Mellanox Technologies, Ltd. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 26 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-12-06: Reporting owner GRAY MICHAEL; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-11-15: Reporting owner Sultzbaugh Marc; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-11-14: Reporting owner GRAY MICHAEL; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-09-06: Reporting owner GRAY MICHAEL; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-12-06 | GRAY MICHAEL Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $6.65 exercise price | 2011-12-08 | |
| 2011-11-15 | Sultzbaugh Marc Officer (VP World Wide Sales) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 6,034 owned after | $8.23 exercise price | 2011-11-17 | |
| 2011-11-14 | GRAY MICHAEL Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 5,000 owned after | $6.65 exercise price | 2011-11-16 | |
| 2011-09-06 | GRAY MICHAEL Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,285 0 owned after | $3.50 exercise price | 2011-09-06 | |
| 2011-08-12 | Sultzbaugh Marc Officer (VP World Wide Sales) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,832 9,299 owned after | $8.23 exercise price | 2011-08-16 | |
| 2011-08-11 | Sultzbaugh Marc Officer (VP World Wide Sales) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,199 0 owned after | $9.19 exercise price | 2011-08-11 | |
| 2011-08-11 | Sultzbaugh Marc Officer (VP World Wide Sales) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,801 14,131 owned after | $8.23 exercise price | 2011-08-11 | |
| 2011-08-09 | Sultzbaugh Marc Officer (VP World Wide Sales) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −168 1,199 owned after | $9.19 exercise price | 2011-08-11 | |
| 2011-08-08 | GRAY MICHAEL Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 4,285 owned after | $3.50 exercise price | 2011-08-10 | |
| 2011-06-06 | GRAY MICHAEL Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,832 0 owned after | $3.50 exercise price | 2011-06-08 | |
| 2011-06-06 | GRAY MICHAEL Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,168 12,285 owned after | $3.50 exercise price | 2011-06-08 | |
| 2011-05-10 | Kagan Michael Officer (CTO & VP of Architecture) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,429 78,571 owned after | $9.19 exercise price | 2011-05-12 | |
| 2011-05-10 | Sultzbaugh Marc Officer (VP World Wide Sales) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,490 1,367 owned after | $9.19 exercise price | 2011-05-12 | |
| 2011-05-06 | Kagan Michael Officer (CTO & VP of Architecture) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 85,000 owned after | $9.19 exercise price | 2011-05-09 | |
| 2011-05-05 | GRAY MICHAEL Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 1,832 owned after | $3.50 exercise price | 2011-05-09 | |
| 2011-05-05 | Kagan Michael Officer (CTO & VP of Architecture) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 90,000 owned after | $9.19 exercise price | 2011-05-09 | |
| 2011-05-04 | Sultzbaugh Marc Officer (VP World Wide Sales) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,295 0 owned after | $6.65 exercise price | 2011-05-04 | |
| 2011-05-04 | Dorchak Glenda Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 52,142 owned after | $13.66 exercise price | 2011-05-04 | |
| 2011-05-03 | Kagan Michael Officer (CTO & VP of Architecture) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,571 7,143 owned after | $1.47 exercise price | 2011-05-04 | |
| 2011-05-02 | Kagan Michael Officer (CTO & VP of Architecture) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 15,714 owned after | $1.47 exercise price | 2011-05-04 | |
| 2011-03-09 | GRAY MICHAEL Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 9,832 owned after | $3.50 exercise price | 2011-03-11 | |
| 2011-02-17 | Kagan Michael Officer (CTO & VP of Architecture) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +2,857 0 owned after | $1.47 exercise price | 2011-02-22 | |
| 2011-02-17 | Kagan Michael Officer (CTO & VP of Architecture) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +7,143 18,571 owned after | $1.47 exercise price | 2011-02-22 | |
| 2011-02-17 | WEATHERFORD CLIFTON THOMAS Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,142 0 owned after | $5.51 exercise price | 2011-02-22 | |
| 2011-02-17 | Sultzbaugh Marc Officer (VP World Wide Sales) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +4,000 0 owned after | $5.08 exercise price | 2011-02-22 | |
| 2011-02-08 | GRAY MICHAEL Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 17,832 owned after | $3.50 exercise price | 2011-02-10 |