Mimecast Ltd Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 33 rows in 2022. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2022-05-19: Reporting owner Bauer Peter; Form 4/A; Security Share Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2022-05-19: Reporting owner Bauer Peter; Form 4/A; Security Share Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2022-05-19: Reporting owner Bauer Peter; Form 4/A; Security Share Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2022-05-19: Reporting owner Bauer Peter; Form 4/A; Security Share Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2022-05-19 | Bauer Peter Director, Officer (Chief Executive Officer) | 4/A | Share Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −150,000 0 owned after | $9.21 exercise price | 2022-05-31 | |
| 2022-05-19 | Bauer Peter Director, Officer (Chief Executive Officer) | 4/A | Share Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −75,000 0 owned after | $21.83 exercise price | 2022-05-31 | |
| 2022-05-19 | Bauer Peter Director, Officer (Chief Executive Officer) | 4/A | Share Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −49,000 0 owned after | $34.82 exercise price | 2022-05-31 | |
| 2022-05-19 | Bauer Peter Director, Officer (Chief Executive Officer) | 4/A | Share Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −36,000 0 owned after | $47.23 exercise price | 2022-05-31 | |
| 2022-05-19 | Bauer Peter Director, Officer (Chief Executive Officer) | 4/A | Share Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −244,997 0 owned after | $33.38 exercise price | 2022-05-31 | |
| 2022-05-19 | Bauer Peter Director, Officer (Chief Executive Officer) | 4/A | Share Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −319,229 0 owned after | $40.85 exercise price | 2022-05-31 | |
| 2022-05-19 | Paisley Michael Officer (Chief Security & Res. Officer) | 4 | Share Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −47,749 0 owned after | $47.17 exercise price | 2022-05-23 | |
| 2022-05-19 | Paisley Michael Officer (Chief Security & Res. Officer) | 4 | Share Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −22,612 0 owned after | $40.85 exercise price | 2022-05-23 | |
| 2022-05-19 | Anderson Karen M. Officer (Chief Human Resources Officer) | 4 | Share Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −39,066 0 owned after | $40.00 exercise price | 2022-05-23 | |
| 2022-05-19 | Anderson Karen M. Officer (Chief Human Resources Officer) | 4 | Share Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −18,594 0 owned after | $33.38 exercise price | 2022-05-23 | |
| 2022-05-19 | Anderson Karen M. Officer (Chief Human Resources Officer) | 4 | Share Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −26,602 0 owned after | $40.85 exercise price | 2022-05-23 | |
| 2022-05-19 | NAULT ROBERT P Officer (Sr. Vice President and GC) | 4 | Share Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −133,000 0 owned after | $19.28 exercise price | 2022-05-23 | |
| 2022-05-19 | NAULT ROBERT P Officer (Sr. Vice President and GC) | 4 | Share Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,000 0 owned after | $21.83 exercise price | 2022-05-23 | |
| 2022-05-19 | NAULT ROBERT P Officer (Sr. Vice President and GC) | 4 | Share Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −24,000 0 owned after | $34.82 exercise price | 2022-05-23 | |
| 2022-05-19 | NAULT ROBERT P Officer (Sr. Vice President and GC) | 4 | Share Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −22,000 0 owned after | $47.23 exercise price | 2022-05-23 | |
| 2022-05-19 | NAULT ROBERT P Officer (Sr. Vice President and GC) | 4 | Share Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −34,999 0 owned after | $33.38 exercise price | 2022-05-23 | |
| 2022-05-19 | NAULT ROBERT P Officer (Sr. Vice President and GC) | 4 | Share Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −26,602 0 owned after | $40.85 exercise price | 2022-05-23 | |
| 2022-05-19 | Bentley Heather Officer (SVP, Customer Success & Supp.) | 4 | Share Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −75,000 0 owned after | $43.43 exercise price | 2022-05-23 | |
| 2022-05-19 | Bentley Heather Officer (SVP, Customer Success & Supp.) | 4 | Share Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,499 0 owned after | $33.38 exercise price | 2022-05-23 | |
| 2022-05-19 | Bentley Heather Officer (SVP, Customer Success & Supp.) | 4 | Share Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −26,602 0 owned after | $40.85 exercise price | 2022-05-23 | |
| 2022-05-19 | Bauer Peter Director, Officer (Chief Executive Officer) | 4 | Share Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −150,000 0 owned after | $9.21 exercise price | 2022-05-23 | |
| 2022-05-19 | Bauer Peter Director, Officer (Chief Executive Officer) | 4 | Share Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −75,000 0 owned after | $21.83 exercise price | 2022-05-23 | |
| 2022-05-19 | Bauer Peter Director, Officer (Chief Executive Officer) | 4 | Share Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −49,000 0 owned after | $34.82 exercise price | 2022-05-23 | |
| 2022-05-19 | Bauer Peter Director, Officer (Chief Executive Officer) | 4 | Share Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −36,000 0 owned after | $47.23 exercise price | 2022-05-23 | |
| 2022-05-19 | Bauer Peter Director, Officer (Chief Executive Officer) | 4 | Share Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −244,997 0 owned after | $33.38 exercise price | 2022-05-23 | |
| 2022-05-19 | Bauer Peter Director, Officer (Chief Executive Officer) | 4 | Share Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −319,229 0 owned after | $40.85 exercise price | 2022-05-23 | |
| 2022-05-19 | Brown Rafeal E. Officer (Chief Financial Officer) | 4 | Share Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −180,000 0 owned after | $47.23 exercise price | 2022-05-23 | |
| 2022-05-19 | Brown Rafeal E. Officer (Chief Financial Officer) | 4 | Share Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −80,499 0 owned after | $33.38 exercise price | 2022-05-23 | |
| 2022-05-19 | Brown Rafeal E. Officer (Chief Financial Officer) | 4 | Share Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −85,127 0 owned after | $40.85 exercise price | 2022-05-23 | |
| 2022-05-19 | Raissipour David Officer (Chief Tech. & Product Officer) | 4 | Share Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −124,505 0 owned after | $53.19 exercise price | 2022-05-23 | |
| 2022-05-19 | Leger Bernd Officer (Chief Marketing Officer) | 4 | Share Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −61,348 0 owned after | $49.07 exercise price | 2022-05-23 | |
| 2022-05-19 | Rafimayeri Shahriar Officer (Chief Information Officer) | 4 | Share Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −61,521 0 owned after | $47.17 exercise price | 2022-05-23 | |
| 2022-05-19 | Rafimayeri Shahriar Officer (Chief Information Officer) | 4 | Share Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −22,612 0 owned after | $40.85 exercise price | 2022-05-23 |