MGC DIAGNOSTICS Corp Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 81 rows, 81 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-12-28: Reporting owner AUSTIN TODD M; Form 4; Security Stock Option (Right-to-Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2017-12-28: Reporting owner AUSTIN TODD M; Form 4; Security Stock Option (Right-to-Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2017-12-28: Reporting owner AUSTIN TODD M; Form 4; Security Stock Option (Right-to-Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2017-12-28: Reporting owner AUSTIN TODD M; Form 4; Security Stock Option (Right-to-Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-12-28 | AUSTIN TODD M Officer (Chief Executive Officer) | 4 | Stock Option (Right-to-Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $1.91 | 2018-01-02 | |
| 2017-12-28 | AUSTIN TODD M Officer (Chief Executive Officer) | 4 | Stock Option (Right-to-Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,000 0 owned after | $4.96 | 2018-01-02 | |
| 2017-12-28 | AUSTIN TODD M Officer (Chief Executive Officer) | 4 | Stock Option (Right-to-Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −40,000 0 owned after | $3.98 | 2018-01-02 | |
| 2017-12-28 | AUSTIN TODD M Officer (Chief Executive Officer) | 4 | Stock Option (Right-to-Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $2.95 | 2018-01-02 | |
| 2017-12-28 | Degen Larry Robert Officer (Interim CFO & Secretary) | 4 | Stock Option (Right-to-Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,200 0 owned after | $4.27 | 2018-01-02 | |
| 2017-12-28 | Degen Larry Robert Officer (Interim CFO & Secretary) | 4 | Stock Option (Right-to-Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,500 0 owned after | $2.63 | 2018-01-02 | |
| 2017-12-28 | Degen Larry Robert Officer (Interim CFO & Secretary) | 4 | Stock Option (Right-to-Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $2.95 | 2018-01-02 | |
| 2017-12-28 | Margolies Matthew Officer (President) | 4 | Stock Option (Right-to-Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $1.91 | 2018-01-02 | |
| 2017-12-28 | Margolies Matthew Officer (President) | 4 | Stock Option (Right-to-Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,000 0 owned after | $4.96 | 2018-01-02 | |
| 2017-12-28 | Margolies Matthew Officer (President) | 4 | Stock Option (Right-to-Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −40,000 0 owned after | $3.98 | 2018-01-02 | |
| 2017-12-28 | Margolies Matthew Officer (President) | 4 | Stock Option (Right-to-Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $2.95 | 2018-01-02 | |
| 2017-12-28 | Bunge Terrence W. Director | 4 | Stock Option (Right-to-Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,000 0 owned after | $3.51 | 2017-12-29 | |
| 2017-12-28 | Bunge Terrence W. Director | 4 | Stock Option (Right-to-Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −33,333 0 owned after | $4.26 | 2017-12-29 | |
| 2017-10-03 holding as of filing | Degen Larry Robert Officer (Interim Chief Financial Office) | 3/A | Stock Option (Right-to-Buy) Derivative · Direct | Holding | $6.76 exercise price | 2017-10-03 | ||
| 2017-08-30 | Margolies Matthew Officer (President) | 4 | Stock Option (Right-to-Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $8.08 exercise price | 2017-09-01 | |
| 2017-08-30 | Degen Larry Robert Officer (Interim Chief Financial Office) | 4 | Stock Options (Right-to-Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $8.08 exercise price | 2017-09-01 | |
| 2017-08-30 | AUSTIN TODD M Officer (Chief Executive Officer) | 4 | Stock Options (Right-to-Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $8.08 exercise price | 2017-09-01 | |
| 2017-04-03 | Degen Larry Robert Officer (Cheif Accounting Officer&Secy) | 4 | Stock Option (Right-to-Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 2,500 owned after | $8.40 exercise price | 2017-04-05 | |
| 2017-04-03 holding as of filing | Degen Larry Robert Officer (Chief Accounting Officer&Secy) | 3 | Stock Option (Right-to-Buy) Derivative · Direct | Holding | $6.76 exercise price | 2017-04-03 | ||
| 2017-02-09 | STRUIK HENDRIK Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 0 owned after | $5.98 exercise price | 2017-02-13 | |
| 2016-09-08 | WINNEKINS WESLEY W Officer (CFO and Chief Risk Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $7.05 exercise price | 2016-09-09 | |
| 2016-09-08 | Margolies Matthew Officer (President) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $7.05 exercise price | 2016-09-09 | |
| 2016-09-08 | AUSTIN TODD M Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $7.05 exercise price | 2016-09-09 | |
| 2016-05-25 | STRUIK HENDRIK Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $5.99 exercise price | 2016-05-27 | |
| 2016-02-02 | Bunge Terrence W. Director | 4 | Stock Option (Right-to-Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +33,333 33,333 owned after | $6.77 exercise price | 2016-02-04 | |
| 2015-12-16 | WINNEKINS WESLEY W Officer (EVP (Finance), CFO) | 4/A | Stock Option (Right-to-Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,435 59,435 owned after | $6.62 exercise price | 2015-12-18 | |
| 2015-12-16 | Margolies Matthew Officer (President) | 4/A | Stock Option (Right-to-Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,435 61,935 owned after | $6.62 exercise price | 2015-12-18 | |
| 2015-12-16 | AUSTIN TODD M Officer (Chief Executive Officer) | 4 | Stock Option (Right-to-Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,435 64,435 owned after | $6.62 exercise price | 2015-12-18 | |
| 2015-12-16 | Margolies Matthew Officer (President) | 4 | Stock Option (Right-to-Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,435 61,935 owned after | $6.62 exercise price | 2015-12-17 | |
| 2015-12-16 | WINNEKINS WESLEY W Officer (EVP (Finance), CFO) | 4 | Stock Option (Right-to-Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,435 59,435 owned after | $6.62 exercise price | 2015-12-17 | |
| 2015-05-28 | WINNEKINS WESLEY W Officer (EVP (Finance), CFO) | 4 | Stock Option (Right-to-Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $6.07 exercise price | 2015-06-01 | |
| 2015-05-28 | Margolies Matthew Officer (President) | 4 | Stock Option (Right-to-Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $6.07 exercise price | 2015-06-01 | |
| 2015-05-28 | AUSTIN TODD M Officer (Chief Executive Officer) | 4 | Stock Option (Right-to-Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $6.07 exercise price | 2015-06-01 | |
| 2014-06-01 | WINNEKINS WESLEY W Officer (CFO/COO) | 4 | Stock Option (Right-to-Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $9.12 exercise price | 2014-06-02 | |
| 2014-06-01 | Margolies Matthew Officer (President) | 4 | Stock Option (Right-to-Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $9.12 exercise price | 2014-06-02 | |
| 2014-06-01 | AUSTIN TODD M Officer (Chief Executive Officer) | 4 | Stock Option (Right-to-Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $9.12 exercise price | 2014-06-02 | |
| 2013-04-08 | Baudhuin John Robert Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $6.60 exercise price | 2013-04-09 | |
| 2013-04-08 | Baudhuin John Robert Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $5.66 exercise price | 2013-04-09 | |
| 2012-01-27 | KAPSEN TERRANCE J Officer (Executive Vice President) | 4 | Stock Option (Right-to-Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 0 owned after | $2.00 exercise price | 2012-01-31 | |
| 2012-01-27 | KAPSEN TERRANCE J Officer (Executive Vice President) | 4 | Stock Option (Right-to-Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $2.53 exercise price | 2012-01-31 | |
| 2011-03-22 | YOUNG RODNEY A Director | 4/A | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −35,000 0 owned after | $2.53 exercise price | 2011-04-05 | |
| 2011-03-22 | YOUNG RODNEY A Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −35,000 0 owned after | $2.53 exercise price | 2011-03-24 | |
| 2009-12-21 holding as of filing | KAPSEN TERRANCE J Officer (Executive Vice President) | 3 | Stock Option (Right-to-Buy) Derivative · Direct | Holding | $2.00 exercise price | 2009-12-21 | ||
| 2009-12-21 holding as of filing | KAPSEN TERRANCE J Officer (Executive Vice President) | 3 | Stock Option (Right-to-Buy) Derivative · Direct | Holding | $2.53 exercise price | 2009-12-21 | ||
| 2009-12-21 holding as of filing | KAPSEN TERRANCE J Officer (Executive Vice President) | 3 | Stock Option (Right-to-Buy) Derivative · Direct | Holding | $5.08 exercise price | 2009-12-21 | ||
| 2009-12-21 holding as of filing | KAPSEN TERRANCE J Officer (Executive Vice President) | 3 | Stock Option (Right-to-Buy) Derivative · Direct | Holding | $6.60 exercise price | 2009-12-21 | ||
| 2009-12-21 holding as of filing | KAPSEN TERRANCE J Officer (Executive Vice President) | 3 | Stock Option (Right-to-Buy) Derivative · Direct | Holding | $7.86 exercise price | 2009-12-21 | ||
| 2008-05-20 | SKJEFTE PAULA R Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $5.66 exercise price | 2008-05-22 | |
| 2008-05-20 | SKJEFTE PAULA R Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $5.66 exercise price | 2008-05-22 | |
| 2008-05-20 | EHLEN K JAMES Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $5.66 exercise price | 2008-05-22 | |
| 2008-05-20 | Baudhuin John Robert Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $5.66 exercise price | 2008-05-22 | |
| 2008-05-20 | KULLBACK WILLIAM J Officer (SVP & Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $5.66 exercise price | 2008-05-22 | |
| 2008-05-20 | ANGELONI ARNOLD A Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $5.66 exercise price | 2008-05-22 | |
| 2008-05-20 | SMITH PHILIP IRVING Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $5.66 exercise price | 2008-05-22 | |
| 2008-05-20 | PENN JOHN C Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $5.66 exercise price | 2008-05-22 | |
| 2008-04-02 | KULLBACK WILLIAM J Officer (SVP & Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $7.09 exercise price | 2008-04-04 | |
| 2007-10-31 | YOUNG RODNEY A Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right-to-Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $7.86 exercise price | 2007-11-02 | |
| 2007-10-31 | JOHNSON DALE H Officer (Chief Financial Officer) | 4 | Stock Option (Right-to-Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $7.86 exercise price | 2007-11-02 | |
| 2007-08-22 | Baudhuin John Robert Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $6.60 exercise price | 2007-08-24 | |
| 2007-08-22 | Baudhuin John Robert Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $6.60 exercise price | 2007-08-24 | |
| 2007-08-22 | SMITH PHILIP IRVING Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $6.60 exercise price | 2007-08-24 | |
| 2007-08-22 | SMITH PHILIP IRVING Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $6.60 exercise price | 2007-08-24 | |
| 2007-08-22 | PENN JOHN C Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $6.60 exercise price | 2007-08-24 | |
| 2007-08-22 | EHLEN K JAMES Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $6.60 exercise price | 2007-08-24 | |
| 2007-08-22 | ANGELONI ARNOLD A Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $6.60 exercise price | 2007-08-24 | |
| 2007-05-23 | JOHNSON DALE H Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 3,000 owned after | $2.00 exercise price | 2007-05-24 | |
| 2007-05-09 | JOHNSON DALE H Director, Officer (Chief Financial Officer) | 4/A | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 0 owned after | $2.00 exercise price | 2007-05-10 | |
| 2007-05-02 | YOUNG RODNEY A Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 0 owned after | $2.53 exercise price | 2007-05-03 | |
| 2007-04-18 | JOHNSON DALE H Director, Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 6,000 owned after | $2.00 exercise price | 2007-04-19 | |
| 2007-04-11 | EHLEN K JAMES Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,000 4,000 owned after | $2.53 exercise price | 2007-04-12 | |
| 2007-04-09 | PENN JOHN C Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $2.53 exercise price | 2007-04-12 | |
| 2007-04-05 | PENN JOHN C Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 0 owned after | $2.53 exercise price | 2007-04-06 | |
| 2007-04-04 | YOUNG RODNEY A Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,750 0 owned after | $2.00 exercise price | 2007-04-05 | |
| 2007-04-03 | YOUNG RODNEY A Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 12,750 owned after | $2.00 exercise price | 2007-04-04 | |
| 2007-04-03 | PENN JOHN C Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 7,500 owned after | $2.53 exercise price | 2007-04-04 | |
| 2007-03-30 | YOUNG RODNEY A Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,750 20,250 owned after | $2.00 exercise price | 2007-04-02 | |
| 2006-05-25 | JOHNSON DALE H Director, Officer (Chief Financial Officer) | 4 | Stock Option (Right To Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,500 4,500 owned after | $5.08 exercise price | 2006-05-30 | |
| 2006-05-25 | YOUNG RODNEY A Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right To Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $5.08 exercise price | 2006-05-30 | |
| 2006-05-25 | EHLEN K JAMES Director | 4 | Stock Option (Right To Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $5.08 exercise price | 2006-05-30 | |
| 2006-05-25 | PENN JOHN C Director | 4 | Stock Option (Right To Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $5.08 exercise price | 2006-05-30 | |
| 2006-05-25 | ANGELONI ARNOLD A Director | 4 | Stock Option (Right To Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $5.08 exercise price | 2006-05-30 |