MGC DIAGNOSTICS Corp Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 6 rows, 6 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-12-28: Reporting owner AUSTIN TODD M; Form 4; Security Employee Stock Purchase Plan Shares; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2017-12-28: Reporting owner Degen Larry Robert; Form 4; Security Employee Stock Purchase Plan Shares; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2017-12-28: Reporting owner Margolies Matthew; Form 4; Security Employee Stock Purchase Plan Shares; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2016-12-15: Reporting owner Bunge Terrence W.; Form 4; Security Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-12-28 | AUSTIN TODD M Officer (Chief Executive Officer) | 4 | Employee Stock Purchase Plan Shares Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −394 0 owned after | $4.07 | 2018-01-02 | |
| 2017-12-28 | Degen Larry Robert Officer (Interim CFO & Secretary) | 4 | Employee Stock Purchase Plan Shares Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −96 0 owned after | $4.07 | 2018-01-02 | |
| 2017-12-28 | Margolies Matthew Officer (President) | 4 | Employee Stock Purchase Plan Shares Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −181 0 owned after | $4.07 | 2018-01-02 | |
| 2016-12-15 | Bunge Terrence W. Director | 4 | Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $7.52 exercise price | 2016-12-19 | |
| 2006-09-18 | DEEPHAVEN CAPITAL MANAGEMENT LLC 10% Owner | 4 | Angeion Corporation Non-derivative · Indirect · see footnote | S Open market or private sale of non-derivative or derivative security | −552,797 186,100 owned after | $7.37 | 2006-09-19 | |
| 2006-09-15 | DEEPHAVEN CAPITAL MANAGEMENT LLC 10% Owner | 4 | Angeion Corporation Non-derivative · Indirect · see footnote | S Open market or private sale of non-derivative or derivative security | −75,000 738,897 owned after | $8.32 | 2006-09-19 |