NEUSTAR INC Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 55 rows in 2016. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-12-28: Reporting owner Foster Brian; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2016-12-23: Reporting owner Foster Brian; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2016-12-23: Reporting owner Foster Brian; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2016-12-23: Reporting owner Foster Brian; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-12-28 | Foster Brian Officer (SVP, Information Services) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,163 1,265 owned after | $0.00 | 2016-12-30 | |
| 2016-12-23 | Foster Brian Officer (SVP, Information Services) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,585 1,585 owned after | $0.00 | 2016-12-28 | |
| 2016-12-23 | Foster Brian Officer (SVP, Information Services) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,901 7,428 owned after | $0.00 | 2016-12-28 | |
| 2016-12-23 | Foster Brian Officer (SVP, Information Services) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,806 5,614 owned after | $0.00 | 2016-12-28 | |
| 2016-10-21 holding as of filing | Achanta Venkat Officer (Chief Data & Analytics Officer) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2016-10-21 | ||
| 2016-10-21 holding as of filing | Achanta Venkat Officer (Chief Data & Analytics Officer) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2016-10-21 | ||
| 2016-06-30 holding as of filing | Skorny Henry Officer (SVP, IOT) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2016-06-30 | ||
| 2016-06-30 holding as of filing | Skorny Henry Officer (SVP, IOT) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2016-06-30 | ||
| 2016-06-30 holding as of filing | Skorny Henry Officer (SVP, IOT) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2016-06-30 | ||
| 2016-06-28 | Foster Brian Officer (SVP, Information Services) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,163 12,329 owned after | $0.00 | 2016-06-30 | |
| 2016-06-27 holding as of filing | Foster Brian Officer (SVP, Information Services) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2016-06-27 | ||
| 2016-06-27 holding as of filing | Foster Brian Officer (SVP, Information Services) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2016-06-27 | ||
| 2016-06-27 holding as of filing | Foster Brian Officer (SVP, Information Services) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2016-06-27 | ||
| 2016-06-22 | Foster Brian Officer (SVP, Information Services) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,585 3,170 owned after | $0.00 | 2016-06-27 | |
| 2016-06-16 | RUNTAGH HELLENE S Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,786 7,786 owned after | $0.00 | 2016-06-16 | |
| 2016-06-16 | Rowny Michael J Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,786 7,786 owned after | $0.00 | 2016-06-16 | |
| 2016-06-16 | Lacouture Paul A Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,786 7,786 owned after | $0.00 | 2016-06-16 | |
| 2016-06-16 | IRELAND ROSS K Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,786 7,786 owned after | $0.00 | 2016-06-16 | |
| 2016-06-16 | Greene Mark N Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,786 7,786 owned after | $0.00 | 2016-06-16 | |
| 2016-06-16 | FRIEDMAN JOEL P Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,786 7,786 owned after | $0.00 | 2016-06-16 | |
| 2016-06-16 | CULLEN JAMES Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,786 7,786 owned after | $0.00 | 2016-06-16 | |
| 2016-06-16 | Ballew Paul Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,786 7,786 owned after | $0.00 | 2016-06-16 | |
| 2016-06-15 | RIEMAN DEBORAH Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,786 7,786 owned after | $0.00 | 2016-06-16 | |
| 2016-06-14 | RIEMAN DEBORAH Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,516 0 owned after | $0.00 | 2016-06-16 | |
| 2016-06-14 | Ballew Paul Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,516 0 owned after | $0.00 | 2016-06-16 | |
| 2016-05-28 | IRELAND ROSS K Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,312 0 owned after | $0.00 | 2016-06-01 | |
| 2016-05-28 | Greene Mark N Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,312 0 owned after | $0.00 | 2016-06-01 | |
| 2016-05-28 | FRIEDMAN JOEL P Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,312 0 owned after | $0.00 | 2016-06-01 | |
| 2016-05-28 | CULLEN JAMES Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,312 0 owned after | $0.00 | 2016-06-01 | |
| 2016-04-08 | Prince Edward M Jr. Officer (SVP, Corporate Development) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,420 8,420 owned after | $0.00 | 2016-04-12 | |
| 2016-04-08 | Lalljie Paul S Officer (Senior Vice President and CFO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,250 25,250 owned after | $0.00 | 2016-04-12 | |
| 2016-04-08 | KENNEDY LEONARD J Officer (SVP, General Counsel & Sec) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,520 10,520 owned after | $0.00 | 2016-04-12 | |
| 2016-04-08 | Hook Lisa Director, Officer (President and CEO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +46,300 46,300 owned after | $0.00 | 2016-04-12 | |
| 2016-04-08 | Edwards Steve Officer (SVP, Data Solutions) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,260 9,260 owned after | $0.00 | 2016-04-12 | |
| 2016-03-01 | Edwards Steve Officer (SVP, Data Solutions) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,636 5,274 owned after | $0.00 | 2016-03-02 | |
| 2016-03-01 | Lalljie Paul S Officer (Senior Vice President and CFO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,586 13,174 owned after | $0.00 | 2016-03-02 | |
| 2016-03-01 | Hook Lisa Director, Officer (President and CEO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,176 26,354 owned after | $0.00 | 2016-03-02 | |
| 2016-03-01 | Prince Edward M Jr. Officer (SVP, Corporate Development) | 4 | Performance Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,227 0 owned after | $0.00 | 2016-03-02 | |
| 2016-03-01 | Prince Edward M Jr. Officer (SVP, Corporate Development) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,636 5,274 owned after | $0.00 | 2016-03-02 | |
| 2016-03-01 | KENNEDY LEONARD J Officer (SVP, General Counsel & Sec) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,293 6,587 owned after | $0.00 | 2016-03-02 | |
| 2016-02-29 | Edwards Steve Officer (SVP, Data Solutions) | 4 | Performance Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,844 0 owned after | $0.00 | 2016-03-02 | |
| 2016-02-29 | Edwards Steve Officer (SVP, Data Solutions) | 4 | Performance Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,795 0 owned after | $0.00 | 2016-03-02 | |
| 2016-02-29 | Lalljie Paul S Officer (Senior Vice President and CFO) | 4 | Performance Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −45,474 0 owned after | $0.00 | 2016-03-02 | |
| 2016-02-29 | Lalljie Paul S Officer (Senior Vice President and CFO) | 4 | Performance Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −34,490 0 owned after | $0.00 | 2016-03-02 | |
| 2016-02-29 | Hook Lisa Director, Officer (President and CEO) | 4 | Performance Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −92,949 0 owned after | $0.00 | 2016-03-02 | |
| 2016-02-29 | Hook Lisa Director, Officer (President and CEO) | 4 | Performance Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −68,982 0 owned after | $0.00 | 2016-03-02 | |
| 2016-02-29 | Prince Edward M Jr. Officer (SVP, Corporate Development) | 4 | Performance Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,749 0 owned after | $0.00 | 2016-03-02 | |
| 2016-02-29 | Prince Edward M Jr. Officer (SVP, Corporate Development) | 4 | Performance Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,795 0 owned after | $0.00 | 2016-03-02 | |
| 2016-02-29 | KENNEDY LEONARD J Officer (SVP, General Counsel & Sec) | 4 | Performance Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,412 0 owned after | $0.00 | 2016-03-02 | |
| 2016-02-29 | KENNEDY LEONARD J Officer (SVP, General Counsel & Sec) | 4 | Performance Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,247 0 owned after | $0.00 | 2016-03-02 | |
| 2016-01-01 | Hook Lisa Director, Officer (President and CEO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,752 17,752 owned after | $0.00 | 2016-01-05 | |
| 2016-01-01 | Lalljie Paul S Officer (Senior Vice President and CFO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,876 8,876 owned after | $0.00 | 2016-01-05 | |
| 2016-01-01 | KENNEDY LEONARD J Officer (SVP, General Counsel & Sec) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,770 2,770 owned after | $0.00 | 2016-01-05 | |
| 2016-01-01 | Prince Edward M Jr. Officer (SVP, Corporate Development) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,392 1,394 owned after | $0.00 | 2016-01-05 | |
| 2016-01-01 | Edwards Steve Officer (SVP, Data Solutions) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,408 3,408 owned after | $0.00 | 2016-01-05 |