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MGC DIAGNOSTICS Corp Forms 3, 4 and 5: Restricted Stock Units and Performance Rights

MGC DIAGNOSTICS Corp Forms 3, 4 and 5: Restricted Stock Units and Performance Rights

Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 64 rows, 64 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.

  • 2017-12-28: Reporting owner Baudhuin John Robert; Form 4; Security Restricted Stock Grants; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
  • 2017-12-28: Reporting owner Bunge Terrence W.; Form 4; Security Restricted Stock Grants; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
  • 2017-12-28: Reporting owner Lynch Wendy D.; Form 4; Security Restricted Stock Grants; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
  • 2017-12-28: Reporting owner MUNZENRIDER ROBERT E; Form 4; Security Restricted Stock Grants; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
Transaction dateReporting ownerFormSecurityTransactionSharesPricePrice that dayFiling
2017-12-28Baudhuin John Robert
Director
4Restricted Stock Grants
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−3,591
0 owned after
$11.032017-12-29
2017-12-28Bunge Terrence W.
Director
4Restricted Stock Grants
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−3,591
0 owned after
$11.032017-12-29
2017-12-28Lynch Wendy D.
Director
4Restricted Stock Grants
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−3,591
0 owned after
$11.032017-12-29
2017-12-28MUNZENRIDER ROBERT E
Director
4Restricted Stock Grants
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−3,591
0 owned after
$11.032017-12-29
2017-12-28SHEFFERT MARK W
Director
4Restricted Stock Grants
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−3,591
0 owned after
$11.032017-12-29
2017-12-28STRUIK HENDRIK
Director
4Restricted Stock Grants
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−3,591
0 owned after
$11.032017-12-29
2017-03-22STRUIK HENDRIK
Director
4Restricted Stock
Non-derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+3,591
69,644 owned after
$0.002017-03-23
2017-03-22SHEFFERT MARK W
Director
4Restricted Stock
Non-derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+3,591
46,021 owned after
$0.002017-03-23
2017-03-22MUNZENRIDER ROBERT E
Director
4Restricted Stock
Non-derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+3,591
52,771 owned after
$0.002017-03-23
2017-03-22Lynch Wendy D.
Director
4Restricted Stock
Non-derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+3,591
37,572 owned after
$0.002017-03-23
2017-03-22Bunge Terrence W.
Director
4Restricted Stock
Non-derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+3,591
102,745 owned after
$0.002017-03-23
2017-03-22Baudhuin John Robert
Director
4Restricted Stock
Non-derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+3,591
55,851 owned after
$0.002017-03-23
2016-03-16STRUIK HENDRIK
Director
4Restricted Stock
Non-derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+5,333
40,249 owned after
$0.002016-03-18
2016-03-16SHEFFERT MARK W
Director
4Restricted Stock
Non-derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+5,333
42,430 owned after
$0.002016-03-18
2016-03-16MUNZENRIDER ROBERT E
Director
4Restricted Stock
Non-derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+5,333
49,180 owned after
$0.002016-03-18
2016-03-16Lynch Wendy D.
Director
4Restricted Stock
Non-derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+5,333
33,257 owned after
$0.002016-03-18
2016-03-16Bunge Terrence W.
Director
4Restricted Stock
Non-derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+5,333
99,154 owned after
$0.002016-03-18
2016-03-16Baudhuin John Robert
Director
4Restricted Stock
Non-derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+5,333
52,260 owned after
$0.002016-03-18
2015-03-18STRUIK HENDRIK
Director
4Restricted Stock
Non-derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+4,488
31,031 owned after
$0.002015-03-20
2015-03-18SHEFFERT MARK W
Director
4Restricted Stock
Non-derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+4,488
34,669 owned after
$0.002015-03-20
2015-03-18MUNZENRIDER ROBERT E
Director
4Restricted Stock
Non-derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+4,488
43,847 owned after
$0.002015-03-20
2015-03-18Lynch Wendy D.
Director
4Restricted Stock
Non-derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+4,488
25,136 owned after
$0.002015-03-20
2015-03-18Bunge Terrence W.
Director
4Restricted Stock
Non-derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+4,488
93,821 owned after
$0.002015-03-20
2015-03-18Baudhuin John Robert
Director
4Restricted Stock
Non-derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+4,488
46,927 owned after
$0.002015-03-20
2014-03-20STRUIK HENDRIK
Director
4Restricted Stock
Non-derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+3,045
20,234 owned after
$0.002014-03-24
2014-03-20SHEFFERT MARK W
Director
4Restricted Stock
Non-derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+3,045
27,635 owned after
$0.002014-03-24
2014-03-20MUNZENRIDER ROBERT E
Director
4Restricted Stock
Non-derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+3,045
39,359 owned after
$0.002014-03-24
2014-03-20Lynch Wendy D.
Director
4Restricted Stock
Non-derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+3,045
18,012 owned after
$0.002014-03-24
2014-03-20Baudhuin John Robert
Director
4Restricted Stock
Non-derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+3,045
42,439 owned after
$0.002014-03-24
2013-03-27MUNZENRIDER ROBERT E
Director
4Restricted Stock
Non-derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+5,079
36,314 owned after
$0.002013-03-28
2013-03-27STRUIK HENDRIK
Director
4Restricted Stock
Non-derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+5,079
10,713 owned after
$0.002013-03-28
2013-03-27Lynch Wendy D.
Director
4Restricted Stock
Non-derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+5,079
10,713 owned after
$0.002013-03-28
2013-03-27Baudhuin John Robert
Director
4Restricted Stock
Non-derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+5,079
25,253 owned after
$0.002013-03-28
2013-03-27SHEFFERT MARK W
Director
4Restricted Stock
Non-derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+5,079
23,114 owned after
$0.002013-03-28
2013-02-01WINNEKINS WESLEY W
Officer (EVP (Finance), CFO)
4Restricted Stock
Non-derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+12,000
12,000 owned after
$0.002013-02-04
2012-10-15
holding as of filing
Lynch Wendy D.
Director
4Restricted Stock
Non-derivative · Direct
Holding
5,634 owned after
no price filed2012-10-15
2012-10-05
holding as of filing
STRUIK HENDRIK
Director
4Restricted Stock
Non-derivative · Direct
Holding
5,634 owned after
no price filed2012-10-05
2012-09-28
holding as of filing
STRUIK HENDRIK
Director
4Restricted Stock
Non-derivative · Direct
Holding
5,634 owned after
no price filed2012-09-28
2012-09-26
holding as of filing
STRUIK HENDRIK
Director
4Restricted Stock
Non-derivative · Direct
Holding
5,634 owned after
no price filed2012-09-26
2012-09-24
holding as of filing
STRUIK HENDRIK
Director
4Restricted Stock
Non-derivative · Direct
Holding
5,634 owned after
no price filed2012-09-24
2012-05-30STRUIK HENDRIK
Director
4Restricted Stock
Non-derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+5,634
5,634 owned after
$0.002012-06-01
2012-05-30Lynch Wendy D.
Director
4Restricted Stock
Non-derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+5,634
7,045 owned after
$0.002012-06-01
2012-05-30SHEFFERT MARK W
Director
4Restricted Stock
Non-derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+5,634
18,035 owned after
$0.002012-06-01
2012-05-30MUNZENRIDER ROBERT E
Director
4Restricted Stock
Non-derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+5,634
24,035 owned after
$0.002012-06-01
2012-05-30Baudhuin John Robert
Director
4Restricted Stock
Non-derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+5,634
20,174 owned after
$0.002012-06-01
2012-05-16WOLF ROBERT
Officer (Chief Financial Officer)
4Restricted Stock
Non-derivative · Direct
F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3−2,906
22,094 owned after
$5.752012-05-18
2011-08-04Lehman Gregg Owen
Officer (Pres. & CEO)
4Restricted Stock
Non-derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+21,435
35,078 owned after
$4.532011-08-08
2011-05-26YOUNG RODNEY A
Director
4Restricted Stock
Non-derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+7,273
50,720 owned after
$0.002011-05-31
2011-05-26SHEFFERT MARK W
Director
4Restricted Stock
Non-derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+7,273
12,401 owned after
$0.002011-05-31
2011-05-26Beasley Gregory W
Director
4Restricted Stock
Non-derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+7,273
11,262 owned after
$0.002011-05-31
2011-05-26Baudhuin John Robert
Director
4Restricted Stock
Non-derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+7,273
14,540 owned after
$0.002011-05-31
2011-05-16MUNZENRIDER ROBERT E
Director
4Restricted Stock
Non-derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+7,273
12,401 owned after
$0.002011-05-31
2011-05-16WOLF ROBERT
Officer (Chief Financial Officer)
4Restricted Stock
Non-derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+25,000
25,000 owned after
$0.002011-05-17
2011-04-11SHEFFERT MARK W
Director
4Restricted Stock
Non-derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+5,128
5,128 owned after
$0.002011-04-13
2011-04-11MUNZENRIDER ROBERT E
Director
4Restricted Stock
Non-derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+5,128
5,128 owned after
$0.002011-04-13
2011-04-11Beasley Gregory W
Director
4Restricted Stock
Non-derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+3,989
3,989 owned after
$0.002011-04-13
2010-12-15SMITH PHILIP IRVING
Director, Officer (President & CEO (as of 1/1/11))
4Restricted Stock
Non-derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+25,000
31,667 owned after
$4.242010-12-17
2009-06-03YOUNG RODNEY A
Director, Officer (Chief Executive Officer)
4Restricted Stock
Non-derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+33,333
74,402 owned after
$0.002009-06-05
2009-06-03SMITH PHILIP IRVING
Director
4Restricted Stock
Non-derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+6,667
6,667 owned after
$0.002009-06-05
2009-06-03SKJEFTE PAULA R
Director
4Restricted Stock
Non-derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+6,667
6,667 owned after
$0.002009-06-05
2009-06-03Penn John C.
Director
4Restricted Stock
Non-derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+6,667
9,772 owned after
$0.002009-06-05
2009-06-03KULLBACK WILLIAM J
Officer (SVP & Chief Financial Officer)
4Restricted Stock
Non-derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+20,000
33,000 owned after
$0.002009-06-05
2009-06-03EHLEN K JAMES
Director
4Restricted Stock
Non-derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+6,667
6,667 owned after
$0.002009-06-05
2009-06-03Baudhuin John Robert
Director
4Restricted Stock
Non-derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+6,667
7,267 owned after
$0.002009-06-05