Options (Right to Buy) Derivative · Direct | Holding | 4,000 owned after | $12.84 exercise price | 2007-05-22 | |
| 2007-05-22 holding as of filing | NOGLES SCOTT Officer (Sr. VP & CFO) | 4 | Stock Options (Right to Buy) Derivative · Direct | Holding | 7,104 owned after | $8.17 exercise price | 2007-05-22 | |
| 2007-05-22 holding as of filing | NOGLES SCOTT Officer (Sr. VP & CFO) | 4 | Stock Options (Right to Buy) Derivative · Direct | Holding | 4,000 owned after | $12.84 exercise price | 2007-05-22 | |
| 2007-04-09 | PARDA JOHN F Officer (Sr. Vice President) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $13.29 exercise price | 2007-05-22 | |
| 2007-04-09 | NOGLES SCOTT Officer (Sr. VP & CFO) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $13.29 exercise price | 2007-05-22 |