MENTOR GRAPHICS CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 75 rows in 2006. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2006-12-28: Reporting owner RHINES WALDEN C; Form 4; Security Employee option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2006-11-21: Reporting owner WELDON DENNIS M; Form 4; Security Employee option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2006-11-15: Reporting owner FREED DEAN; Form 4; Security Employee option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2006-11-06: Reporting owner MAULSBY L DON; Form 4; Security Employee option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2006-12-28 | RHINES WALDEN C Director, Officer (CEO & Chairman) | 4 | Employee option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,518 0 owned after | $5.66 | 2007-01-03 | |
| 2006-11-21 | WELDON DENNIS M Officer (Dir Bus Dev & Inv Relations) | 4 | Employee option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −31,250 0 owned after | $9.00 | 2006-11-22 | |
| 2006-11-15 | FREED DEAN Officer (Vice President General Counsel) | 4 | Employee option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $9.00 | 2006-11-17 | |
| 2006-11-06 | MAULSBY L DON Officer (Senior Vice President) | 4 | Employee option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,355 0 owned after | $8.09 | 2006-11-08 | |
| 2006-11-06 | MAULSBY L DON Officer (Senior Vice President) | 4 | Employee option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,471 0 owned after | $5.66 | 2006-11-08 | |
| 2006-11-01 | RICHARDSON FONTAINE K Director | 4 | Director option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $7.06 | 2006-11-02 | |
| 2006-11-01 | RICHARDSON FONTAINE K Director | 4 | Director option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $10.88 | 2006-11-02 | |
| 2006-11-01 | Arora Arun D Officer (Vice President, Treasurer) | 4 | Employee option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,813 17,187 owned after | $8.56 | 2006-11-02 | |
| 2006-10-31 | MAULSBY L DON Officer (Senior Vice President) | 4 | Employee option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,645 0 owned after | $8.09 | 2006-11-02 | |
| 2006-10-31 | MAULSBY L DON Officer (Senior Vice President) | 4 | Employee option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −27,343 0 owned after | $5.66 | 2006-11-02 | |
| 2006-10-31 | MAULSBY L DON Officer (Senior Vice President) | 4 | Employee option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,718 38,266 owned after | $8.41 | 2006-11-02 | |
| 2006-10-31 | FREED DEAN Officer (Vice President General Counsel) | 4 | Employee option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 10,000 owned after | $9.00 | 2006-11-02 | |
| 2006-10-27 | POTTS WALTER H Officer (Vice President) | 4 | Employee option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,250 0 owned after | $8.06 | 2006-10-30 | |
| 2006-10-27 | POTTS WALTER H Officer (Vice President) | 4 | Employee option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000 0 owned after | $5.66 | 2006-10-30 | |
| 2006-10-27 | POTTS WALTER H Officer (Vice President) | 4 | Employee option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,218 31,992 owned after | $8.41 | 2006-10-30 | |
| 2006-10-27 | POTTS WALTER H Officer (Vice President) | 4 | Employee option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,256 0 owned after | $12.69 | 2006-10-30 | |
| 2006-10-27 | CHERN JUE HSIEN Officer (Vice President) | 4 | Employee option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −24,371 0 owned after | $5.66 | 2006-10-30 | |
| 2006-10-27 | CHERN JUE HSIEN Officer (Vice President) | 4 | Employee option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,172 24,244 owned after | $8.41 | 2006-10-30 | |
| 2006-10-25 | RHINES WALDEN C Director, Officer (CEO and Chairman) | 4/A | Employee stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,500 0 owned after | $7.75 | 2006-10-30 | |
| 2006-10-25 | RHINES WALDEN C Director, Officer (CEO and Chairman) | 4 | Employee stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,500 0 owned after | $7.75 | 2006-10-27 | |
| 2006-10-23 | RHINES WALDEN C Director, Officer (President and Chairman) | 4 | Employee stok option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −47,500 12,500 owned after | $7.75 | 2006-10-24 | |
| 2006-10-16 | RHINES WALDEN C Director, Officer (CEO & Chairman) | 4 | Employee option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,000 60,000 owned after | $7.75 | 2006-10-18 | |
| 2006-10-12 | HINCKLEY GREGORY K Director, Officer (President and Director) | 4 | Employee stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,222 0 owned after | $5.66 | 2006-10-16 | |
| 2006-09-28 | RHINES WALDEN C Director, Officer (CEO & Chairman) | 4 | Employee stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +225,000 225,000 owned after | $14.19 | 2006-09-29 | |
| 2006-09-28 | HINCKLEY GREGORY K Director, Officer (President and Director) | 4 | Employee stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +188,750 188,750 owned after | $14.19 | 2006-09-29 | |
| 2006-09-28 | WELDON DENNIS M Other (Dir Bus Dev & Inv Relations) | 4 | Employee stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +8,750 8,750 owned after | $14.19 | 2006-09-29 | |
| 2006-09-28 | SAWICKI JOSEPH Officer (Vice President) | 4 | Employee stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +39,375 39,375 owned after | $14.19 | 2006-09-29 | |
| 2006-09-28 | POTTS WALTER H Officer (Vice President) | 4 | Employee stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +46,875 46,875 owned after | $14.19 | 2006-09-29 | |
| 2006-09-28 | MAULSBY L DON Officer (Senior Vice President) | 4 | Employee stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +41,250 41,250 owned after | $14.19 | 2006-09-29 | |
| 2006-09-28 | HUM ROBERT A Officer (Vice President) | 4 | Employee stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +30,000 30,000 owned after | $14.19 | 2006-09-29 | |
| 2006-09-28 | FREED DEAN Officer (Vice President General Counsel) | 4 | Employee stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +26,250 26,250 owned after | $14.19 | 2006-09-29 | |
| 2006-09-28 | CHERN JUE HSIEN Officer (Vice President) | 4 | Employee stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +34,688 34,688 owned after | $14.19 | 2006-09-29 | |
| 2006-09-28 | DERRICK BRIAN M Officer (Vice President) | 4 | Employee stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +29,375 29,375 owned after | $14.19 | 2006-09-29 | |
| 2006-09-28 | ADRIAN ANTHONY B Officer (Vice President Corp.Controller) | 4 | Employee stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +11,250 11,250 owned after | $14.19 | 2006-09-29 | |
| 2006-09-28 | Arora Arun D Officer (Vice President, Treasurer) | 4 | Employee stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +9,375 9,375 owned after | $14.19 | 2006-09-29 | |
| 2006-09-14 holding as of filing | WELDON DENNIS M Officer (Dir of Bus Dev & Inv Relations) | 3 | Employee Stock Option Derivative · Direct | Holding | $9.00 exercise price | 2006-09-14 | ||
| 2006-09-14 holding as of filing | WELDON DENNIS M Officer (Dir of Bus Dev & Inv Relations) | 3 | Employee Stock Option Derivative · Direct | Holding | $10.06 exercise price | 2006-09-14 | ||
| 2006-09-14 holding as of filing | WELDON DENNIS M Officer (Dir of Bus Dev & Inv Relations) | 3 | Employee Stock Option Derivative · Direct | Holding | $12.56 exercise price | 2006-09-14 | ||
| 2006-09-14 holding as of filing | WELDON DENNIS M Officer (Dir of Bus Dev & Inv Relations) | 3 | Employee Stock Option Derivative · Direct | Holding | $8.06 exercise price | 2006-09-14 | ||
| 2006-09-14 holding as of filing | WELDON DENNIS M Officer (Dir of Bus Dev & Inv Relations) | 3 | Employee Stock Option Derivative · Direct | Holding | $17.81 exercise price | 2006-09-14 | ||
| 2006-09-14 holding as of filing | WELDON DENNIS M Officer (Dir of Bus Dev & Inv Relations) | 3 | Employee Stock option Derivative · Direct | Holding | $18.84 exercise price | 2006-09-14 | ||
| 2006-09-14 holding as of filing | WELDON DENNIS M Officer (Dir of Bus Dev & Inv Relations) | 3 | Employee Stock Option Derivative · Direct | Holding | $5.66 exercise price | 2006-09-14 | ||
| 2006-09-14 holding as of filing | WELDON DENNIS M Officer (Dir of Bus Dev & Inv Relations) | 3 | Employee Stock Option Derivative · Direct | Holding | $15.25 exercise price | 2006-09-14 | ||
| 2006-09-14 holding as of filing | WELDON DENNIS M Officer (Dir of Bus Dev & Inv Relations) | 3 | Employee Stock Option Derivative · Direct | Holding | $11.74 exercise price | 2006-09-14 | ||
| 2006-09-14 holding as of filing | WELDON DENNIS M Officer (Dir of Bus Dev & Inv Relations) | 3 | Employee Stock Option Derivative · Direct | Holding | $8.41 exercise price | 2006-09-14 | ||
| 2006-09-14 holding as of filing | Arora Arun D Officer (Vice President Treasurer) | 3 | Employee stock option Derivative · Direct | Holding | $8.56 exercise price | 2006-09-14 | ||
| 2006-09-14 | RHINES WALDEN C Director, Officer (CEO & Chairman) | 4/A | Employee stock option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −42,100 100,000 owned after | $7.75 | 2006-09-14 | |
| 2006-09-14 | RHINES WALDEN C Director, Officer (CEO and Chairman) | 4 | Employee stock option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −42,100 100,000 owned after | $7.75 | 2006-09-14 | |
| 2006-09-13 | RHINES WALDEN C Director, Officer (CEO & Chairman) | 4/A | Employee stock option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −21,400 142,100 owned after | $7.75 | 2006-09-14 | |
| 2006-09-13 | RHINES WALDEN C Director, Officer (CEO and Chairman) | 4 | Employee stock option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −21,400 142,100 owned after | $7.75 | 2006-09-14 | |
| 2006-09-12 | RHINES WALDEN C Director, Officer (CEO & Chairman) | 4/A | Employee stock option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 163,500 owned after | $7.75 | 2006-09-14 | |
| 2006-09-12 | RHINES WALDEN C Director, Officer (CEO and Chairman) | 4 | Employee stock option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 163,500 owned after | $7.75 | 2006-09-14 | |
| 2006-08-30 | RHINES WALDEN C Director, Officer (Chairman & CEO) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −35,000 165,000 owned after | $7.75 | 2006-09-01 | |
| 2006-08-30 | FREED DEAN Officer (Vice President General Counsel) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,250 20,000 owned after | $9.00 | 2006-09-01 | |
| 2006-08-24 | FREED DEAN Officer (Vice President General Counsel) | 4 | Employee stock option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 0 owned after | $7.75 | 2006-08-25 | |
| 2006-08-17 | FREED DEAN Officer (Vice President General Counsel) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 1,000 owned after | $7.75 | 2006-08-18 | |
| 2006-08-16 | RHINES WALDEN C Director, Officer (Chairman and CEO) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100,000 0 owned after | $7.75 | 2006-08-18 | |
| 2006-08-16 | FREED DEAN Officer (Vice President General Counsel) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,100 6,000 owned after | $7.75 | 2006-08-18 | |
| 2006-08-04 | HINCKLEY GREGORY K Director, Officer (President and Director) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,962 3,222 owned after | $5.66 | 2006-08-07 | |
| 2006-08-04 | CONGDON MARSHA B Director | 4 | Director Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $7.06 | 2006-08-04 | |
| 2006-08-03 | HINCKLEY GREGORY K Director, Officer (President and Director) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −206,500 0 owned after | $9.88 | 2006-08-04 | |
| 2006-08-03 | FREED DEAN Officer (Vice President General Counsel) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 12,100 owned after | $7.75 | 2006-08-04 | |
| 2006-08-02 | RHINES WALDEN C Director, Officer (Chairman and CEO) | 4 | Employee stock option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100,000 0 owned after | $7.75 | 2006-08-03 | |
| 2006-07-28 | ADRIAN ANTHONY B Officer (Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,917 1,126 owned after | $5.66 | 2006-07-31 | |
| 2006-07-28 | FREED DEAN Officer (Vice President General Counsel) | 4 | Employee stock option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 500 owned after | $7.75 | 2006-07-31 | |
| 2006-07-27 | ADRIAN ANTHONY B Officer (Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 13,043 owned after | $5.66 | 2006-07-31 | |
| 2006-07-27 | ADRIAN ANTHONY B Officer (Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −172 11,078 owned after | $8.06 | 2006-07-31 | |
| 2006-05-18 | RICHARDSON FONTAINE K Director | 4 | Director option, right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $13.20 | 2006-05-19 | |
| 2006-05-18 | MCMANUS PATRICK Director | 4 | Director option, right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $13.20 | 2006-05-19 | |
| 2006-05-18 | MCDONOUGH KEVIN C Director | 4 | Director option, right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $13.20 | 2006-05-19 | |
| 2006-05-18 | FIEBIGER JAMES R Director | 4 | Director option, right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $13.20 | 2006-05-19 | |
| 2006-05-18 | CONGDON MARSHA B Director | 4 | Director option, right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $13.20 | 2006-05-19 | |
| 2006-05-18 | BONFIELD PETER L Director | 4 | Director option, right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $13.20 | 2006-05-19 | |
| 2006-05-05 | FREED DEAN Officer (Vice President,General Counsel) | 4 | Employee stock option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 15,000 owned after | $7.75 | 2006-05-09 | |
| 2006-05-02 | SAWICKI JOSEPH Officer (Vice President) | 4 | Employee stock options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −150 0 owned after | $7.75 | 2006-05-04 |