MULTI COLOR Corp Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 8 rows in 2017. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-07-19: Reporting owner Vinecombe Nigel A; Form 4; Security Options to purchase; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2017-07-19: Reporting owner Vinecombe Nigel A; Form 4; Security Options to purchase; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2017-06-16: Reporting owner Lutz Tim; Form 4; Security Options to purchase; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2017-06-05: Reporting owner Birkett Sharon E.; Form 4; Security Options to purchase; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-07-19 | Vinecombe Nigel A Director, Officer (Executive Chairman) | 4 | Options to purchase Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000 0 owned after | $16.00 exercise price | 2017-07-21 | |
| 2017-07-19 | Vinecombe Nigel A Director, Officer (Executive Chairman) | 4 | Options to purchase Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $23.35 exercise price | 2017-07-21 | |
| 2017-06-16 | Lutz Tim Officer (Chief Accounting Officer) | 4 | Options to purchase Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $85.90 exercise price | 2017-06-19 | |
| 2017-06-05 | Birkett Sharon E. Officer (Chief Financial Officer) | 4 | Options to purchase Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,500 0 owned after | $12.31 exercise price | 2017-06-07 | |
| 2017-06-05 | Birkett Sharon E. Officer (Chief Financial Officer) | 4 | Options to purchase Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 8,500 owned after | $13.31 exercise price | 2017-06-07 | |
| 2017-05-31 | Buse David G Officer (Chief Operating Officer - W&S) | 4 | Options to purchase Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −800 0 owned after | $19.17 exercise price | 2017-06-02 | |
| 2017-05-31 | Buse David G Officer (Chief Operating Officer - W&S) | 4 | Options to purchase Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −800 800 owned after | $28.09 exercise price | 2017-06-02 | |
| 2017-05-31 | Buse David G Officer (Chief Operating Officer - W&S) | 4 | Options to purchase Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,800 2,700 owned after | $37.86 exercise price | 2017-06-02 |