MENTOR GRAPHICS CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 72 rows in 2007. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-12-06: Reporting owner RHINES WALDEN C; Form 4/A; Security Employee Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2007-12-06: Reporting owner RHINES WALDEN C; Form 4/A; Security Employee Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-12-06: Reporting owner RHINES WALDEN C; Form 4/A; Security Employee Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2007-12-06: Reporting owner RHINES WALDEN C; Form 4/A; Security Employee Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-12-06 | RHINES WALDEN C Director, Officer (CEO and Chairman) | 4/A | Employee Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −180,000 0 owned after | $10.06 exercise price | 2007-12-10 | |
| 2007-12-06 | RHINES WALDEN C Director, Officer (CEO and Chairman) | 4/A | Employee Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +180,000 180,000 owned after | $10.06 exercise price | 2007-12-10 | |
| 2007-12-06 | RHINES WALDEN C Director, Officer (CEO and Chairman) | 4/A | Employee Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −160,000 0 owned after | $12.56 exercise price | 2007-12-10 | |
| 2007-12-06 | RHINES WALDEN C Director, Officer (CEO and Chairman) | 4/A | Employee Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +160,000 160,000 owned after | $12.56 exercise price | 2007-12-10 | |
| 2007-12-06 | ADRIAN ANTHONY B Officer (Vice President Corp Controller) | 4 | Employee Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $10.06 exercise price | 2007-12-10 | |
| 2007-12-06 | ADRIAN ANTHONY B Officer (Vice President Corp Controller) | 4 | Employee Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $10.06 exercise price | 2007-12-10 | |
| 2007-12-06 | WELDON DENNIS M Officer (Dir Bus Dev & Inv Relations) | 4 | Employee Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,000 0 owned after | $10.06 exercise price | 2007-12-10 | |
| 2007-12-06 | WELDON DENNIS M Officer (Dir Bus Dev & Inv Relations) | 4 | Employee Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $10.06 exercise price | 2007-12-10 | |
| 2007-12-06 | WELDON DENNIS M Officer (Dir Bus Dev & Inv Relations) | 4 | Employee Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,750 0 owned after | $12.56 exercise price | 2007-12-10 | |
| 2007-12-06 | WELDON DENNIS M Officer (Dir Bus Dev & Inv Relations) | 4 | Employee Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,750 12,750 owned after | $12.56 exercise price | 2007-12-10 | |
| 2007-12-06 | DERRICK BRIAN M Officer (Vice President) | 4 | Employee Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −8,000 0 owned after | $10.06 exercise price | 2007-12-10 | |
| 2007-12-06 | DERRICK BRIAN M Officer (Vice President) | 4 | Employee Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,000 8,000 owned after | $10.06 exercise price | 2007-12-10 | |
| 2007-12-06 | DERRICK BRIAN M Officer (Vice President) | 4 | Employee Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $12.56 exercise price | 2007-12-10 | |
| 2007-12-06 | DERRICK BRIAN M Officer (Vice President) | 4 | Employee Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $12.56 exercise price | 2007-12-10 | |
| 2007-12-06 | SAWICKI JOSEPH Officer (Vice President) | 4 | Employee Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,500 0 owned after | $12.56 exercise price | 2007-12-10 | |
| 2007-12-06 | SAWICKI JOSEPH Officer (Vice President) | 4 | Employee Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 2,500 owned after | $12.56 exercise price | 2007-12-10 | |
| 2007-12-06 | FREED DEAN Officer (Vice President General Counsel) | 4 | Employee Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000 0 owned after | $10.06 exercise price | 2007-12-10 | |
| 2007-12-06 | FREED DEAN Officer (Vice President General Counsel) | 4 | Employee Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $10.06 exercise price | 2007-12-10 | |
| 2007-12-06 | FREED DEAN Officer (Vice President General Counsel) | 4 | Employee Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,500 0 owned after | $12.56 exercise price | 2007-12-10 | |
| 2007-12-06 | FREED DEAN Officer (Vice President General Counsel) | 4 | Employee Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,500 10,500 owned after | $12.56 exercise price | 2007-12-10 | |
| 2007-12-06 | RHINES WALDEN C Director, Officer (CEO and Chairman) | 4 | Employee Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −180,000 0 owned after | $10.06 exercise price | 2007-12-10 | |
| 2007-12-06 | RHINES WALDEN C Director, Officer (CEO and Chairman) | 4 | Employee Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +180,000 180,000 owned after | $10.06 exercise price | 2007-12-10 | |
| 2007-12-06 | RHINES WALDEN C Director, Officer (CEO and Chairman) | 4 | Employee Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −180,000 0 owned after | $12.56 exercise price | 2007-12-10 | |
| 2007-12-06 | RHINES WALDEN C Director, Officer (CEO and Chairman) | 4 | Employee Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +180,000 180,000 owned after | $12.56 exercise price | 2007-12-10 | |
| 2007-12-06 | HINCKLEY GREGORY K Director, Officer (President & Director) | 4 | Employee Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −180,000 0 owned after | $10.06 exercise price | 2007-12-10 | |
| 2007-12-06 | HINCKLEY GREGORY K Director, Officer (President & Director) | 4 | Employee Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +180,000 180,000 owned after | $10.06 exercise price | 2007-12-10 | |
| 2007-12-06 | HINCKLEY GREGORY K Director, Officer (President & Director) | 4 | Employee Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −80,000 0 owned after | $12.56 exercise price | 2007-12-10 | |
| 2007-12-06 | HINCKLEY GREGORY K Director, Officer (President & Director) | 4 | Employee Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +80,000 80,000 owned after | $12.56 exercise price | 2007-12-10 | |
| 2007-10-09 | HINCKLEY GREGORY K Director, Officer (President & Director) | 4 | Employee stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +191,250 191,250 owned after | $15.96 exercise price | 2007-10-10 | |
| 2007-10-09 | RHINES WALDEN C Director, Officer (CEO & Chairman) | 4 | Employee stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +225,000 225,000 owned after | $15.96 exercise price | 2007-10-10 | |
| 2007-10-09 | POPE MARIA M Officer (Vice President, CFO) | 4 | Employee stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,688 14,688 owned after | $15.96 exercise price | 2007-10-10 | |
| 2007-10-09 | WELDON DENNIS M Officer (Dir Bus Dev & Inv Relations) | 4 | Employee stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,125 8,125 owned after | $15.96 exercise price | 2007-10-10 | |
| 2007-10-09 | SAWICKI JOSEPH Officer (Vice President) | 4 | Employee stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +56,875 56,875 owned after | $15.96 exercise price | 2007-10-10 | |
| 2007-10-09 | POTTS WALTER H Officer (Vice President) | 4 | Employee stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +45,625 45,625 owned after | $15.96 exercise price | 2007-10-10 | |
| 2007-10-09 | MAULSBY L DON Officer (Senior Vice President) | 4 | Employee stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +51,250 51,250 owned after | $15.96 exercise price | 2007-10-10 | |
| 2007-10-09 | HUM ROBERT A Officer (Vice President) | 4 | Employee stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $15.96 exercise price | 2007-10-10 | |
| 2007-10-09 | FREED DEAN Officer (Vice President General Cousel) | 4 | Employee stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,500 22,500 owned after | $15.96 exercise price | 2007-10-10 | |
| 2007-10-09 | DERRICK BRIAN M Officer (Vice President) | 4 | Employee stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +34,063 34,063 owned after | $15.96 exercise price | 2007-10-10 | |
| 2007-10-09 | CHERN JUE HSIEN Officer (Vice President) | 4 | Employee stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +23,438 23,438 owned after | $15.96 exercise price | 2007-10-10 | |
| 2007-09-19 | POPE MARIA M Officer (Vice President, CFO) | 4 | Employee stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $14.89 exercise price | 2007-09-21 | |
| 2007-08-16 | ADRIAN ANTHONY B Officer (Vice President Corp Controller) | 4 | Employee Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,000 0 owned after | $9.25 exercise price | 2007-08-20 | |
| 2007-08-16 | ADRIAN ANTHONY B Officer (Vice President Corp Controller) | 4 | Employee Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $9.25 exercise price | 2007-08-20 | |
| 2007-08-16 | ADRIAN ANTHONY B Officer (Vice President Corp Controller) | 4 | Employee Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $10.63 exercise price | 2007-08-20 | |
| 2007-08-16 | ADRIAN ANTHONY B Officer (Vice President Corp Controller) | 4 | Employee Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $10.63 exercise price | 2007-08-20 | |
| 2007-08-16 | ADRIAN ANTHONY B Officer (Vice President Corp Controller) | 4 | Employee Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,750 0 owned after | $12.56 exercise price | 2007-08-20 | |
| 2007-08-16 | ADRIAN ANTHONY B Officer (Vice President Corp Controller) | 4 | Employee Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,750 12,750 owned after | $12.56 exercise price | 2007-08-20 | |
| 2007-08-16 | ADRIAN ANTHONY B Officer (Vice President Corp Controller) | 4 | Employee Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −11,078 0 owned after | $8.06 exercise price | 2007-08-20 | |
| 2007-08-16 | ADRIAN ANTHONY B Officer (Vice President Corp Controller) | 4 | Employee Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,078 11,078 owned after | $8.06 exercise price | 2007-08-20 | |
| 2007-08-16 | ADRIAN ANTHONY B Officer (Vice President Corp Controller) | 4 | Employee Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −30,000 0 owned after | $17.81 exercise price | 2007-08-20 | |
| 2007-08-16 | ADRIAN ANTHONY B Officer (Vice President Corp Controller) | 4 | Employee Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $17.81 exercise price | 2007-08-20 | |
| 2007-08-16 | ADRIAN ANTHONY B Officer (Vice President Corp Controller) | 4 | Employee Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −28,000 0 owned after | $18.84 exercise price | 2007-08-20 | |
| 2007-08-16 | ADRIAN ANTHONY B Officer (Vice President Corp Controller) | 4 | Employee Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +28,000 28,000 owned after | $18.84 exercise price | 2007-08-20 | |
| 2007-08-16 | ADRIAN ANTHONY B Officer (Vice President Corp Controller) | 4 | Employee Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,126 0 owned after | $5.66 exercise price | 2007-08-20 | |
| 2007-08-16 | ADRIAN ANTHONY B Officer (Vice President Corp Controller) | 4 | Employee Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,126 1,126 owned after | $5.66 exercise price | 2007-08-20 | |
| 2007-08-16 | ADRIAN ANTHONY B Officer (Vice President Corp Controller) | 4 | Employee Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −35,000 0 owned after | $15.25 exercise price | 2007-08-20 | |
| 2007-08-16 | ADRIAN ANTHONY B Officer (Vice President Corp Controller) | 4 | Employee Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,000 35,000 owned after | $15.25 exercise price | 2007-08-20 | |
| 2007-08-16 | ADRIAN ANTHONY B Officer (Vice President Corp Controller) | 4 | Employee Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −22,500 0 owned after | $11.74 exercise price | 2007-08-20 | |
| 2007-08-16 | ADRIAN ANTHONY B Officer (Vice President Corp Controller) | 4 | Employee Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,500 22,500 owned after | $11.74 exercise price | 2007-08-20 | |
| 2007-08-16 | ADRIAN ANTHONY B Officer (Vice President Corp Controller) | 4 | Employee Options (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −22,500 0 owned after | $8.41 exercise price | 2007-08-20 | |
| 2007-08-16 | ADRIAN ANTHONY B Officer (Vice President Corp Controller) | 4 | Employee Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,500 22,500 owned after | $8.41 exercise price | 2007-08-20 | |
| 2007-08-16 | ADRIAN ANTHONY B Officer (Vice President Corp Controller) | 4 | Employee Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −11,250 0 owned after | $14.19 exercise price | 2007-08-20 | |
| 2007-08-16 | ADRIAN ANTHONY B Officer (Vice President Corp Controller) | 4 | Employee Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,250 11,250 owned after | $14.19 exercise price | 2007-08-20 | |
| 2007-07-23 | FREED DEAN Officer (Vice President General Counsel) | 4 | Employee stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 4,625 owned after | $8.06 | 2007-07-25 | |
| 2007-06-22 | HINCKLEY GREGORY K Director, Officer (President and Director) | 4 | Employee stock option, right to buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,888 0 owned after | $8.06 | 2007-06-25 | |
| 2007-06-14 | RICHARDSON FONTAINE K Director | 4 | Director option, right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +21,000 21,000 owned after | $13.61 | 2007-06-15 | |
| 2007-06-14 | FIEBIGER JAMES R Director | 4 | Director option, right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +21,000 21,000 owned after | $13.61 | 2007-06-15 | |
| 2007-02-28 | SAWICKI JOSEPH Officer (Vice President) | 4 | Employee option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −450 0 owned after | $9.00 | 2007-03-02 | |
| 2007-02-27 | RHINES WALDEN C Director, Officer (CEO & Chairman) | 4 | Employee option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −150,000 0 owned after | $9.00 | 2007-02-28 | |
| 2007-02-08 | HUM ROBERT A Officer (Vice President) | 4 | Employee stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,829 0 owned after | $13.11 | 2007-02-09 | |
| 2007-01-10 | Arora Arun D Officer (Vice President, Treasurer) | 4 | Employee option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,041 16,146 owned after | $8.56 | 2007-01-12 | |
| 2007-01-08 | RHINES WALDEN C Director, Officer (CEO & Chairman) | 4 | Employee option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100,000 150,000 owned after | $9.00 | 2007-01-10 | |
| 2007-01-03 | FIEBIGER JAMES R Director | 4 | Director option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $7.06 | 2007-01-03 |