Mellanox Technologies, Ltd. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 73 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-11-23: Reporting owner Baharav Dov; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-11-13: Reporting owner Kagan Michael; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-11-06: Reporting owner Kagan Michael; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-11-06: Reporting owner Sultzbaugh Marc; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-11-23 | Baharav Dov Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −18,000 19,000 owned after | $24.19 exercise price | 2012-11-27 | |
| 2012-11-13 | Kagan Michael Officer (CTO & VP of Architecture) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 1,571 owned after | $9.19 exercise price | 2012-11-15 | |
| 2012-11-06 | Kagan Michael Officer (CTO & VP of Architecture) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 6,571 owned after | $9.19 exercise price | 2012-11-08 | |
| 2012-11-06 | Sultzbaugh Marc Officer (VP World Wide Sales) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 48,872 owned after | $10.23 exercise price | 2012-11-06 | |
| 2012-11-05 | Sultzbaugh Marc Officer (VP World Wide Sales) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,400 53,872 owned after | $10.23 exercise price | 2012-11-06 | |
| 2012-11-02 | Sultzbaugh Marc Officer (VP World Wide Sales) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,600 55,272 owned after | $10.23 exercise price | 2012-11-06 | |
| 2012-10-31 | Sultzbaugh Marc Officer (VP World Wide Sales) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,735 1,735 owned after | $8.23 exercise price | 2012-11-02 | |
| 2012-10-31 | Sultzbaugh Marc Officer (VP World Wide Sales) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,265 58,872 owned after | $10.23 exercise price | 2012-11-02 | |
| 2012-09-10 holding as of filing | Shulman Yakov (Jacob) Officer (V.P. of Finance) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $8.23 exercise price | 2012-09-10 | ||
| 2012-09-10 holding as of filing | Shulman Yakov (Jacob) Officer (V.P. of Finance) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $10.23 exercise price | 2012-09-10 | ||
| 2012-09-10 holding as of filing | Shulman Yakov (Jacob) Officer (V.P. of Finance) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $10.23 exercise price | 2012-09-10 | ||
| 2012-09-04 | GRAY MICHAEL Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $9.19 exercise price | 2012-09-06 | |
| 2012-08-20 | Kagan Michael Officer (CTO & VP of Architecture) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 11,571 owned after | $9.19 exercise price | 2012-08-21 | |
| 2012-08-17 | Kagan Michael Officer (CTO & VP of Architecture) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 13,571 owned after | $9.19 exercise price | 2012-08-21 | |
| 2012-08-10 | Baharav Dov Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,000 37,000 owned after | $24.19 exercise price | 2012-08-14 | |
| 2012-08-08 | Kagan Michael Officer (CTO & VP of Architecture) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 15,571 owned after | $9.19 exercise price | 2012-08-09 | |
| 2012-08-07 | GRAY MICHAEL Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,857 5,000 owned after | $9.19 exercise price | 2012-08-08 | |
| 2012-07-31 | Kagan Michael Officer (CTO & VP of Architecture) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 17,571 owned after | $9.19 exercise price | 2012-08-02 | |
| 2012-07-26 | Sultzbaugh Marc Officer (VP World Wide Sales) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 62,137 owned after | $10.23 exercise price | 2012-07-30 | |
| 2012-07-26 | RIORDAN THOMAS Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,428 10,000 owned after | $15.56 exercise price | 2012-07-30 | |
| 2012-07-26 | RIORDAN THOMAS Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,428 0 owned after | $18.43 exercise price | 2012-07-30 | |
| 2012-07-26 | FEDERMAN IRWIN Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,142 0 owned after | $6.65 exercise price | 2012-07-30 | |
| 2012-07-26 | FEDERMAN IRWIN Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,428 0 owned after | $18.43 exercise price | 2012-07-30 | |
| 2012-07-26 | FEDERMAN IRWIN Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,428 0 owned after | $15.56 exercise price | 2012-07-30 | |
| 2012-07-26 | FEDERMAN IRWIN Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,428 0 owned after | $11.74 exercise price | 2012-07-30 | |
| 2012-07-26 | Dorchak Glenda Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 47,142 owned after | $13.66 exercise price | 2012-07-30 | |
| 2012-07-25 | Kagan Michael Officer (CTO & VP of Architecture) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 19,571 owned after | $9.19 exercise price | 2012-07-26 | |
| 2012-07-25 | Sultzbaugh Marc Officer (VP World Wide Sales) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 72,137 owned after | $10.23 exercise price | 2012-07-25 | |
| 2012-07-24 | Kagan Michael Officer (CTO & VP of Architecture) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 21,571 owned after | $9.19 exercise price | 2012-07-26 | |
| 2012-07-24 | Johnson Amal M Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 52,142 owned after | $9.19 exercise price | 2012-07-26 | |
| 2012-07-24 | Cohen Shai Officer (Chief Operating Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −2,857 0 owned after | $2.63 exercise price | 2012-07-26 | |
| 2012-07-23 | Sultzbaugh Marc Officer (VP World Wide Sales) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,757 3,470 owned after | $8.23 exercise price | 2012-07-25 | |
| 2012-07-23 | Sultzbaugh Marc Officer (VP World Wide Sales) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −241 77,137 owned after | $10.23 exercise price | 2012-07-25 | |
| 2012-07-23 | Sultzbaugh Marc Officer (VP World Wide Sales) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2 4 owned after | $8.23 exercise price | 2012-07-25 | |
| 2012-07-23 | WEATHERFORD CLIFTON THOMAS Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,738 8,690 owned after | $15.56 exercise price | 2012-07-25 | |
| 2012-07-23 | WEATHERFORD CLIFTON THOMAS Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,428 0 owned after | $18.43 exercise price | 2012-07-25 | |
| 2012-06-04 | GRAY MICHAEL Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −884 0 owned after | $9.19 exercise price | 2012-06-06 | |
| 2012-06-04 | GRAY MICHAEL Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,116 7,857 owned after | $9.19 exercise price | 2012-06-06 | |
| 2012-05-29 | Sultzbaugh Marc Officer (VP World Wide Sales) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,965 77,378 owned after | $10.23 exercise price | 2012-05-31 | |
| 2012-05-22 | Sultzbaugh Marc Officer (VP World Wide Sales) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,566 79,343 owned after | $10.23 exercise price | 2012-05-24 | |
| 2012-05-22 | Sultzbaugh Marc Officer (VP World Wide Sales) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −505 8,227 owned after | $8.23 exercise price | 2012-05-24 | |
| 2012-05-22 | Sultzbaugh Marc Officer (VP World Wide Sales) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −29 6 owned after | $8.23 exercise price | 2012-05-24 | |
| 2012-05-22 | Kagan Michael Officer (CTO & VP of Architecture) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,400 25,571 owned after | $9.19 exercise price | 2012-05-24 | |
| 2012-05-16 | Sultzbaugh Marc Officer (VP World Wide Sales) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −400 4,105 owned after | $8.23 exercise price | 2012-05-18 | |
| 2012-05-16 | Kagan Michael Officer (CTO & VP of Architecture) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,200 28,971 owned after | $9.19 exercise price | 2012-05-17 | |
| 2012-05-15 | Kagan Michael Officer (CTO & VP of Architecture) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −300 32,171 owned after | $9.19 exercise price | 2012-05-17 | |
| 2012-05-15 | Cohen Shai Officer (Chief Operating Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,200 0 owned after | $1.47 exercise price | 2012-05-17 | |
| 2012-05-15 | Ashuri Roni Officer (VP of Engineering) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,342 0 owned after | $2.63 exercise price | 2012-05-17 | |
| 2012-05-15 | Ashuri Roni Officer (VP of Engineering) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −858 15,070 owned after | $8.23 exercise price | 2012-05-17 | |
| 2012-05-14 | Ashuri Roni Officer (VP of Engineering) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,635 0 owned after | $1.47 exercise price | 2012-05-15 | |
| 2012-05-14 | Ashuri Roni Officer (VP of Engineering) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −515 2,342 owned after | $2.63 exercise price | 2012-05-15 | |
| 2012-05-14 | Kagan Michael Officer (CTO & VP of Architecture) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,100 32,471 owned after | $9.19 exercise price | 2012-05-15 | |
| 2012-05-14 | Cohen Shai Officer (Chief Operating Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,150 5,200 owned after | $1.47 exercise price | 2012-05-15 | |
| 2012-05-11 | Ashuri Roni Officer (VP of Engineering) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,450 6,635 owned after | $1.47 exercise price | 2012-05-15 | |
| 2012-05-11 | Kagan Michael Officer (CTO & VP of Architecture) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 36,571 owned after | $9.19 exercise price | 2012-05-15 | |
| 2012-05-11 | Cohen Shai Officer (Chief Operating Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,450 12,350 owned after | $1.47 exercise price | 2012-05-15 | |
| 2012-05-07 | Cohen Shai Officer (Chief Operating Officer) | 4/A | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,200 27,800 owned after | $1.47 exercise price | 2012-05-15 | |
| 2012-05-07 | Sultzbaugh Marc Officer (VP World Wide Sales) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,400 4,505 owned after | $8.23 exercise price | 2012-05-09 | |
| 2012-05-07 | RIORDAN THOMAS Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,000 4,428 owned after | $18.43 exercise price | 2012-05-09 | |
| 2012-05-07 | Kagan Michael Officer (CTO & VP of Architecture) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,000 40,571 owned after | $9.19 exercise price | 2012-05-09 | |
| 2012-05-07 | Cohen Shai Officer (Chief Operating Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,200 657 owned after | $2.63 exercise price | 2012-05-09 | |
| 2012-05-07 | Ashuri Roni Officer (VP of Engineering) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,200 22,085 owned after | $1.47 exercise price | 2012-05-09 | |
| 2012-05-01 | Sultzbaugh Marc Officer (VP World Wide Sales) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 5,905 owned after | $8.23 exercise price | 2012-05-02 | |
| 2012-04-30 | Sultzbaugh Marc Officer (VP World Wide Sales) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,600 7,905 owned after | $8.23 exercise price | 2012-05-02 | |
| 2012-04-23 | Kagan Michael Officer (CTO & VP of Architecture) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 46,571 owned after | $9.19 exercise price | 2012-04-25 | |
| 2012-04-23 | WEATHERFORD CLIFTON THOMAS Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 6,428 owned after | $18.43 exercise price | 2012-04-25 | |
| 2012-03-06 | GRAY MICHAEL Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 884 owned after | $9.19 | 2012-03-08 | |
| 2012-02-24 | Kagan Michael Officer (CTO & VP of Architecture) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,740 51,571 owned after | $9.19 exercise price | 2012-02-27 | |
| 2012-02-23 | Kagan Michael Officer (CTO & VP of Architecture) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,260 57,311 owned after | $9.19 exercise price | 2012-02-27 | |
| 2012-02-13 | GRAY MICHAEL Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 5,884 owned after | $9.19 exercise price | 2012-02-15 | |
| 2012-02-03 | Kagan Michael Officer (CTO & VP of Architecture) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 58,571 owned after | $9.19 exercise price | 2012-02-07 | |
| 2012-02-01 | Kagan Michael Officer (CTO & VP of Architecture) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 63,571 owned after | $9.19 exercise price | 2012-02-01 | |
| 2012-01-30 | Kagan Michael Officer (CTO & VP of Architecture) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 68,571 owned after | $9.19 exercise price | 2012-02-01 |