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Mimecast Ltd Forms 3, 4 and 5: Restricted Stock Units and Performance Rights, 2021, Page 2

Mimecast Ltd Forms 3, 4 and 5: Restricted Stock Units and Performance Rights

Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 259 rows in 2021. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.

  • 2021-06-16: Reporting owner DiMarino Dino; Form 4; Security Restricted Share Units; Transaction Holding.
  • 2021-06-16: Reporting owner DiMarino Dino; Form 4; Security Restricted Share Units; Transaction Holding.
  • 2021-06-16: Reporting owner DiMarino Dino; Form 4; Security Restricted Share Units; Transaction Holding.
  • 2021-06-16: Reporting owner DiMarino Dino; Form 4; Security Restricted Share Units; Transaction Holding.
Transaction dateReporting ownerFormSecurityTransactionSharesPricePrice that dayFiling
2021-06-16
holding as of filing
DiMarino Dino
Officer (Chief Revenue Officer)
4Restricted Share Units
Non-derivative · Direct
Holding
7,500 owned after
no price filed2021-06-16
2021-06-16
holding as of filing
DiMarino Dino
Officer (Chief Revenue Officer)
4Restricted Share Units
Non-derivative · Direct
Holding
11,250 owned after
no price filed2021-06-16
2021-06-16
holding as of filing
DiMarino Dino
Officer (Chief Revenue Officer)
4Restricted Share Units
Non-derivative · Direct
Holding
22,469 owned after
no price filed2021-06-16
2021-06-16
holding as of filing
DiMarino Dino
Officer (Chief Revenue Officer)
4Restricted Share Units
Non-derivative · Direct
Holding
29,375 owned after
no price filed2021-06-16
2021-06-16
holding as of filing
DiMarino Dino
Officer (Chief Revenue Officer)
4Restricted Share Units
Non-derivative · Direct
Holding
28,510 owned after
no price filed2021-06-16
2021-06-14
holding as of filing
Anderson Karen M.
Officer (Chief Human Resources Officer)
4Restricted Share Units
Non-derivative · Direct
Holding
12,500 owned after
no price filed2021-06-14
2021-06-14
holding as of filing
Anderson Karen M.
Officer (Chief Human Resources Officer)
4Restricted Share Units
Non-derivative · Direct
Holding
9,549 owned after
no price filed2021-06-14
2021-06-14
holding as of filing
Anderson Karen M.
Officer (Chief Human Resources Officer)
4Restricted Share Units
Non-derivative · Direct
Holding
12,239 owned after
no price filed2021-06-14
2021-06-10
holding as of filing
Anderson Karen M.
Officer (Chief Human Resources Officer)
4Restricted Share Units
Non-derivative · Direct
Holding
12,500 owned after
no price filed2021-06-10
2021-06-10
holding as of filing
Anderson Karen M.
Officer (Chief Human Resources Officer)
4Restricted Share Units
Non-derivative · Direct
Holding
9,549 owned after
no price filed2021-06-10
2021-06-10
holding as of filing
Anderson Karen M.
Officer (Chief Human Resources Officer)
4Restricted Share Units
Non-derivative · Direct
Holding
12,239 owned after
no price filed2021-06-10
2021-06-08
holding as of filing
Bauer Peter
Director, Officer (Chief Executive Officer)
4Restricted Shares
Non-derivative · Direct · (m)
Holding
2,250 owned after
no price filed2021-06-08
2021-06-08
holding as of filing
Bauer Peter
Director, Officer (Chief Executive Officer)
4Restricted Shares
Non-derivative · Direct · (m)
Holding
9,000 owned after
no price filed2021-06-08
2021-06-02
holding as of filing
FitzGerald Christopher
Director
4Restricted Share Units
Non-derivative · Direct
Holding
3,720 owned after
no price filed2021-06-02
2021-06-01Leger Bernd
Officer (Chief Marketing Officer)
4Restricted Share Units
Non-derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+28,021
28,021 owned after
$0.002021-06-02
2021-05-24
holding as of filing
WALSH JOHN J JR
Officer (Sr. Vice Pres., Engineering)
4Restricted Share Units
Non-derivative · Direct
Holding
14,687 owned after
no price filed2021-05-24
2021-05-24
holding as of filing
WALSH JOHN J JR
Officer (Sr. Vice Pres., Engineering)
4Restricted Share Units
Non-derivative · Direct
Holding
22,469 owned after
no price filed2021-05-24
2021-05-24
holding as of filing
WALSH JOHN J JR
Officer (Sr. Vice Pres., Engineering)
4Restricted Share Units
Non-derivative · Direct
Holding
5,500 owned after
no price filed2021-05-24
2021-05-24
holding as of filing
WALSH JOHN J JR
Officer (Sr. Vice Pres., Engineering)
4Restricted Share Units
Non-derivative · Direct
Holding
850 owned after
no price filed2021-05-24
2021-05-24
holding as of filing
WALSH JOHN J JR
Officer (Sr. Vice Pres., Engineering)
4Restricted Share Units
Non-derivative · Direct
Holding
825 owned after
no price filed2021-05-24
2021-05-20
holding as of filing
Murray Neil
Director
4Restricted Share Units
Non-derivative · Direct
Holding
3,720 owned after
no price filed2021-05-20
2021-05-18
holding as of filing
Bauer Peter
Director, Officer (Chief Executive Officer)
4Restricted Shares
Non-derivative · Direct · (m)
Holding
2,250 owned after
no price filed2021-05-18
2021-05-18
holding as of filing
Bauer Peter
Director, Officer (Chief Executive Officer)
4Restricted Shares
Non-derivative · Direct · (m)
Holding
9,000 owned after
no price filed2021-05-18
2021-05-17
holding as of filing
WALSH JOHN J JR
Officer (Sr. Vice Pres., Engineering)
4Restricted Share Units
Non-derivative · Direct
Holding
14,687 owned after
no price filed2021-05-17
2021-05-17
holding as of filing
WALSH JOHN J JR
Officer (Sr. Vice Pres., Engineering)
4Restricted Share Units
Non-derivative · Direct
Holding
22,469 owned after
no price filed2021-05-17
2021-05-17
holding as of filing
WALSH JOHN J JR
Officer (Sr. Vice Pres., Engineering)
4Restricted Share Units
Non-derivative · Direct
Holding
5,500 owned after
no price filed2021-05-17
2021-05-17
holding as of filing
WALSH JOHN J JR
Officer (Sr. Vice Pres., Engineering)
4Restricted Share Units
Non-derivative · Direct
Holding
850 owned after
no price filed2021-05-17
2021-05-17
holding as of filing
WALSH JOHN J JR
Officer (Sr. Vice Pres., Engineering)
4Restricted Share Units
Non-derivative · Direct
Holding
825 owned after
no price filed2021-05-17
2021-05-17
holding as of filing
DiMarino Dino
Officer (Chief Revenue Officer)
4Restricted Share Units
Non-derivative · Direct
Holding
1,875 owned after
no price filed2021-05-17
2021-05-17
holding as of filing
DiMarino Dino
Officer (Chief Revenue Officer)
4Restricted Share Units
Non-derivative · Direct
Holding
7,500 owned after
no price filed2021-05-17
2021-05-17
holding as of filing
DiMarino Dino
Officer (Chief Revenue Officer)
4Restricted Share Units
Non-derivative · Direct
Holding
11,250 owned after
no price filed2021-05-17
2021-05-17
holding as of filing
DiMarino Dino
Officer (Chief Revenue Officer)
4Restricted Share Units
Non-derivative · Direct
Holding
22,469 owned after
no price filed2021-05-17
2021-05-17
holding as of filing
DiMarino Dino
Officer (Chief Revenue Officer)
4Restricted Share Units
Non-derivative · Direct
Holding
29,375 owned after
no price filed2021-05-17
2021-05-17
holding as of filing
DiMarino Dino
Officer (Chief Revenue Officer)
4Restricted Share Units
Non-derivative · Direct
Holding
28,510 owned after
no price filed2021-05-17
2021-05-14
holding as of filing
WALSH JOHN J JR
Officer (Sr. Vice Pres., Engineering)
4Restricted Share Units
Non-derivative · Direct
Holding
14,687 owned after
no price filed2021-05-14
2021-05-14
holding as of filing
WALSH JOHN J JR
Officer (Sr. Vice Pres., Engineering)
4Restricted Share Units
Non-derivative · Direct
Holding
22,469 owned after
no price filed2021-05-14
2021-05-14
holding as of filing
WALSH JOHN J JR
Officer (Sr. Vice Pres., Engineering)
4Restricted Share Units
Non-derivative · Direct
Holding
5,500 owned after
no price filed2021-05-14
2021-05-14
holding as of filing
WALSH JOHN J JR
Officer (Sr. Vice Pres., Engineering)
4Restricted Share Units
Non-derivative · Direct
Holding
850 owned after
no price filed2021-05-14
2021-05-14
holding as of filing
WALSH JOHN J JR
Officer (Sr. Vice Pres., Engineering)
4Restricted Share Units
Non-derivative · Direct
Holding
825 owned after
no price filed2021-05-14
2021-05-11
holding as of filing
Bauer Peter
Director, Officer (Chief Executive Officer)
4Restricted Shares
Non-derivative · Direct · (m)
Holding
2,250 owned after
no price filed2021-05-11
2021-05-11
holding as of filing
Bauer Peter
Director, Officer (Chief Executive Officer)
4Restricted Shares
Non-derivative · Direct · (m)
Holding
9,000 owned after
no price filed2021-05-11
2021-05-03DiMarino Dino
Officer (Chief Revenue Officer)
4Restricted Share Units
Non-derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+28,510
28,510 owned after
no price filed2021-05-03
2021-05-03
holding as of filing
DiMarino Dino
Officer (Chief Revenue Officer)
4Restricted Share Units
Non-derivative · Direct
Holding
1,875 owned after
no price filed2021-05-03
2021-05-03
holding as of filing
DiMarino Dino
Officer (Chief Revenue Officer)
4Restricted Share Units
Non-derivative · Direct
Holding
7,500 owned after
no price filed2021-05-03
2021-05-03
holding as of filing
DiMarino Dino
Officer (Chief Revenue Officer)
4Restricted Share Units
Non-derivative · Direct
Holding
11,250 owned after
no price filed2021-05-03
2021-05-03
holding as of filing
DiMarino Dino
Officer (Chief Revenue Officer)
4Restricted Share Units
Non-derivative · Direct
Holding
22,469 owned after
no price filed2021-05-03
2021-05-03
holding as of filing
DiMarino Dino
Officer (Chief Revenue Officer)
4Restricted Share Units
Non-derivative · Direct
Holding
29,375 owned after
no price filed2021-05-03
2021-05-03
holding as of filing
Van Houten Christina
Officer (Chief Strategy Officer)
4Restricted Share Unit
Non-derivative · Direct
Holding
7,000 owned after
no price filed2021-05-03
2021-05-03
holding as of filing
Van Houten Christina
Officer (Chief Strategy Officer)
4Restricted Share Unit
Non-derivative · Direct
Holding
11,235 owned after
no price filed2021-05-03
2021-05-03
holding as of filing
Van Houten Christina
Officer (Chief Strategy Officer)
4Restricted Share Unit
Non-derivative · Direct
Holding
14,687 owned after
no price filed2021-05-03
2021-05-01Van Houten Christina
Officer (Chief Strategy Officer)
4Restricted Share Unit
Non-derivative · Direct
F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3−1,835
10,665 owned after
$43.422021-05-03
2021-05-01Van Houten Christina
Officer (Chief Strategy Officer)
4Restricted Share Unit
Non-derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−4,415
6,250 owned after
no price filed2021-05-03
2021-04-27
holding as of filing
WALSH JOHN J JR
Officer (Sr. Vice Pres., Engineering)
4Restricted Share Units
Non-derivative · Direct
Holding
14,687 owned after
no price filed2021-04-27
2021-04-27
holding as of filing
WALSH JOHN J JR
Officer (Sr. Vice Pres., Engineering)
4Restricted Share Units
Non-derivative · Direct
Holding
22,469 owned after
no price filed2021-04-27
2021-04-27
holding as of filing
WALSH JOHN J JR
Officer (Sr. Vice Pres., Engineering)
4Restricted Share Units
Non-derivative · Direct
Holding
5,500 owned after
no price filed2021-04-27
2021-04-27
holding as of filing
WALSH JOHN J JR
Officer (Sr. Vice Pres., Engineering)
4Restricted Share Units
Non-derivative · Direct
Holding
850 owned after
no price filed2021-04-27
2021-04-27
holding as of filing
WALSH JOHN J JR
Officer (Sr. Vice Pres., Engineering)
4Restricted Share Units
Non-derivative · Direct
Holding
825 owned after
no price filed2021-04-27
2021-04-27
holding as of filing
Bauer Peter
Director, Officer (Chief Executive Officer)
4Restricted Shares
Non-derivative · Direct · (m)
Holding
2,250 owned after
no price filed2021-04-27
2021-04-27
holding as of filing
Bauer Peter
Director, Officer (Chief Executive Officer)
4Restricted Shares
Non-derivative · Direct · (m)
Holding
9,000 owned after
no price filed2021-04-27
2021-04-27
holding as of filing
DiMarino Dino
Officer (Chief Revenue Officer)
4Restricted Share Units
Non-derivative · Direct
Holding
1,875 owned after
no price filed2021-04-27
2021-04-27
holding as of filing
DiMarino Dino
Officer (Chief Revenue Officer)
4Restricted Share Units
Non-derivative · Direct
Holding
7,500 owned after
no price filed2021-04-27
2021-04-27
holding as of filing
DiMarino Dino
Officer (Chief Revenue Officer)
4Restricted Share Units
Non-derivative · Direct
Holding
11,250 owned after
no price filed2021-04-27
2021-04-27
holding as of filing
DiMarino Dino
Officer (Chief Revenue Officer)
4Restricted Share Units
Non-derivative · Direct
Holding
22,469 owned after
no price filed2021-04-27
2021-04-27
holding as of filing
DiMarino Dino
Officer (Chief Revenue Officer)
4Restricted Share Units
Non-derivative · Direct
Holding
29,375 owned after
no price filed2021-04-27
2021-04-20
holding as of filing
Murray Neil
Director
4Restricted Share Units
Non-derivative · Direct
Holding
3,720 owned after
no price filed2021-04-20
2021-04-08
holding as of filing
Bauer Peter
Director, Officer (Chief Executive Officer)
4Restricted Shares
Non-derivative · Direct · (m)
Holding
2,250 owned after
no price filed2021-04-08
2021-04-08
holding as of filing
Bauer Peter
Director, Officer (Chief Executive Officer)
4Restricted Shares
Non-derivative · Direct · (m)
Holding
9,000 owned after
no price filed2021-04-08
2021-04-07
holding as of filing
Anderson Karen M.
Officer (Chief Human Resources Officer)
4Restricted Share Units
Non-derivative · Direct
Holding
12,500 owned after
no price filed2021-04-07
2021-04-07
holding as of filing
Anderson Karen M.
Officer (Chief Human Resources Officer)
4Restricted Share Units
Non-derivative · Direct
Holding
9,549 owned after
no price filed2021-04-07
2021-04-07
holding as of filing
Anderson Karen M.
Officer (Chief Human Resources Officer)
4Restricted Share Units
Non-derivative · Direct
Holding
12,239 owned after
no price filed2021-04-07
2021-04-05
holding as of filing
Rafimayeri Shahriar
Officer (Chief Information Officer)
4Restricted Share Units
Non-derivative · Direct
Holding
26,499 owned after
no price filed2021-04-05
2021-04-05
holding as of filing
Van Houten Christina
Officer (Chief Strategy Officer)
4Restricted Share Units
Non-derivative · Direct
Holding
12,500 owned after
no price filed2021-04-05
2021-04-05
holding as of filing
WALSH JOHN J JR
Officer (Sr. Vice Pres., Engineering)
4Restricted Share Units
Non-derivative · Direct
Holding
850 owned after
no price filed2021-04-05
2021-04-05
holding as of filing
DiMarino Dino
Officer (Chief Revenue Officer)
4Restricted Share Units
Non-derivative · Direct
Holding
11,250 owned after
no price filed2021-04-05
2021-04-05
holding as of filing
Paisley Michael
Officer (Chief Security & Res. Officer)
4Restricted Share Units
Non-derivative · Direct
Holding
20,567 owned after
no price filed2021-04-05
2021-04-05
holding as of filing
Bentley Heather
Officer (SVP, Customer Success & Supp.)
4Restricted Share Units
Non-derivative · Direct
Holding
18,750 owned after
no price filed2021-04-05
2021-04-05
holding as of filing
Anderson Karen M.
Officer (Chief Human Resources Officer)
4Restricted Share Units
Non-derivative · Direct
Holding
12,500 owned after
no price filed2021-04-05
2021-04-02WALSH JOHN J JR
Officer (Sr. Vice Pres., Engineering)
4Restricted Share Units
Non-derivative · Direct
F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3−243
1,407 owned after
$40.852021-04-05
2021-04-02WALSH JOHN J JR
Officer (Sr. Vice Pres., Engineering)
4Restricted Share Units
Non-derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−582
825 owned after
no price filed2021-04-05
2021-04-02DiMarino Dino
Officer (Chief Revenue Officer)
4Restricted Share Units
Non-derivative · Direct
F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3−551
3,199 owned after
$40.852021-04-05
2021-04-02DiMarino Dino
Officer (Chief Revenue Officer)
4Restricted Share Units
Non-derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−1,324
1,875 owned after
no price filed2021-04-05
2021-04-02NAULT ROBERT P
Officer (Sr. Vice President and GC)
4Restricted Share Units
Non-derivative · Direct
F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3−367
2,133 owned after
$40.852021-04-05
2021-04-02NAULT ROBERT P
Officer (Sr. Vice President and GC)
4Restricted Share Units
Non-derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−883
1,250 owned after
no price filed2021-04-05
2021-04-02Bauer Peter
Director, Officer (Chief Executive Officer)
4Restricted Share Units
Non-derivative · Direct
F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3−661
3,839 owned after
$40.852021-04-05
2021-04-02Bauer Peter
Director, Officer (Chief Executive Officer)
4Restricted Share Units
Non-derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−1,589
2,250 owned after
no price filed2021-04-05
2021-04-01Rafimayeri Shahriar
Officer (Chief Information Officer)
4Restricted Share Units
Non-derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+10,403
10,403 owned after
$0.002021-04-05
2021-04-01Van Houten Christina
Officer (Chief Strategy Officer)
4Restricted Share Units
Non-derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+14,687
14,687 owned after
$0.002021-04-05
2021-04-01Van Houten Christina
Officer (Chief Strategy Officer)
4Restricted Share Units
Non-derivative · Direct
F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3−1,016
9,484 owned after
$40.852021-04-05
2021-04-01Van Houten Christina
Officer (Chief Strategy Officer)
4Restricted Share Units
Non-derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−2,484
7,000 owned after
no price filed2021-04-05
2021-04-01Van Houten Christina
Officer (Chief Strategy Officer)
4Restricted Share Units
Non-derivative · Direct
F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3−1,099
13,880 owned after
$40.852021-04-05
2021-04-01Van Houten Christina
Officer (Chief Strategy Officer)
4Restricted Share Units
Non-derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−2,645
11,235 owned after
no price filed2021-04-05
2021-04-01WALSH JOHN J JR
Officer (Sr. Vice Pres., Engineering)
4Restricted Share Units
Non-derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+14,687
14,687 owned after
$0.002021-04-05
2021-04-01WALSH JOHN J JR
Officer (Sr. Vice Pres., Engineering)
4Restricted Share Units
Non-derivative · Direct
F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3−808
7,442 owned after
$40.852021-04-05
2021-04-01WALSH JOHN J JR
Officer (Sr. Vice Pres., Engineering)
4Restricted Share Units
Non-derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−1,942
5,500 owned after
no price filed2021-04-05
2021-04-01WALSH JOHN J JR
Officer (Sr. Vice Pres., Engineering)
4Restricted Share Units
Non-derivative · Direct
F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3−2,199
27,759 owned after
$40.852021-04-05
2021-04-01WALSH JOHN J JR
Officer (Sr. Vice Pres., Engineering)
4Restricted Share Units
Non-derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−5,290
22,469 owned after
no price filed2021-04-05
2021-04-01DiMarino Dino
Officer (Chief Revenue Officer)
4Restricted Share Units
Non-derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+29,375
29,375 owned after
$0.002021-04-05
2021-04-01DiMarino Dino
Officer (Chief Revenue Officer)
4Restricted Share Units
Non-derivative · Direct
F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3−1,101
10,149 owned after
$40.852021-04-05
2021-04-01DiMarino Dino
Officer (Chief Revenue Officer)
4Restricted Share Units
Non-derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−2,649
7,500 owned after
no price filed2021-04-05
2021-04-01DiMarino Dino
Officer (Chief Revenue Officer)
4Restricted Share Units
Non-derivative · Direct
F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3−2,199
27,759 owned after
$40.852021-04-05