Mimecast Ltd Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 48 rows in 2018. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2018-12-26: Reporting owner Campbell Peter Andrew James; Form 4; Security Share Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2018-12-24: Reporting owner Jennings Edward Vincent; Form 4; Security Share Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2018-12-03: Reporting owner Campbell Peter Andrew James; Form 4; Security Share Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2018-11-30: Reporting owner Campbell Peter Andrew James; Form 4; Security Share Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2018-12-26 | Campbell Peter Andrew James Officer (Chief Financial Officer) | 4 | Share Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 4,000 owned after | $6.48 exercise price | 2018-12-26 | |
| 2018-12-24 | Jennings Edward Vincent Officer (Chief Operating Officer) | 4 | Share Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 355,588 owned after | $9.78 exercise price | 2018-12-26 | |
| 2018-12-03 | Campbell Peter Andrew James Officer (Chief Financial Officer) | 4 | Share Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −244 103,956 owned after | $9.21 exercise price | 2018-12-04 | |
| 2018-11-30 | Campbell Peter Andrew James Officer (Chief Financial Officer) | 4 | Share Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −800 104,200 owned after | $9.21 exercise price | 2018-12-04 | |
| 2018-11-23 | Jennings Edward Vincent Officer (Chief Operating Officer) | 4 | Share Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 363,088 owned after | $9.78 exercise price | 2018-11-27 | |
| 2018-11-23 | Campbell Peter Andrew James Officer (Chief Financial Officer) | 4 | Share Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 8,000 owned after | $6.48 exercise price | 2018-11-27 | |
| 2018-10-22 | Jennings Edward Vincent Officer (Chief Operating Officer) | 4 | Share Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 370,588 owned after | $9.78 exercise price | 2018-10-24 | |
| 2018-10-22 | Campbell Peter Andrew James Officer (Chief Financial Officer) | 4 | Share Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 12,000 owned after | $6.48 exercise price | 2018-10-24 | |
| 2018-09-24 | Jennings Edward Vincent Officer (Chief Operating Officer) | 4 | Share Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 378,088 owned after | $9.78 exercise price | 2018-09-26 | |
| 2018-08-22 | Campbell Peter Andrew James Officer (Chief Financial Officer) | 4 | Share Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 20,000 owned after | $6.48 exercise price | 2018-08-24 | |
| 2018-08-22 | Jennings Edward Vincent Officer (Chief Operating Officer) | 4 | Share Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 385,588 owned after | $9.78 exercise price | 2018-08-24 | |
| 2018-08-20 | WALSH JOHN J JR Officer (Sr. Vice President,Engineering) | 4 | Share Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,882 190,000 owned after | $24.45 exercise price | 2018-08-20 | |
| 2018-08-16 | WALSH JOHN J JR Officer (Sr. Vice President,Engineering) | 4 | Share Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,118 193,882 owned after | $24.45 exercise price | 2018-08-20 | |
| 2018-07-23 | Jennings Edward Vincent Officer (Chief Operating Officer) | 4 | Share Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +7,500 393,088 owned after | $9.78 exercise price | 2018-07-25 | |
| 2018-07-23 | Campbell Peter Andrew James Officer (Chief Financial Officer) | 4 | Share Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +4,000 24,000 owned after | $6.48 exercise price | 2018-07-25 | |
| 2018-07-16 | Campbell Peter Andrew James Officer (Chief Financial Officer) | 4 | Share Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +30,000 105,000 owned after | $9.21 exercise price | 2018-07-18 | |
| 2018-06-22 | Campbell Peter Andrew James Officer (Chief Financial Officer) | 4 | Share Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +4,000 28,000 owned after | $6.48 exercise price | 2018-06-26 | |
| 2018-06-22 | Jennings Edward Vincent Officer (Chief Operating Officer) | 4 | Share Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 400,588 owned after | $9.78 exercise price | 2018-06-26 | |
| 2018-06-18 | Campbell Peter Andrew James Officer (Chief Financial Officer) | 4 | Share Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,333 32,000 owned after | $6.48 exercise price | 2018-06-20 | |
| 2018-06-18 | Campbell Peter Andrew James Officer (Chief Financial Officer) | 4 | Share Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000 135,000 owned after | $9.21 exercise price | 2018-06-20 | |
| 2018-06-01 | NAULT ROBERT P Officer (Sr. Vice President and GC) | 4 | Share Option (Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,000 148,000 owned after | $19.28 exercise price | 2018-06-05 | |
| 2018-06-01 | WALSH JOHN J JR Officer (Sr. Vice President,Engineering) | 4 | Share Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,800 11,800 owned after | $44.19 exercise price | 2018-06-05 | |
| 2018-05-22 | Jennings Edward Vincent Officer (Chief Operating Officer) | 4 | Share Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 408,088 owned after | $9.78 exercise price | 2018-05-24 | |
| 2018-05-22 | Campbell Peter Andrew James Officer (Chief Financial Officer) | 4 | Share Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 39,333 owned after | $6.48 exercise price | 2018-05-24 | |
| 2018-05-01 | Van Houten Christina Officer (Chief Strategy Officer) | 4 | Share Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +125,000 125,000 owned after | $38.05 exercise price | 2018-05-03 | |
| 2018-04-23 | Jennings Edward Vincent Officer (Chief Operating Officer) | 4 | Share Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 415,558 owned after | $9.78 exercise price | 2018-04-25 | |
| 2018-04-23 | Campbell Peter Andrew James Officer (Chief Financial Officer) | 4 | Share Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 43,333 owned after | $6.48 exercise price | 2018-04-25 | |
| 2018-04-02 | WALSH JOHN J JR Officer (Sr. Vice President,Engineering) | 4 | Share Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,200 18,200 owned after | $34.82 exercise price | 2018-04-04 | |
| 2018-04-02 | NAULT ROBERT P Officer (Sr. Vice President and GC) | 4 | Share Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,000 24,000 owned after | $34.82 exercise price | 2018-04-04 | |
| 2018-04-02 | Murray Neil Director, Officer (Chief Technology Officer) | 4 | Share Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,000 13,000 owned after | $34.82 exercise price | 2018-04-04 | |
| 2018-04-02 | Jennings Edward Vincent Officer (Chief Operating Officer) | 4 | Share Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +45,000 45,000 owned after | $34.82 exercise price | 2018-04-04 | |
| 2018-04-02 | Campbell Peter Andrew James Officer (Chief Financial Officer) | 4 | Share Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +41,000 41,000 owned after | $34.82 exercise price | 2018-04-04 | |
| 2018-04-02 | Bishop-Levesque Janet Officer (SVP, Systems, Risk & Security) | 4 | Share Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $34.82 exercise price | 2018-04-04 | |
| 2018-04-02 | Bauer Peter Director, Officer (Chief Executive Officer) | 4 | Share Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +49,000 49,000 owned after | $34.82 exercise price | 2018-04-04 | |
| 2018-04-02 holding as of filing | WALSH JOHN J JR Officer (Sr. Vice President,Engineering) | 3 | Share Option (Right to Buy) Derivative · Direct | Holding | $24.45 exercise price | 2018-04-02 | ||
| 2018-04-02 holding as of filing | NAULT ROBERT P Officer (Sr. Vice President and GC) | 3 | Share Option (Right to Buy) Derivative · Direct | Holding | $19.28 exercise price | 2018-04-02 | ||
| 2018-04-02 holding as of filing | NAULT ROBERT P Officer (Sr. Vice President and GC) | 3 | Share Option (Right to Buy) Derivative · Direct | Holding | $21.83 exercise price | 2018-04-02 | ||
| 2018-04-02 holding as of filing | Murray Neil Director, Officer (Chief Technology Officer) | 3 | Share Option (Right to Buy) Derivative · Direct | Holding | $9.21 exercise price | 2018-04-02 | ||
| 2018-04-02 holding as of filing | Murray Neil Director, Officer (Chief Technology Officer) | 3 | Share Option (Right to Buy) Derivative · Direct | Holding | $21.83 exercise price | 2018-04-02 | ||
| 2018-04-02 holding as of filing | Jennings Edward Vincent Officer (Chief Operating Officer) | 3 | Share Option (Right to Buy) Derivative · Direct | Holding | $9.78 exercise price | 2018-04-02 | ||
| 2018-04-02 holding as of filing | Jennings Edward Vincent Officer (Chief Operating Officer) | 3 | Share Option (Right to Buy) Derivative · Direct | Holding | $9.21 exercise price | 2018-04-02 | ||
| 2018-04-02 holding as of filing | Jennings Edward Vincent Officer (Chief Operating Officer) | 3 | Share Option (Right to Buy) Derivative · Direct | Holding | $21.83 exercise price | 2018-04-02 | ||
| 2018-04-02 holding as of filing | Campbell Peter Andrew James Officer (Chief Financial Officer) | 3 | Share Option (Right to Buy) Derivative · Direct | Holding | $6.48 exercise price | 2018-04-02 | ||
| 2018-04-02 holding as of filing | Campbell Peter Andrew James Officer (Chief Financial Officer) | 3 | Share Option (Right to Buy) Derivative · Direct | Holding | $9.21 exercise price | 2018-04-02 | ||
| 2018-04-02 holding as of filing | Campbell Peter Andrew James Officer (Chief Financial Officer) | 3 | Share Option (Right to Buy) Derivative · Direct | Holding | $21.83 exercise price | 2018-04-02 | ||
| 2018-04-02 holding as of filing | Bishop-Levesque Janet Officer (SVP, Systems, Risk & Security) | 3 | Share Option (Right to Buy) Derivative · Direct | Holding | $28.23 exercise price | 2018-04-02 | ||
| 2018-04-02 holding as of filing | Bauer Peter Director, Officer (Chief Executive Officer) | 3 | Share Option (Right to Buy) Derivative · Direct | Holding | $9.21 exercise price | 2018-04-02 | ||
| 2018-04-02 holding as of filing | Bauer Peter Director, Officer (Chief Executive Officer) | 3 | Share Option (Right to Buy) Derivative · Direct | Holding | $21.83 exercise price | 2018-04-02 |