NEUSTAR INC Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 33 rows in 2015. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-09-18: Reporting owner RIEMAN DEBORAH; Form 4; Security Restricted Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-09-18: Reporting owner Ballew Paul; Form 4; Security Restricted Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-08-27: Reporting owner Prince Edward M Jr.; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-05-28: Reporting owner Rowny Michael J; Form 4; Security Restricted Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-09-18 | RIEMAN DEBORAH Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,516 6,516 owned after | $0.00 | 2015-09-22 | |
| 2015-09-18 | Ballew Paul Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,516 6,516 owned after | $0.00 | 2015-09-22 | |
| 2015-08-27 | Prince Edward M Jr. Officer (SVP, Corporate Development) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −722 724 owned after | $0.00 | 2015-08-31 | |
| 2015-05-28 | Rowny Michael J Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,312 7,312 owned after | $0.00 | 2015-05-28 | |
| 2015-05-28 | IRELAND ROSS K Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,312 7,312 owned after | $0.00 | 2015-05-28 | |
| 2015-05-28 | FRIEDMAN JOEL P Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,312 7,312 owned after | $0.00 | 2015-05-28 | |
| 2015-05-28 | CULLEN JAMES Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,312 7,312 owned after | $0.00 | 2015-05-28 | |
| 2015-05-28 | CHANG GARETH C C Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,312 7,312 owned after | $0.00 | 2015-05-28 | |
| 2015-05-28 | RUNTAGH HELLENE S Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,312 7,312 owned after | $0.00 | 2015-05-28 | |
| 2015-05-28 | Lacouture Paul A Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,312 7,312 owned after | $0.00 | 2015-05-28 | |
| 2015-05-28 | Greene Mark N Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,312 7,312 owned after | $0.00 | 2015-05-28 | |
| 2015-05-26 | IRELAND ROSS K Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,612 0 owned after | $0.00 | 2015-05-28 | |
| 2015-05-26 | FRIEDMAN JOEL P Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,612 0 owned after | $0.00 | 2015-05-28 | |
| 2015-05-26 | CULLEN JAMES Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,612 0 owned after | $0.00 | 2015-05-28 | |
| 2015-05-26 | Lacouture Paul A Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,612 0 owned after | $0.00 | 2015-05-28 | |
| 2015-04-13 | Prince Edward M Jr. Officer (SVP, Information Services) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,910 7,910 owned after | $0.00 | 2015-05-28 | |
| 2015-04-13 | Lalljie Paul S Officer (Senior Vice President and CFO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19,760 19,760 owned after | $0.00 | 2015-05-28 | |
| 2015-04-13 | KENNEDY LEONARD J Officer (SVP, General Counsel & Sec) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,880 9,880 owned after | $0.00 | 2015-05-28 | |
| 2015-04-13 | Edwards Steve Officer (SVP, Carrier Services) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,910 7,910 owned after | $0.00 | 2015-05-28 | |
| 2015-04-13 | Hook Lisa Director, Officer (President and CEO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +39,530 39,530 owned after | $0.00 | 2015-05-28 | |
| 2015-02-13 | Prince Edward M Jr. Officer (SVP, Information Services) | 4 | Performance Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,503 0 owned after | $0.00 | 2015-02-19 | |
| 2015-02-13 | Prince Edward M Jr. Officer (SVP, Information Services) | 4 | Performance Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,132 0 owned after | $0.00 | 2015-02-19 | |
| 2015-02-13 | Prince Edward M Jr. Officer (SVP, Information Services) | 4 | Performance Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,099 0 owned after | $0.00 | 2015-02-19 | |
| 2015-02-13 | Lalljie Paul S Officer (Senior Vice President and CFO) | 4 | Performance Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −43,847 0 owned after | $0.00 | 2015-02-19 | |
| 2015-02-13 | KENNEDY LEONARD J Officer (SVP, General Counsel & Sec) | 4 | Performance Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,951 0 owned after | $0.00 | 2015-02-19 | |
| 2015-02-13 | Edwards Steve Officer (SVP, Carrier Services) | 4 | Performance Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,835 0 owned after | $0.00 | 2015-02-19 | |
| 2015-02-13 | Hook Lisa Director, Officer (President and CEO) | 4 | Performance Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −87,694 0 owned after | $0.00 | 2015-02-19 | |
| 2015-01-01 | Prince Edward M Jr. Officer (SVP, Information Services) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,392 2,786 owned after | $0.00 | 2015-01-05 | |
| 2015-01-01 | Berry Alex Officer (SVP, Sales) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,840 5,680 owned after | $0.00 | 2015-01-05 | |
| 2015-01-01 | Lalljie Paul S Officer (Senior Vice President and CFO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,876 17,752 owned after | $0.00 | 2015-01-05 | |
| 2015-01-01 | KENNEDY LEONARD J Officer (SVP, General Counsel & Sec) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,770 5,540 owned after | $0.00 | 2015-01-05 | |
| 2015-01-01 | Hook Lisa Director, Officer (President and CEO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,752 35,504 owned after | $0.00 | 2015-01-05 | |
| 2015-01-01 | Edwards Steve Officer (SVP, Carrier Services) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,408 6,816 owned after | $0.00 | 2015-01-05 |