NEUSTAR INC Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 30 rows in 2014. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-09-26: Reporting owner BREGMAN MARK; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-08-27: Reporting owner Prince Edward M Jr.; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-06-12: Reporting owner Prince Edward M Jr.; Form 3; Security Restricted Stock Units; Transaction Holding.
- 2014-06-12: Reporting owner Prince Edward M Jr.; Form 3; Security Restricted Stock Units; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-09-26 | BREGMAN MARK Officer (SVP & CTO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,028 10,056 owned after | $0.00 | 2014-09-30 | |
| 2014-08-27 | Prince Edward M Jr. Officer (SVP, Information Services) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −722 1,446 owned after | $0.00 | 2014-08-29 | |
| 2014-06-12 holding as of filing | Prince Edward M Jr. Officer (SVP, Information Services) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2014-06-12 | ||
| 2014-06-12 holding as of filing | Prince Edward M Jr. Officer (SVP, Information Services) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2014-06-12 | ||
| 2014-05-29 | RUNTAGH HELLENE S Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,612 4,612 owned after | $0.00 | 2014-06-02 | |
| 2014-05-29 | Rowny Michael J Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,612 4,612 owned after | $0.00 | 2014-06-02 | |
| 2014-05-29 | Lacouture Paul A Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,612 4,612 owned after | $0.00 | 2014-06-02 | |
| 2014-05-29 | IRELAND ROSS K Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,612 4,612 owned after | $0.00 | 2014-06-02 | |
| 2014-05-29 | Greene Mark N Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,612 4,612 owned after | $0.00 | 2014-06-02 | |
| 2014-05-29 | FRIEDMAN JOEL P Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,612 4,612 owned after | $0.00 | 2014-06-02 | |
| 2014-05-29 | CULLEN JAMES Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,612 4,612 owned after | $0.00 | 2014-06-02 | |
| 2014-05-29 | CHANG GARETH C C Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,612 4,612 owned after | $0.00 | 2014-06-02 | |
| 2014-02-28 | Lalljie Paul S Officer (Senior Vice President and CFO) | 4 | Performance Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −39,480 0 owned after | $0.00 | 2014-03-04 | |
| 2014-02-28 | KENNEDY LEONARD J Officer (SVP, General Counsel & Sec) | 4 | Performance Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,861 0 owned after | $0.00 | 2014-03-04 | |
| 2014-02-28 | Hook Lisa Director, Officer (President and CEO) | 4 | Performance Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −78,960 0 owned after | $0.00 | 2014-03-04 | |
| 2014-02-28 | Edwards Steve Officer (SVP, Carrier Services) | 4 | Performance Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,158 0 owned after | $0.00 | 2014-03-04 | |
| 2014-02-28 | BREGMAN MARK Officer (SVP & CTO) | 4 | Performance Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −22,364 0 owned after | $0.00 | 2014-03-04 | |
| 2014-02-28 | Berry Alex Officer (SVP, Sales) | 4 | Performance Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,632 0 owned after | $0.00 | 2014-03-04 | |
| 2014-02-28 | Ainge Dennis Officer (SVP, Data Strategy) | 4 | Performance Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,575 0 owned after | $0.00 | 2014-03-04 | |
| 2014-01-01 | Berry Alex Officer (SVP, Sales) | 4 | Performance Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,494 0 owned after | $0.00 | 2014-01-03 | |
| 2014-01-01 | Berry Alex Officer (SVP, Sales) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,840 8,520 owned after | $0.00 | 2014-01-03 | |
| 2014-01-01 | KENNEDY LEONARD J Officer (SVP, General Counsel & Sec) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,770 8,310 owned after | $0.00 | 2014-01-03 | |
| 2014-01-01 | Edwards Steve Officer (SVP, Carrier Services) | 4 | Performance Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,370 0 owned after | $0.00 | 2014-01-03 | |
| 2014-01-01 | Edwards Steve Officer (SVP, Carrier Services) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,408 10,224 owned after | $0.00 | 2014-01-03 | |
| 2014-01-01 | Ainge Dennis Officer (SVP, Data Strategy) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,928 5,784 owned after | $0.00 | 2014-01-03 | |
| 2014-01-01 | Lalljie Paul S Officer (Senior Vice President and CFO) | 4 | Performance Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,658 0 owned after | $0.00 | 2014-01-03 | |
| 2014-01-01 | Lalljie Paul S Officer (Senior Vice President and CFO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,876 26,628 owned after | $0.00 | 2014-01-03 | |
| 2014-01-01 | Hook Lisa Director, Officer (President and CEO) | 4 | Performance Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −24,806 0 owned after | $0.00 | 2014-01-03 | |
| 2014-01-01 | Hook Lisa Director, Officer (President and CEO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,752 53,256 owned after | $0.00 | 2014-01-03 | |
| 2014-01-01 | BREGMAN MARK Officer (SVP & CTO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,028 15,084 owned after | $0.00 | 2014-01-03 |