MULTI COLOR Corp Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 12 rows in 2015. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-06-29: Reporting owner Lutz Tim; Form 4; Security Options to purchase; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-06-16: Reporting owner Needham Floyd E; Form 4; Security Options to purchase; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-06-16: Reporting owner Needham Floyd E; Form 4; Security Options to purchase; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-06-16: Reporting owner Needham Floyd E; Form 4; Security Options to purchase; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-06-29 | Lutz Tim Officer (Chief Accounting Officer) | 4 | Options to purchase Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 2,000 owned after | $61.50 exercise price | 2018-06-22 | |
| 2015-06-16 | Needham Floyd E Officer (Chief Operating Officer - CPG) | 4 | Options to purchase Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 0 owned after | $11.42 exercise price | 2015-06-18 | |
| 2015-06-16 | Needham Floyd E Officer (Chief Operating Officer - CPG) | 4 | Options to purchase Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 0 owned after | $12.31 exercise price | 2015-06-18 | |
| 2015-06-16 | Needham Floyd E Officer (Chief Operating Officer - CPG) | 4 | Options to purchase Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 1,500 owned after | $23.35 exercise price | 2015-06-18 | |
| 2015-06-16 | Needham Floyd E Officer (Chief Operating Officer - CPG) | 4 | Options to purchase Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 3,000 owned after | $19.17 exercise price | 2015-06-18 | |
| 2015-06-16 | Needham Floyd E Officer (Chief Operating Officer - CPG) | 4 | Options to purchase Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 4,500 owned after | $28.09 exercise price | 2015-06-18 | |
| 2015-05-21 | KELLER ROGER A Director | 4 | Options to purchase Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,750 0 owned after | $17.33 exercise price | 2015-05-26 | |
| 2015-02-27 | Rodato Vadis A Officer (Chief Operating Officer - W&S) | 4 | Options to purchase Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 0 owned after | $11.42 exercise price | 2015-03-06 | |
| 2015-02-27 | Rodato Vadis A Officer (Chief Operating Officer - W&S) | 4 | Options to purchase Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,800 700 owned after | $12.31 exercise price | 2015-03-06 | |
| 2015-02-27 | Rodato Vadis A Officer (Chief Operating Officer - W&S) | 4 | Options to purchase Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,400 1,600 owned after | $23.35 exercise price | 2015-03-06 | |
| 2015-02-27 | Rodato Vadis A Officer (Chief Operating Officer - W&S) | 4 | Options to purchase Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,600 2,400 owned after | $19.17 exercise price | 2015-03-06 | |
| 2015-02-27 | Rodato Vadis A Officer (Chief Operating Officer - W&S) | 4 | Options to purchase Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −800 3,200 owned after | $28.09 exercise price | 2015-03-06 |