Mimecast Ltd Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 79 rows in 2022. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2022-05-19: Reporting owner Bauer Peter; Form 4/A; Security Restricted Share Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2022-05-19: Reporting owner Paisley Michael; Form 4; Security Restricted Share Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2022-05-19: Reporting owner Paisley Michael; Form 4; Security Restricted Share Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2022-05-19: Reporting owner Schwartz Hagi; Form 4; Security Restricted Share Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2022-05-19 | Bauer Peter Director, Officer (Chief Executive Officer) | 4/A | Restricted Share Units Non-derivative · Direct · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,500 0 owned after | no price filed | 2022-05-31 | |
| 2022-05-19 | Paisley Michael Officer (Chief Security & Res. Officer) | 4 | Restricted Share Units Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,426 0 owned after | no price filed | 2022-05-23 | |
| 2022-05-19 | Paisley Michael Officer (Chief Security & Res. Officer) | 4 | Restricted Share Units Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,803 0 owned after | no price filed | 2022-05-23 | |
| 2022-05-19 | Schwartz Hagi Director | 4 | Restricted Share Units Non-derivative · Direct · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,742 0 owned after | no price filed | 2022-05-23 | |
| 2022-05-19 | Murray Neil Director | 4 | Restricted Share Units Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,742 0 owned after | no price filed | 2022-05-23 | |
| 2022-05-19 | Anderson Karen M. Officer (Chief Human Resources Officer) | 4 | Restricted Share Units Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,250 0 owned after | no price filed | 2022-05-23 | |
| 2022-05-19 | Anderson Karen M. Officer (Chief Human Resources Officer) | 4 | Restricted Share Units Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,366 0 owned after | no price filed | 2022-05-23 | |
| 2022-05-19 | Anderson Karen M. Officer (Chief Human Resources Officer) | 4 | Restricted Share Units Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −9,180 0 owned after | no price filed | 2022-05-23 | |
| 2022-05-19 | Anderson Karen M. Officer (Chief Human Resources Officer) | 4 | Restricted Share Units Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −9,400 0 owned after | no price filed | 2022-05-23 | |
| 2022-05-19 | NAULT ROBERT P Officer (Sr. Vice President and GC) | 4 | Restricted Share Units Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,750 0 owned after | no price filed | 2022-05-23 | |
| 2022-05-19 | NAULT ROBERT P Officer (Sr. Vice President and GC) | 4 | Restricted Share Units Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,491 0 owned after | no price filed | 2022-05-23 | |
| 2022-05-19 | NAULT ROBERT P Officer (Sr. Vice President and GC) | 4 | Restricted Share Units Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −9,180 0 owned after | no price filed | 2022-05-23 | |
| 2022-05-19 | NAULT ROBERT P Officer (Sr. Vice President and GC) | 4 | Restricted Share Units Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −9,400 0 owned after | no price filed | 2022-05-23 | |
| 2022-05-19 | Bentley Heather Officer (SVP, Customer Success & Supp.) | 4 | Restricted Share Units Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,500 0 owned after | no price filed | 2022-05-23 | |
| 2022-05-19 | Bentley Heather Officer (SVP, Customer Success & Supp.) | 4 | Restricted Share Units Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,247 0 owned after | no price filed | 2022-05-23 | |
| 2022-05-19 | Bentley Heather Officer (SVP, Customer Success & Supp.) | 4 | Restricted Share Units Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −9,180 0 owned after | no price filed | 2022-05-23 | |
| 2022-05-19 | Bentley Heather Officer (SVP, Customer Success & Supp.) | 4 | Restricted Share Units Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −9,400 0 owned after | no price filed | 2022-05-23 | |
| 2022-05-19 | Bauer Peter Director, Officer (Chief Executive Officer) | 4 | Restricted Share Units Non-derivative · Direct · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,500 0 owned after | no price filed | 2022-05-23 | |
| 2022-05-19 | Auriol Potier Helene Director | 4 | Restricted Share Units Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,467 0 owned after | no price filed | 2022-05-23 | |
| 2022-05-19 | Auriol Potier Helene Director | 4 | Restricted Share Units Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,742 0 owned after | no price filed | 2022-05-23 | |
| 2022-05-19 | Brown Rafeal E. Officer (Chief Financial Officer) | 4 | Restricted Share Units Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,500 0 owned after | no price filed | 2022-05-23 | |
| 2022-05-19 | Brown Rafeal E. Officer (Chief Financial Officer) | 4 | Restricted Share Units Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −17,227 0 owned after | no price filed | 2022-05-23 | |
| 2022-05-19 | Brown Rafeal E. Officer (Chief Financial Officer) | 4 | Restricted Share Units Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −29,376 0 owned after | no price filed | 2022-05-23 | |
| 2022-05-19 | SCHECHTER ROBERT Director | 4 | Restricted Share Units Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,742 0 owned after | no price filed | 2022-05-23 | |
| 2022-05-19 | Raissipour David Officer (Chief Tech. & Product Officer) | 4 | Restricted Share Units Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −56,401 0 owned after | no price filed | 2022-05-23 | |
| 2022-05-19 | Raissipour David Officer (Chief Tech. & Product Officer) | 4 | Restricted Share Units Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −13,099 0 owned after | no price filed | 2022-05-23 | |
| 2022-05-19 | FitzGerald Christopher Director | 4 | Restricted Share Units Non-derivative · Direct · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,742 0 owned after | no price filed | 2022-05-23 | |
| 2022-05-19 | Leger Bernd Officer (Chief Marketing Officer) | 4 | Restricted Share Units Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −28,021 0 owned after | no price filed | 2022-05-23 | |
| 2022-05-19 | Leger Bernd Officer (Chief Marketing Officer) | 4 | Restricted Share Units Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,239 0 owned after | no price filed | 2022-05-23 | |
| 2022-05-19 | Ward Stephen M Director | 4 | Restricted Share Units Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,742 0 owned after | no price filed | 2022-05-23 | |
| 2022-05-19 | AIN ARON J Director | 4 | Restricted Share Units Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,930 0 owned after | no price filed | 2022-05-23 | |
| 2022-05-19 | AIN ARON J Director | 4 | Restricted Share Units Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,742 0 owned after | no price filed | 2022-05-23 | |
| 2022-05-19 | Doshi Alpna J. Director | 4 | Restricted Share Units Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,535 0 owned after | no price filed | 2022-05-23 | |
| 2022-05-19 | Doshi Alpna J. Director | 4 | Restricted Share Units Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,742 0 owned after | no price filed | 2022-05-23 | |
| 2022-05-19 | Rafimayeri Shahriar Officer (Chief Information Officer) | 4 | Restricted Share Units Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −19,875 0 owned after | no price filed | 2022-05-23 | |
| 2022-05-19 | Rafimayeri Shahriar Officer (Chief Information Officer) | 4 | Restricted Share Units Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,803 0 owned after | no price filed | 2022-05-23 | |
| 2022-04-04 holding as of filing | Paisley Michael Officer (Chief Security & Res. Officer) | 4 | Restricted Share Units Non-derivative · Direct | Holding | 15,426 owned after | no price filed | 2022-04-04 | |
| 2022-04-04 holding as of filing | Rafimayeri Shahriar Officer (Chief Information Officer) | 4 | Restricted Share Units Non-derivative · Direct | Holding | 19,875 owned after | no price filed | 2022-04-04 | |
| 2022-04-04 holding as of filing | Anderson Karen M. Officer (Chief Human Resources Officer) | 4 | Restricted Share Units Non-derivative · Direct | Holding | 6,250 owned after | no price filed | 2022-04-04 | |
| 2022-04-04 holding as of filing | Anderson Karen M. Officer (Chief Human Resources Officer) | 4 | Restricted Share Units Non-derivative · Direct | Holding | 9,400 owned after | no price filed | 2022-04-04 | |
| 2022-04-04 holding as of filing | Bentley Heather Officer (SVP, Customer Success & Supp.) | 4 | Restricted Share Units Non-derivative · Direct | Holding | 12,500 owned after | no price filed | 2022-04-04 | |
| 2022-04-04 holding as of filing | Bentley Heather Officer (SVP, Customer Success & Supp.) | 4 | Restricted Share Units Non-derivative · Direct | Holding | 9,400 owned after | no price filed | 2022-04-04 | |
| 2022-04-04 holding as of filing | NAULT ROBERT P Officer (Sr. Vice President and GC) | 4 | Restricted Share Units Non-derivative · Direct | Holding | 9,400 owned after | no price filed | 2022-04-04 | |
| 2022-04-04 holding as of filing | SCHECHTER ROBERT Director | 5 | Restricted Share Units Non-derivative · Direct | Holding | 2,742 owned after | no price filed | 2022-04-04 | |
| 2022-04-02 | Bauer Peter Director, Officer (Chief Executive Officer) | 4 | Restricted Share Units Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −661 1,589 owned after | $79.59 | 2022-04-04 | |
| 2022-04-02 | Bauer Peter Director, Officer (Chief Executive Officer) | 4 | Restricted Share Units Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,589 0 owned after | no price filed | 2022-04-04 | |
| 2022-04-02 | NAULT ROBERT P Officer (Sr. Vice President and GC) | 4 | Restricted Share Units Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −367 883 owned after | $79.59 | 2022-04-04 | |
| 2022-04-02 | NAULT ROBERT P Officer (Sr. Vice President and GC) | 4 | Restricted Share Units Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −883 0 owned after | no price filed | 2022-04-04 | |
| 2022-04-01 | Paisley Michael Officer (Chief Security & Res. Officer) | 4 | Restricted Share Units Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −1,222 9,181 owned after | $79.59 | 2022-04-04 | |
| 2022-04-01 | Paisley Michael Officer (Chief Security & Res. Officer) | 4 | Restricted Share Units Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,378 7,803 owned after | no price filed | 2022-04-04 | |
| 2022-04-01 | Rafimayeri Shahriar Officer (Chief Information Officer) | 4 | Restricted Share Units Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −1,053 9,350 owned after | $79.59 | 2022-04-04 | |
| 2022-04-01 | Rafimayeri Shahriar Officer (Chief Information Officer) | 4 | Restricted Share Units Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,547 7,803 owned after | no price filed | 2022-04-04 | |
| 2022-04-01 | Anderson Karen M. Officer (Chief Human Resources Officer) | 4 | Restricted Share Units Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −935 8,614 owned after | $79.59 | 2022-04-04 | |
| 2022-04-01 | Anderson Karen M. Officer (Chief Human Resources Officer) | 4 | Restricted Share Units Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,248 6,366 owned after | no price filed | 2022-04-04 | |
| 2022-04-01 | Anderson Karen M. Officer (Chief Human Resources Officer) | 4 | Restricted Share Units Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −991 11,248 owned after | $79.59 | 2022-04-04 | |
| 2022-04-01 | Anderson Karen M. Officer (Chief Human Resources Officer) | 4 | Restricted Share Units Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,068 9,180 owned after | no price filed | 2022-04-04 | |
| 2022-04-01 | Bentley Heather Officer (SVP, Customer Success & Supp.) | 4 | Restricted Share Units Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −528 2,842 owned after | $79.59 | 2022-04-04 | |
| 2022-04-01 | Bentley Heather Officer (SVP, Customer Success & Supp.) | 4 | Restricted Share Units Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −595 2,247 owned after | no price filed | 2022-04-04 | |
| 2022-04-01 | Bentley Heather Officer (SVP, Customer Success & Supp.) | 4 | Restricted Share Units Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −1,438 10,801 owned after | $79.59 | 2022-04-04 | |
| 2022-04-01 | Bentley Heather Officer (SVP, Customer Success & Supp.) | 4 | Restricted Share Units Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,621 9,180 owned after | no price filed | 2022-04-04 | |
| 2022-04-01 | Brown Rafeal E. Officer (Chief Financial Officer) | 4 | Restricted Share Units Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −3,763 21,237 owned after | $79.59 | 2022-04-04 | |
| 2022-04-01 | Brown Rafeal E. Officer (Chief Financial Officer) | 4 | Restricted Share Units Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,737 12,500 owned after | no price filed | 2022-04-04 | |
| 2022-04-01 | Brown Rafeal E. Officer (Chief Financial Officer) | 4 | Restricted Share Units Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −3,820 22,019 owned after | $79.59 | 2022-04-04 | |
| 2022-04-01 | Brown Rafeal E. Officer (Chief Financial Officer) | 4 | Restricted Share Units Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,792 17,227 owned after | no price filed | 2022-04-04 | |
| 2022-04-01 | Brown Rafeal E. Officer (Chief Financial Officer) | 4 | Restricted Share Units Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −4,343 34,824 owned after | $79.59 | 2022-04-04 | |
| 2022-04-01 | Brown Rafeal E. Officer (Chief Financial Officer) | 4 | Restricted Share Units Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,448 29,376 owned after | no price filed | 2022-04-04 | |
| 2022-04-01 | Bauer Peter Director, Officer (Chief Executive Officer) | 4 | Restricted Share Units Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −1,409 7,591 owned after | $79.59 | 2022-04-04 | |
| 2022-04-01 | Bauer Peter Director, Officer (Chief Executive Officer) | 4 | Restricted Share Units Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,091 4,500 owned after | no price filed | 2022-04-04 | |
| 2022-04-01 | NAULT ROBERT P Officer (Sr. Vice President and GC) | 4 | Restricted Share Units Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −813 4,687 owned after | $79.59 | 2022-04-04 | |
| 2022-04-01 | NAULT ROBERT P Officer (Sr. Vice President and GC) | 4 | Restricted Share Units Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,937 2,750 owned after | no price filed | 2022-04-04 | |
| 2022-04-01 | NAULT ROBERT P Officer (Sr. Vice President and GC) | 4 | Restricted Share Units Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −1,099 10,136 owned after | $79.59 | 2022-04-04 | |
| 2022-04-01 | NAULT ROBERT P Officer (Sr. Vice President and GC) | 4 | Restricted Share Units Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,645 7,491 owned after | no price filed | 2022-04-04 | |
| 2022-04-01 | NAULT ROBERT P Officer (Sr. Vice President and GC) | 4 | Restricted Share Units Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −898 11,341 owned after | $79.59 | 2022-04-04 | |
| 2022-04-01 | NAULT ROBERT P Officer (Sr. Vice President and GC) | 4 | Restricted Share Units Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,161 9,180 owned after | no price filed | 2022-04-04 | |
| 2022-02-02 holding as of filing | Anderson Karen M. Officer (Chief Human Resources Officer) | 4 | Restricted Share Units Non-derivative · Direct | Holding | 9,549 owned after | no price filed | 2022-02-02 | |
| 2022-02-02 holding as of filing | Anderson Karen M. Officer (Chief Human Resources Officer) | 4 | Restricted Share Units Non-derivative · Direct | Holding | 12,239 owned after | no price filed | 2022-02-02 | |
| 2022-02-02 holding as of filing | Anderson Karen M. Officer (Chief Human Resources Officer) | 4 | Restricted Share Units Non-derivative · Direct | Holding | 9,400 owned after | no price filed | 2022-02-02 | |
| 2022-02-01 | Anderson Karen M. Officer (Chief Human Resources Officer) | 4 | Restricted Share Units Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −1,917 10,583 owned after | $79.74 | 2022-02-02 | |
| 2022-02-01 | Anderson Karen M. Officer (Chief Human Resources Officer) | 4 | Restricted Share Units Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,333 6,250 owned after | no price filed | 2022-02-02 |