MENTOR GRAPHICS CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 87 rows in 2010. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2010-12-08: Reporting owner MAULSBY L DON; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2010-12-07: Reporting owner MAULSBY L DON; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2010-09-15: Reporting owner HINCKLEY GREGORY K; Form 4; Security Employee Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2010-09-15: Reporting owner RHINES WALDEN C; Form 4; Security Employee Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2010-12-08 | MAULSBY L DON Officer (Senior Vice President) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,320 20,649 owned after | $5.17 | 2010-12-10 | |
| 2010-12-07 | MAULSBY L DON Officer (Senior Vice President) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −33,216 23,969 owned after | $5.17 | 2010-12-08 | |
| 2010-09-15 | HINCKLEY GREGORY K Officer (President) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +152,057 152,057 owned after | $10.35 exercise price | 2010-09-17 | |
| 2010-09-15 | RHINES WALDEN C Officer (Chairman and CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +178,890 178,890 owned after | $10.35 exercise price | 2010-09-17 | |
| 2010-09-15 | MAULSBY L DON Officer (Senior Vice President) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +46,243 46,243 owned after | $10.35 exercise price | 2010-09-17 | |
| 2010-09-15 | FRIEDMAN ALAN J Officer (Vice President) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,361 22,361 owned after | $10.35 exercise price | 2010-09-17 | |
| 2010-09-15 | DERRICK BRIAN M Officer (Vice President) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,361 22,361 owned after | $10.35 exercise price | 2010-09-17 | |
| 2010-09-15 | FREED DEAN Officer (Vice President General Counsel) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,361 22,361 owned after | $10.35 exercise price | 2010-09-17 | |
| 2010-08-24 | ICAHN CARL C | HIGH RIVER LIMITED PARTNERSHIP | ICAHN PARTNERS LP | ICAHN PARTNERS MASTER FUND II L.P. | ICAHN PARTNERS MASTER FUND LP | ICAHN PARTNERS MASTER FUND III L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Call Option Derivative · Indirect · See Footnotes | X Exercise of in-the-money or at-the-money derivative security | +8,235,066 0 owned after | $3.58 | 2010-08-24 | |
| 2010-08-24 | ICAHN CARL C | HIGH RIVER LIMITED PARTNERSHIP | ICAHN PARTNERS LP | ICAHN PARTNERS MASTER FUND II L.P. | ICAHN PARTNERS MASTER FUND LP | ICAHN PARTNERS MASTER FUND III L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Put Option Derivative · Indirect · See Footnotes | X Exercise of in-the-money or at-the-money derivative security | +8,235,066 0 owned after | $0.01 | 2010-08-24 | |
| 2010-08-18 | ICAHN CARL C | HIGH RIVER LIMITED PARTNERSHIP | ICAHN PARTNERS LP | ICAHN PARTNERS MASTER FUND II L.P. | ICAHN PARTNERS MASTER FUND LP | ICAHN PARTNERS MASTER FUND III L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Call Option (''right to purchase'') Derivative · Indirect · See Footnotes | P Open market or private purchase of non-derivative or derivative security | +100,000 8,235,066 owned after | $3.77 | 2010-08-24 | |
| 2010-08-18 | ICAHN CARL C | HIGH RIVER LIMITED PARTNERSHIP | ICAHN PARTNERS LP | ICAHN PARTNERS MASTER FUND II L.P. | ICAHN PARTNERS MASTER FUND LP | ICAHN PARTNERS MASTER FUND III L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Put Option (''obligation to purchase'') Derivative · Indirect · See Footnotes | P Open market or private purchase of non-derivative or derivative security | +100,000 8,235,066 owned after | $0.01 | 2010-08-24 | |
| 2010-08-17 | ICAHN PARTNERS MASTER FUND LP | ICAHN PARTNERS MASTER FUND III L.P. | HIGH RIVER LIMITED PARTNERSHIP | ICAHN CARL C | ICAHN PARTNERS MASTER FUND II L.P. | ICAHN PARTNERS LP | | | | | | 4 | Call Option Derivative · Indirect · please see all footnotes | P Open market or private purchase of non-derivative or derivative security | +78,514 8,135,066 owned after | $3.77 | 2010-08-17 | |
| 2010-08-17 | ICAHN PARTNERS MASTER FUND LP | ICAHN PARTNERS MASTER FUND III L.P. | HIGH RIVER LIMITED PARTNERSHIP | ICAHN CARL C | ICAHN PARTNERS MASTER FUND II L.P. | ICAHN PARTNERS LP | | | | | | 4 | Put Option Derivative · Indirect · please see all footnotes | P Open market or private purchase of non-derivative or derivative security | +78,514 8,135,066 owned after | $0.01 | 2010-08-17 | |
| 2010-08-16 | ICAHN PARTNERS MASTER FUND LP | ICAHN PARTNERS MASTER FUND III L.P. | HIGH RIVER LIMITED PARTNERSHIP | ICAHN CARL C | ICAHN PARTNERS MASTER FUND II L.P. | ICAHN PARTNERS LP | | | | | | 4 | Call Option Derivative · Indirect · please see all footnotes | P Open market or private purchase of non-derivative or derivative security | +100,000 8,056,552 owned after | $3.56 | 2010-08-17 | |
| 2010-08-16 | ICAHN PARTNERS MASTER FUND LP | ICAHN PARTNERS MASTER FUND III L.P. | HIGH RIVER LIMITED PARTNERSHIP | ICAHN CARL C | ICAHN PARTNERS MASTER FUND II L.P. | ICAHN PARTNERS LP | | | | | | 4 | Put Option Derivative · Indirect · please see all footnotes | P Open market or private purchase of non-derivative or derivative security | +100,000 8,056,552 owned after | $0.01 | 2010-08-17 | |
| 2010-08-13 | ICAHN PARTNERS MASTER FUND LP | ICAHN PARTNERS MASTER FUND III L.P. | HIGH RIVER LIMITED PARTNERSHIP | ICAHN CARL C | ICAHN PARTNERS MASTER FUND II L.P. | ICAHN PARTNERS LP | | | | | | 4 | "Call Option (""right to purchase"")" Derivative · Indirect · please see all footnotes | P Open market or private purchase of non-derivative or derivative security | +100,000 7,956,552 owned after | $3.27 | 2010-08-17 | |
| 2010-08-13 | ICAHN PARTNERS MASTER FUND LP | ICAHN PARTNERS MASTER FUND III L.P. | HIGH RIVER LIMITED PARTNERSHIP | ICAHN CARL C | ICAHN PARTNERS MASTER FUND II L.P. | ICAHN PARTNERS LP | | | | | | 4 | "Put Option (""obligation to purchase"")" Derivative · Indirect · please see all footnotes | P Open market or private purchase of non-derivative or derivative security | +100,000 7,956,552 owned after | $0.01 | 2010-08-17 | |
| 2010-08-12 | ICAHN PARTNERS MASTER FUND LP | ICAHN CARL C | ICAHN PARTNERS MASTER FUND III L.P. | ICAHN PARTNERS MASTER FUND II L.P. | HIGH RIVER LIMITED PARTNERSHIP | ICAHN PARTNERS LP 10% Owner | | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Call Option Derivative · Indirect · please see all footnotes | P Open market or private purchase of non-derivative or derivative security | +110,617 7,856,552 owned after | $3.43 | 2010-08-12 | |
| 2010-08-12 | ICAHN PARTNERS MASTER FUND LP | ICAHN CARL C | ICAHN PARTNERS MASTER FUND III L.P. | ICAHN PARTNERS MASTER FUND II L.P. | HIGH RIVER LIMITED PARTNERSHIP | ICAHN PARTNERS LP 10% Owner | | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Put Option Derivative · Indirect · please see all footnotes | P Open market or private purchase of non-derivative or derivative security | +110,617 7,856,552 owned after | $0.01 | 2010-08-12 | |
| 2010-08-11 | ICAHN PARTNERS MASTER FUND LP | ICAHN CARL C | ICAHN PARTNERS MASTER FUND III L.P. | ICAHN PARTNERS MASTER FUND II L.P. | HIGH RIVER LIMITED PARTNERSHIP | ICAHN PARTNERS LP 10% Owner | | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Call Option Derivative · Indirect · please see all footnotes | P Open market or private purchase of non-derivative or derivative security | +85,000 7,745,935 owned after | $3.69 | 2010-08-12 | |
| 2010-08-11 | ICAHN PARTNERS MASTER FUND LP | ICAHN CARL C | ICAHN PARTNERS MASTER FUND III L.P. | ICAHN PARTNERS MASTER FUND II L.P. | HIGH RIVER LIMITED PARTNERSHIP | ICAHN PARTNERS LP 10% Owner | | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Put Option Derivative · Indirect · please see all footnotes | P Open market or private purchase of non-derivative or derivative security | +85,000 7,745,935 owned after | $0.01 | 2010-08-12 | |
| 2010-08-10 | ICAHN PARTNERS MASTER FUND LP | ICAHN CARL C | ICAHN PARTNERS MASTER FUND III L.P. | ICAHN PARTNERS MASTER FUND II L.P. | HIGH RIVER LIMITED PARTNERSHIP | ICAHN PARTNERS LP 10% Owner | | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | "Call Option (""right to purchase"")" Derivative · Indirect · please see all footnotes | P Open market or private purchase of non-derivative or derivative security | +53,000 7,660,935 owned after | $4.12 | 2010-08-12 | |
| 2010-08-10 | ICAHN PARTNERS MASTER FUND LP | ICAHN CARL C | ICAHN PARTNERS MASTER FUND III L.P. | ICAHN PARTNERS MASTER FUND II L.P. | HIGH RIVER LIMITED PARTNERSHIP | ICAHN PARTNERS LP 10% Owner | | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | "Put Option (""obligation to purchase"")" Derivative · Indirect · please see all footnotes | P Open market or private purchase of non-derivative or derivative security | +53,000 7,660,935 owned after | $0.01 | 2010-08-12 | |
| 2010-08-09 | ICAHN PARTNERS MASTER FUND III L.P. | ICAHN PARTNERS MASTER FUND II L.P. | ICAHN CARL C | ICAHN PARTNERS LP | HIGH RIVER LIMITED PARTNERSHIP | ICAHN PARTNERS MASTER FUND LP | | | | | | 4 | Call Option Derivative · Indirect · please see all footnotes | P Open market or private purchase of non-derivative or derivative security | +44,000 7,607,935 owned after | $4.32 | 2010-08-09 | |
| 2010-08-09 | ICAHN PARTNERS MASTER FUND III L.P. | ICAHN PARTNERS MASTER FUND II L.P. | ICAHN CARL C | ICAHN PARTNERS LP | HIGH RIVER LIMITED PARTNERSHIP | ICAHN PARTNERS MASTER FUND LP | | | | | | 4 | Put Option Derivative · Indirect · please see all footnotes | P Open market or private purchase of non-derivative or derivative security | +44,000 7,607,935 owned after | $0.01 | 2010-08-09 | |
| 2010-08-06 | ICAHN PARTNERS MASTER FUND III L.P. | ICAHN PARTNERS MASTER FUND II L.P. | ICAHN CARL C | ICAHN PARTNERS LP | HIGH RIVER LIMITED PARTNERSHIP | ICAHN PARTNERS MASTER FUND LP | | | | | | 4 | Call Option Derivative · Indirect · please see all footnotes | P Open market or private purchase of non-derivative or derivative security | +40,444 7,563,935 owned after | $4.05 | 2010-08-09 | |
| 2010-08-06 | ICAHN PARTNERS MASTER FUND III L.P. | ICAHN PARTNERS MASTER FUND II L.P. | ICAHN CARL C | ICAHN PARTNERS LP | HIGH RIVER LIMITED PARTNERSHIP | ICAHN PARTNERS MASTER FUND LP | | | | | | 4 | Put Option Derivative · Indirect · please see all footnotes | P Open market or private purchase of non-derivative or derivative security | +40,444 7,563,935 owned after | $0.01 | 2010-08-09 | |
| 2010-08-05 | ICAHN PARTNERS MASTER FUND III L.P. | ICAHN PARTNERS MASTER FUND II L.P. | ICAHN CARL C | ICAHN PARTNERS LP | HIGH RIVER LIMITED PARTNERSHIP | ICAHN PARTNERS MASTER FUND LP | | | | | | 4 | "Call Option (""right to purchase"")" Derivative · Indirect · please see all footnotes | P Open market or private purchase of non-derivative or derivative security | +27,867 7,523,491 owned after | $4.16 | 2010-08-09 | |
| 2010-08-05 | ICAHN PARTNERS MASTER FUND III L.P. | ICAHN PARTNERS MASTER FUND II L.P. | ICAHN CARL C | ICAHN PARTNERS LP | HIGH RIVER LIMITED PARTNERSHIP | ICAHN PARTNERS MASTER FUND LP | | | | | | 4 | "Put Option (""obligation to purchase"")" Derivative · Indirect · please see all footnotes | P Open market or private purchase of non-derivative or derivative security | +27,867 7,523,491 owned after | $0.01 | 2010-08-09 | |
| 2010-08-04 | ICAHN PARTNERS LP | ICAHN PARTNERS MASTER FUND LP | ICAHN CARL C | ICAHN PARTNERS MASTER FUND III L.P. | ICAHN PARTNERS MASTER FUND II L.P. | HIGH RIVER LIMITED PARTNERSHIP | ACF INDUSTRIES HOLDING CORP | | | | | | 10% Owner | 4 | Call Option Derivative · Indirect · please see all footnotes | P Open market or private purchase of non-derivative or derivative security | +53,949 7,495,624 owned after | $4.23 | 2010-08-04 | |
| 2010-08-04 | ICAHN PARTNERS LP | ICAHN PARTNERS MASTER FUND LP | ICAHN CARL C | ICAHN PARTNERS MASTER FUND III L.P. | ICAHN PARTNERS MASTER FUND II L.P. | HIGH RIVER LIMITED PARTNERSHIP | ACF INDUSTRIES HOLDING CORP | | | | | | 10% Owner | 4 | Put Option Derivative · Indirect · please see all footnotes | P Open market or private purchase of non-derivative or derivative security | +53,949 7,495,624 owned after | $0.01 | 2010-08-04 | |
| 2010-08-03 | ICAHN PARTNERS LP | ICAHN PARTNERS MASTER FUND LP | ICAHN CARL C | ICAHN PARTNERS MASTER FUND III L.P. | ICAHN PARTNERS MASTER FUND II L.P. | HIGH RIVER LIMITED PARTNERSHIP | ACF INDUSTRIES HOLDING CORP | | | | | | 10% Owner | 4 | Call Option Derivative · Indirect · please see all footnotes | P Open market or private purchase of non-derivative or derivative security | +35,587 7,441,675 owned after | $4.16 | 2010-08-04 | |
| 2010-08-03 | ICAHN PARTNERS LP | ICAHN PARTNERS MASTER FUND LP | ICAHN CARL C | ICAHN PARTNERS MASTER FUND III L.P. | ICAHN PARTNERS MASTER FUND II L.P. | HIGH RIVER LIMITED PARTNERSHIP | ACF INDUSTRIES HOLDING CORP | | | | | | 10% Owner | 4 | Put Option Derivative · Indirect · please see all footnotes | P Open market or private purchase of non-derivative or derivative security | +35,587 7,441,675 owned after | $0.01 | 2010-08-04 | |
| 2010-08-02 | ICAHN PARTNERS LP | ICAHN PARTNERS MASTER FUND LP | ICAHN CARL C | ICAHN PARTNERS MASTER FUND III L.P. | ICAHN PARTNERS MASTER FUND II L.P. | HIGH RIVER LIMITED PARTNERSHIP | ACF INDUSTRIES HOLDING CORP | | | | | | 10% Owner | 4 | "Call Option (""right to purchase"")" Derivative · Indirect · please see all footnotes | P Open market or private purchase of non-derivative or derivative security | +77,916 7,406,088 owned after | $4.25 | 2010-08-04 | |
| 2010-08-02 | ICAHN PARTNERS LP | ICAHN PARTNERS MASTER FUND LP | ICAHN CARL C | ICAHN PARTNERS MASTER FUND III L.P. | ICAHN PARTNERS MASTER FUND II L.P. | HIGH RIVER LIMITED PARTNERSHIP | ACF INDUSTRIES HOLDING CORP | | | | | | 10% Owner | 4 | "Put Option (""obligation to purchase"")" Derivative · Indirect · please see all footnotes | P Open market or private purchase of non-derivative or derivative security | +77,916 7,406,088 owned after | $0.01 | 2010-08-04 | |
| 2010-07-30 | ICAHN PARTNERS LP | ICAHN PARTNERS MASTER FUND LP | HIGH RIVER LIMITED PARTNERSHIP | ICAHN PARTNERS MASTER FUND II L.P. | ICAHN CARL C | ICAHN PARTNERS MASTER FUND III L.P. | | | | | | 4 | Call Option Derivative · Indirect · please see all footnotes | P Open market or private purchase of non-derivative or derivative security | +75,000 7,328,172 owned after | $4.04 | 2010-07-30 | |
| 2010-07-30 | ICAHN PARTNERS LP | ICAHN PARTNERS MASTER FUND LP | HIGH RIVER LIMITED PARTNERSHIP | ICAHN PARTNERS MASTER FUND II L.P. | ICAHN CARL C | ICAHN PARTNERS MASTER FUND III L.P. | | | | | | 4 | Put Option Derivative · Indirect · please see all footnotes | P Open market or private purchase of non-derivative or derivative security | +75,000 7,328,172 owned after | $0.01 | 2010-07-30 | |
| 2010-07-29 | ICAHN PARTNERS LP | ICAHN PARTNERS MASTER FUND LP | HIGH RIVER LIMITED PARTNERSHIP | ICAHN PARTNERS MASTER FUND II L.P. | ICAHN CARL C | ICAHN PARTNERS MASTER FUND III L.P. | | | | | | 4 | Call Option Derivative · Indirect · please see all footnotes | P Open market or private purchase of non-derivative or derivative security | +350,000 7,253,172 owned after | $3.94 | 2010-07-30 | |
| 2010-07-29 | ICAHN PARTNERS LP | ICAHN PARTNERS MASTER FUND LP | HIGH RIVER LIMITED PARTNERSHIP | ICAHN PARTNERS MASTER FUND II L.P. | ICAHN CARL C | ICAHN PARTNERS MASTER FUND III L.P. | | | | | | 4 | Put Option Derivative · Indirect · please see all footnotes | P Open market or private purchase of non-derivative or derivative security | +350,000 7,253,172 owned after | $0.01 | 2010-07-30 | |
| 2010-07-28 | ICAHN PARTNERS LP | ICAHN PARTNERS MASTER FUND LP | HIGH RIVER LIMITED PARTNERSHIP | ICAHN PARTNERS MASTER FUND II L.P. | ICAHN CARL C | ICAHN PARTNERS MASTER FUND III L.P. | | | | | | 4 | "Call Option (""right to purchase"")" Derivative · Indirect · please see all footnotes | P Open market or private purchase of non-derivative or derivative security | +70,123 6,903,172 owned after | $4.11 | 2010-07-30 | |
| 2010-07-28 | ICAHN PARTNERS LP | ICAHN PARTNERS MASTER FUND LP | HIGH RIVER LIMITED PARTNERSHIP | ICAHN PARTNERS MASTER FUND II L.P. | ICAHN CARL C | ICAHN PARTNERS MASTER FUND III L.P. | | | | | | 4 | "Put Option (""obligation to purchase"")" Derivative · Indirect · please see all footnotes | P Open market or private purchase of non-derivative or derivative security | +70,123 6,903,172 owned after | $0.01 | 2010-07-30 | |
| 2010-07-27 | ICAHN PARTNERS MASTER FUND II L.P. | ICAHN PARTNERS MASTER FUND LP | HIGH RIVER LIMITED PARTNERSHIP | ICAHN PARTNERS MASTER FUND III L.P. | ICAHN CARL C | ICAHN PARTNERS LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | | 10% Owner | 4 | Call Option Derivative · Indirect · please see all footnotes | P Open market or private purchase of non-derivative or derivative security | +200,000 6,833,049 owned after | $4.14 | 2010-07-27 | |
| 2010-07-27 | ICAHN PARTNERS MASTER FUND II L.P. | ICAHN PARTNERS MASTER FUND LP | HIGH RIVER LIMITED PARTNERSHIP | ICAHN PARTNERS MASTER FUND III L.P. | ICAHN CARL C | ICAHN PARTNERS LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | | 10% Owner | 4 | Put Option Derivative · Indirect · please see all footnotes | P Open market or private purchase of non-derivative or derivative security | +200,000 6,833,049 owned after | $0.01 | 2010-07-27 | |
| 2010-07-26 | ICAHN PARTNERS MASTER FUND II L.P. | ICAHN PARTNERS MASTER FUND LP | HIGH RIVER LIMITED PARTNERSHIP | ICAHN PARTNERS MASTER FUND III L.P. | ICAHN CARL C | ICAHN PARTNERS LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | | 10% Owner | 4 | Call Option Derivative · Indirect · please see all footnotes | P Open market or private purchase of non-derivative or derivative security | +238,293 6,633,049 owned after | $4.14 | 2010-07-27 | |
| 2010-07-26 | ICAHN PARTNERS MASTER FUND II L.P. | ICAHN PARTNERS MASTER FUND LP | HIGH RIVER LIMITED PARTNERSHIP | ICAHN PARTNERS MASTER FUND III L.P. | ICAHN CARL C | ICAHN PARTNERS LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | | 10% Owner | 4 | Put Option Derivative · Indirect · please see all footnotes | P Open market or private purchase of non-derivative or derivative security | +238,293 6,633,049 owned after | $0.01 | 2010-07-27 | |
| 2010-07-23 | ICAHN PARTNERS MASTER FUND II L.P. | ICAHN PARTNERS MASTER FUND LP | HIGH RIVER LIMITED PARTNERSHIP | ICAHN PARTNERS MASTER FUND III L.P. | ICAHN CARL C | ICAHN PARTNERS LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | | 10% Owner | 4 | "Call Option (""right to purchase"")" Derivative · Indirect · please see all footnotes | P Open market or private purchase of non-derivative or derivative security | +200,000 6,394,756 owned after | $4.02 | 2010-07-27 | |
| 2010-07-23 | ICAHN PARTNERS MASTER FUND II L.P. | ICAHN PARTNERS MASTER FUND LP | HIGH RIVER LIMITED PARTNERSHIP | ICAHN PARTNERS MASTER FUND III L.P. | ICAHN CARL C | ICAHN PARTNERS LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | | 10% Owner | 4 | "Put Option (""obligation to purchase"")" Derivative · Indirect · please see all footnotes | P Open market or private purchase of non-derivative or derivative security | +200,000 6,394,756 owned after | $0.01 | 2010-07-27 | |
| 2010-07-22 | ICAHN PARTNERS MASTER FUND LP | ICAHN CARL C | ICAHN PARTNERS LP | HIGH RIVER LIMITED PARTNERSHIP | ICAHN PARTNERS MASTER FUND III L.P. | ICAHN PARTNERS MASTER FUND II L.P. 10% Owner | | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Call Option Derivative · Indirect · please see all footnotes | P Open market or private purchase of non-derivative or derivative security | +200,000 6,194,756 owned after | $3.76 | 2010-07-22 | |
| 2010-07-22 | ICAHN PARTNERS MASTER FUND LP | ICAHN CARL C | ICAHN PARTNERS LP | HIGH RIVER LIMITED PARTNERSHIP | ICAHN PARTNERS MASTER FUND III L.P. | ICAHN PARTNERS MASTER FUND II L.P. 10% Owner | | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Put Option Derivative · Indirect · please see all footnotes | P Open market or private purchase of non-derivative or derivative security | +200,000 6,194,756 owned after | $0.01 | 2010-07-22 | |
| 2010-07-21 | ICAHN PARTNERS MASTER FUND LP | ICAHN CARL C | ICAHN PARTNERS LP | HIGH RIVER LIMITED PARTNERSHIP | ICAHN PARTNERS MASTER FUND III L.P. | ICAHN PARTNERS MASTER FUND II L.P. 10% Owner | | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Call Option Derivative · Indirect · please see all footnotes | P Open market or private purchase of non-derivative or derivative security | +100,000 5,994,756 owned after | $3.40 | 2010-07-22 | |
| 2010-07-21 | ICAHN PARTNERS MASTER FUND LP | ICAHN CARL C | ICAHN PARTNERS LP | HIGH RIVER LIMITED PARTNERSHIP | ICAHN PARTNERS MASTER FUND III L.P. | ICAHN PARTNERS MASTER FUND II L.P. 10% Owner | | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Put Option Derivative · Indirect · please see all footnotes | P Open market or private purchase of non-derivative or derivative security | +100,000 5,994,756 owned after | $0.01 | 2010-07-22 | |
| 2010-07-20 | ICAHN PARTNERS MASTER FUND LP | ICAHN CARL C | ICAHN PARTNERS LP | HIGH RIVER LIMITED PARTNERSHIP | ICAHN PARTNERS MASTER FUND III L.P. | ICAHN PARTNERS MASTER FUND II L.P. 10% Owner | | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | "Call Option (""right to purchase"")" Derivative · Indirect · please see all footnotes | P Open market or private purchase of non-derivative or derivative security | +100,000 5,894,756 owned after | $3.30 | 2010-07-22 | |
| 2010-07-20 | ICAHN PARTNERS MASTER FUND LP | ICAHN CARL C | ICAHN PARTNERS LP | HIGH RIVER LIMITED PARTNERSHIP | ICAHN PARTNERS MASTER FUND III L.P. | ICAHN PARTNERS MASTER FUND II L.P. 10% Owner | | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | "Put Option (""obligation to purchase"")" Derivative · Indirect · please see all footnotes | P Open market or private purchase of non-derivative or derivative security | +100,000 5,894,756 owned after | $0.01 | 2010-07-22 | |
| 2010-07-19 | ICAHN PARTNERS LP | ICAHN CARL C | ICAHN PARTNERS MASTER FUND III L.P. | HIGH RIVER LIMITED PARTNERSHIP | ICAHN PARTNERS MASTER FUND II L.P. | ICAHN PARTNERS MASTER FUND LP 10% Owner | | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Call Option Derivative · Indirect · please see all footnotes | P Open market or private purchase of non-derivative or derivative security | +10,137 5,794,756 owned after | $3.24 | 2010-07-19 | |
| 2010-07-19 | ICAHN PARTNERS LP | ICAHN CARL C | ICAHN PARTNERS MASTER FUND III L.P. | HIGH RIVER LIMITED PARTNERSHIP | ICAHN PARTNERS MASTER FUND II L.P. | ICAHN PARTNERS MASTER FUND LP 10% Owner | | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Put Option Derivative · Indirect · please see all footnotes | P Open market or private purchase of non-derivative or derivative security | +10,137 5,794,756 owned after | $0.01 | 2010-07-19 | |
| 2010-07-15 | ICAHN PARTNERS LP | ICAHN CARL C | ICAHN PARTNERS MASTER FUND III L.P. | HIGH RIVER LIMITED PARTNERSHIP | ICAHN PARTNERS MASTER FUND II L.P. | ICAHN PARTNERS MASTER FUND LP 10% Owner | | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | "Call Option (""right to purchase"")" Derivative · Indirect · please see all footnotes | P Open market or private purchase of non-derivative or derivative security | +77,287 5,784,619 owned after | $3.68 | 2010-07-19 | |
| 2010-07-15 | ICAHN PARTNERS LP | ICAHN CARL C | ICAHN PARTNERS MASTER FUND III L.P. | HIGH RIVER LIMITED PARTNERSHIP | ICAHN PARTNERS MASTER FUND II L.P. | ICAHN PARTNERS MASTER FUND LP 10% Owner | | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | "Put Option (""obligation to purchase"")" Derivative · Indirect · please see all footnotes | P Open market or private purchase of non-derivative or derivative security | +77,287 5,784,619 owned after | $0.01 | 2010-07-19 | |
| 2010-07-14 | HIGH RIVER LIMITED PARTNERSHIP | ICAHN PARTNERS MASTER FUND II L.P. | ICAHN PARTNERS LP | ICAHN PARTNERS MASTER FUND III L.P. | ICAHN PARTNERS MASTER FUND LP | ICAHN CARL C 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | | 4 | Call Option Derivative · Indirect · please see all footnotes | P Open market or private purchase of non-derivative or derivative security | +186,770 5,707,332 owned after | $3.77 | 2010-07-14 | |
| 2010-07-14 | HIGH RIVER LIMITED PARTNERSHIP | ICAHN PARTNERS MASTER FUND II L.P. | ICAHN PARTNERS LP | ICAHN PARTNERS MASTER FUND III L.P. | ICAHN PARTNERS MASTER FUND LP | ICAHN CARL C 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | | 4 | Put Option Derivative · Indirect · please see all footnotes | P Open market or private purchase of non-derivative or derivative security | +186,770 5,707,332 owned after | $0.01 | 2010-07-14 | |
| 2010-07-13 | HIGH RIVER LIMITED PARTNERSHIP | ICAHN PARTNERS MASTER FUND II L.P. | ICAHN PARTNERS LP | ICAHN PARTNERS MASTER FUND III L.P. | ICAHN PARTNERS MASTER FUND LP | ICAHN CARL C 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | | 4 | Call Option Derivative · Indirect · please see all footnotes | P Open market or private purchase of non-derivative or derivative security | +169,686 5,520,562 owned after | $3.74 | 2010-07-14 | |
| 2010-07-13 | HIGH RIVER LIMITED PARTNERSHIP | ICAHN PARTNERS MASTER FUND II L.P. | ICAHN PARTNERS LP | ICAHN PARTNERS MASTER FUND III L.P. | ICAHN PARTNERS MASTER FUND LP | ICAHN CARL C 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | | 4 | Put Option Derivative · Indirect · please see all footnotes | P Open market or private purchase of non-derivative or derivative security | +169,686 5,520,562 owned after | $0.01 | 2010-07-14 | |
| 2010-07-12 | HIGH RIVER LIMITED PARTNERSHIP | ICAHN PARTNERS MASTER FUND II L.P. | ICAHN PARTNERS LP | ICAHN PARTNERS MASTER FUND III L.P. | ICAHN PARTNERS MASTER FUND LP | ICAHN CARL C 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | | 4 | "Call Option (""right to purchase"")" Derivative · Indirect · please see all footnotes | P Open market or private purchase of non-derivative or derivative security | +88,902 5,350,876 owned after | $3.42 | 2010-07-14 | |
| 2010-07-12 | HIGH RIVER LIMITED PARTNERSHIP | ICAHN PARTNERS MASTER FUND II L.P. | ICAHN PARTNERS LP | ICAHN PARTNERS MASTER FUND III L.P. | ICAHN PARTNERS MASTER FUND LP | ICAHN CARL C 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | | 4 | "Put Option (""obligation to purchase"")" Derivative · Indirect · please see all footnotes | P Open market or private purchase of non-derivative or derivative security | +88,902 5,350,876 owned after | $0.01 | 2010-07-14 | |
| 2010-07-09 | HIGH RIVER LIMITED PARTNERSHIP | ICAHN PARTNERS MASTER FUND II L.P. | ICAHN PARTNERS LP | ICAHN PARTNERS MASTER FUND III L.P. | ICAHN CARL C | ICAHN PARTNERS MASTER FUND LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Call Option Derivative · Indirect · please see all footnotes | P Open market or private purchase of non-derivative or derivative security | +43,658 5,261,974 owned after | $3.43 | 2010-07-09 | |
| 2010-07-09 | HIGH RIVER LIMITED PARTNERSHIP | ICAHN PARTNERS MASTER FUND II L.P. | ICAHN PARTNERS LP | ICAHN PARTNERS MASTER FUND III L.P. | ICAHN CARL C | ICAHN PARTNERS MASTER FUND LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Put Option Derivative · Indirect · please see all footnotes | P Open market or private purchase of non-derivative or derivative security | +43,658 5,261,974 owned after | $0.01 | 2010-07-09 | |
| 2010-07-08 | HIGH RIVER LIMITED PARTNERSHIP | ICAHN PARTNERS MASTER FUND II L.P. | ICAHN PARTNERS LP | ICAHN PARTNERS MASTER FUND III L.P. | ICAHN CARL C | ICAHN PARTNERS MASTER FUND LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Call Option Derivative · Indirect · please see all footnotes | P Open market or private purchase of non-derivative or derivative security | +134,743 5,218,316 owned after | $3.36 | 2010-07-09 | |
| 2010-07-08 | HIGH RIVER LIMITED PARTNERSHIP | ICAHN PARTNERS MASTER FUND II L.P. | ICAHN PARTNERS LP | ICAHN PARTNERS MASTER FUND III L.P. | ICAHN CARL C | ICAHN PARTNERS MASTER FUND LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Put Option Derivative · Indirect · please see all footnotes | P Open market or private purchase of non-derivative or derivative security | +134,743 5,218,316 owned after | $0.01 | 2010-07-09 | |
| 2010-07-07 | HIGH RIVER LIMITED PARTNERSHIP | ICAHN PARTNERS MASTER FUND II L.P. | ICAHN PARTNERS LP | ICAHN PARTNERS MASTER FUND III L.P. | ICAHN CARL C | ICAHN PARTNERS MASTER FUND LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | "Call Option (""right to purchase"")" Derivative · Indirect · please see all footnotes | P Open market or private purchase of non-derivative or derivative security | +100,000 5,083,573 owned after | $2.96 | 2010-07-09 | |
| 2010-07-07 | HIGH RIVER LIMITED PARTNERSHIP | ICAHN PARTNERS MASTER FUND II L.P. | ICAHN PARTNERS LP | ICAHN PARTNERS MASTER FUND III L.P. | ICAHN CARL C | ICAHN PARTNERS MASTER FUND LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | "Put Option (""obligation to purchase"")" Derivative · Indirect · please see all footnotes | P Open market or private purchase of non-derivative or derivative security | +100,000 5,083,573 owned after | $0.01 | 2010-07-09 | |
| 2010-07-06 | ICAHN PARTNERS MASTER FUND III L.P. | ICAHN PARTNERS MASTER FUND II L.P. | ICAHN PARTNERS LP | ICAHN PARTNERS MASTER FUND LP | ICAHN CARL C | HIGH RIVER LIMITED PARTNERSHIP 10% Owner | 10% Owner | 10% Owner | 10% Owner | | 10% Owner | 4 | Call Option Derivative · Indirect · please see all footnotes | P Open market or private purchase of non-derivative or derivative security | +450,000 4,983,573 owned after | $2.71 | 2010-07-06 | |
| 2010-07-06 | ICAHN PARTNERS MASTER FUND III L.P. | ICAHN PARTNERS MASTER FUND II L.P. | ICAHN PARTNERS LP | ICAHN PARTNERS MASTER FUND LP | ICAHN CARL C | HIGH RIVER LIMITED PARTNERSHIP 10% Owner | 10% Owner | 10% Owner | 10% Owner | | 10% Owner | 4 | Put Option Derivative · Indirect · please see all footnotes | P Open market or private purchase of non-derivative or derivative security | +450,000 4,983,573 owned after | $0.01 | 2010-07-06 | |
| 2010-07-02 | ICAHN PARTNERS MASTER FUND III L.P. | ICAHN PARTNERS MASTER FUND II L.P. | ICAHN PARTNERS LP | ICAHN PARTNERS MASTER FUND LP | ICAHN CARL C | HIGH RIVER LIMITED PARTNERSHIP 10% Owner | 10% Owner | 10% Owner | 10% Owner | | 10% Owner | 4 | Call Option Derivative · Indirect · please see all footnotes | P Open market or private purchase of non-derivative or derivative security | +500,000 4,533,573 owned after | $2.81 | 2010-07-06 | |
| 2010-07-02 | ICAHN PARTNERS MASTER FUND III L.P. | ICAHN PARTNERS MASTER FUND II L.P. | ICAHN PARTNERS LP | ICAHN PARTNERS MASTER FUND LP | ICAHN CARL C | HIGH RIVER LIMITED PARTNERSHIP 10% Owner | 10% Owner | 10% Owner | 10% Owner | | 10% Owner | 4 | Put Option Derivative · Indirect · please see all footnotes | P Open market or private purchase of non-derivative or derivative security | +500,000 4,533,573 owned after | $0.01 | 2010-07-06 | |
| 2010-07-01 | ICAHN PARTNERS MASTER FUND III L.P. | ICAHN PARTNERS MASTER FUND II L.P. | ICAHN PARTNERS LP | ICAHN PARTNERS MASTER FUND LP | ICAHN CARL C | HIGH RIVER LIMITED PARTNERSHIP 10% Owner | 10% Owner | 10% Owner | 10% Owner | | 10% Owner | 4 | "Call Option (""right to buy"")" Derivative · Indirect · please see all footnotes | P Open market or private purchase of non-derivative or derivative security | +220,000 4,033,573 owned after | $3.05 | 2010-07-06 | |
| 2010-07-01 | ICAHN PARTNERS MASTER FUND III L.P. | ICAHN PARTNERS MASTER FUND II L.P. | ICAHN PARTNERS LP | ICAHN PARTNERS MASTER FUND LP | ICAHN CARL C | HIGH RIVER LIMITED PARTNERSHIP 10% Owner | 10% Owner | 10% Owner | 10% Owner | | 10% Owner | 4 | "Put Option (""obligation to purchase"")" Derivative · Indirect · please see all footnotes | P Open market or private purchase of non-derivative or derivative security | +220,000 4,033,573 owned after | $0.01 | 2010-07-06 | |
| 2010-07-01 | MCMANUS PATRICK Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +21,000 21,000 owned after | $8.71 exercise price | 2010-07-06 | |
| 2010-07-01 | MCDONOUGH KEVIN C Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +21,000 21,000 owned after | $8.71 exercise price | 2010-07-06 | |
| 2010-07-01 | FIEBIGER JAMES R Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +21,000 21,000 owned after | $8.71 exercise price | 2010-07-06 | |
| 2010-06-30 holding as of filing | ICAHN PARTNERS MASTER FUND II L.P. | ICAHN PARTNERS MASTER FUND III L.P. | HIGH RIVER LIMITED PARTNERSHIP | ICAHN PARTNERS LP | ICAHN CARL C | ICAHN PARTNERS MASTER FUND LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | | 10% Owner | 3 | "Call Option (""right to purchase"")" Derivative · Indirect · please see all footnotes | Holding | $5.65 exercise price | 2010-06-30 | ||
| 2010-06-30 holding as of filing | ICAHN PARTNERS MASTER FUND II L.P. | ICAHN PARTNERS MASTER FUND III L.P. | HIGH RIVER LIMITED PARTNERSHIP | ICAHN PARTNERS LP | ICAHN CARL C | ICAHN PARTNERS MASTER FUND LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | | 10% Owner | 3 | "Put Option (""obligation to purchase"")" Derivative · Indirect · please see all footnotes | Holding | $5.65 exercise price | 2010-06-30 | ||
| 2010-06-30 | ICAHN CARL C | ICAHN PARTNERS MASTER FUND II L.P. | ICAHN PARTNERS MASTER FUND III L.P. | ICAHN PARTNERS MASTER FUND LP | ICAHN PARTNERS LP | HIGH RIVER LIMITED PARTNERSHIP | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Call Option Derivative · Indirect · please see all footnotes | P Open market or private purchase of non-derivative or derivative security | +500,000 3,813,573 owned after | $3.26 | 2010-06-30 | |
| 2010-06-30 | ICAHN CARL C | ICAHN PARTNERS MASTER FUND II L.P. | ICAHN PARTNERS MASTER FUND III L.P. | ICAHN PARTNERS MASTER FUND LP | ICAHN PARTNERS LP | HIGH RIVER LIMITED PARTNERSHIP | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Put Option Derivative · Indirect · please see all footnotes | P Open market or private purchase of non-derivative or derivative security | +500,000 3,813,573 owned after | $0.01 | 2010-06-30 | |
| 2010-06-29 | ICAHN CARL C | ICAHN PARTNERS MASTER FUND II L.P. | ICAHN PARTNERS MASTER FUND III L.P. | ICAHN PARTNERS MASTER FUND LP | ICAHN PARTNERS LP | HIGH RIVER LIMITED PARTNERSHIP | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Call Option Derivative · Indirect · please see all footnotes | P Open market or private purchase of non-derivative or derivative security | +299,637 3,313,573 owned after | $3.55 | 2010-06-30 | |
| 2010-06-29 | ICAHN CARL C | ICAHN PARTNERS MASTER FUND II L.P. | ICAHN PARTNERS MASTER FUND III L.P. | ICAHN PARTNERS MASTER FUND LP | ICAHN PARTNERS LP | HIGH RIVER LIMITED PARTNERSHIP | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Put Option Derivative · Indirect · please see all footnotes | P Open market or private purchase of non-derivative or derivative security | +299,637 3,313,573 owned after | $0.01 | 2010-06-30 | |
| 2010-06-28 | ICAHN CARL C | ICAHN PARTNERS MASTER FUND II L.P. | ICAHN PARTNERS MASTER FUND III L.P. | ICAHN PARTNERS MASTER FUND LP | ICAHN PARTNERS LP | HIGH RIVER LIMITED PARTNERSHIP | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | "Call Option (""right to buy"")" Derivative · Indirect · please see all footnotes | P Open market or private purchase of non-derivative or derivative security | +148,314 3,013,936 owned after | $3.79 | 2010-06-30 | |
| 2010-06-28 | ICAHN CARL C | ICAHN PARTNERS MASTER FUND II L.P. | ICAHN PARTNERS MASTER FUND III L.P. | ICAHN PARTNERS MASTER FUND LP | ICAHN PARTNERS LP | HIGH RIVER LIMITED PARTNERSHIP | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | "Put Option (""obligation to purchase"")" Derivative · Indirect · please see all footnotes | P Open market or private purchase of non-derivative or derivative security | +148,314 3,013,936 owned after | $0.01 | 2010-06-30 |