MULTI COLOR Corp Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 6 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-11-30: Reporting owner KELLER ROGER A; Form 4; Security Option to Purchase; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-05-22: Reporting owner Birkett Sharon E.; Form 4; Security Options to purchase; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-02-29: Reporting owner KELLER ROGER A; Form 4; Security Option to Purchase; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-02-21: Reporting owner KELLAR LORRENCE T; Form 4; Security Option to Purchase; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-11-30 | KELLER ROGER A Director | 4 | Option to Purchase Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,750 0 owned after | $11.11 exercise price | 2012-12-03 | |
| 2012-05-22 | Birkett Sharon E. Officer (Chief Financial Officer) | 4 | Options to purchase Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $19.17 exercise price | 2012-05-24 | |
| 2012-02-29 | KELLER ROGER A Director | 4 | Option to Purchase Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,750 0 owned after | $6.12 exercise price | 2012-03-01 | |
| 2012-02-21 | KELLAR LORRENCE T Director | 4 | Option to Purchase Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,750 0 owned after | $11.12 exercise price | 2012-02-22 | |
| 2012-02-21 | KELLAR LORRENCE T Director | 4 | Option to Purchase Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,750 0 owned after | $9.92 exercise price | 2012-02-22 | |
| 2012-02-21 | KELLAR LORRENCE T Director | 4 | Option to Purchase Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,750 0 owned after | $17.33 exercise price | 2012-02-22 |