Mellanox Technologies, Ltd. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 79 rows in 2007. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-12-31: Reporting owner Waldman Eyal; Form 4; Security Incentive Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-12-31: Reporting owner Waldman Eyal; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-12-31: Reporting owner Sultzbaugh Marc; Form 4; Security Incentive Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-12-31: Reporting owner Sultzbaugh Marc; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-12-31 | Waldman Eyal Director, Officer (Chief Executive Officer), 10% Owner | 4 | Incentive Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,464 16,464 owned after | $18.22 exercise price | 2008-01-03 | |
| 2007-12-31 | Waldman Eyal Director, Officer (Chief Executive Officer), 10% Owner | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +33,114 33,114 owned after | $18.22 exercise price | 2008-01-03 | |
| 2007-12-31 | Sultzbaugh Marc Officer (VP WorldWide Sales) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +384 384 owned after | $18.22 exercise price | 2008-01-03 | |
| 2007-12-31 | Sultzbaugh Marc Officer (VP WorldWide Sales) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +31,616 31,616 owned after | $18.22 exercise price | 2008-01-03 | |
| 2007-12-31 | Omura Thad Officer (VP Of Product Marketing) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,232 8,232 owned after | $18.22 exercise price | 2008-01-03 | |
| 2007-12-31 | Omura Thad Officer (VP Of Product Marketing) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +21,768 21,768 owned after | $18.22 exercise price | 2008-01-03 | |
| 2007-12-31 | Kagan Michael Officer (VP of Architecture) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $18.22 exercise price | 2008-01-03 | |
| 2007-12-31 | GRAY MICHAEL Officer (Chief Financial Officer) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,324 7,324 owned after | $18.22 exercise price | 2008-01-03 | |
| 2007-12-31 | GRAY MICHAEL Officer (Chief Financial Officer) | 4 | Non Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +29,676 29,676 owned after | $18.22 exercise price | 2008-01-03 | |
| 2007-12-31 | Cohen Shai Officer (VP Operations and Engineering) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +37,000 37,000 owned after | $18.22 exercise price | 2008-01-03 | |
| 2007-12-31 | Ashuri Roni Officer (VP of Engineering) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $18.22 exercise price | 2008-01-03 | |
| 2007-12-06 | GRAY MICHAEL Officer (Chief Financial Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,100 165,832 owned after | $3.50 exercise price | 2007-12-07 | |
| 2007-12-05 | GRAY MICHAEL Officer (Chief Financial Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,400 171,932 owned after | $3.50 exercise price | 2007-12-07 | |
| 2007-11-07 | Omura Thad Officer (VP Of Product Marketing) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −886 125,842 owned after | $6.65 exercise price | 2007-11-08 | |
| 2007-11-06 | Omura Thad Officer (VP Of Product Marketing) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,414 126,728 owned after | $6.65 exercise price | 2007-11-08 | |
| 2007-11-05 | GRAY MICHAEL Officer (Chief Financial Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,500 178,332 owned after | $3.50 exercise price | 2007-11-07 | |
| 2007-10-29 | WEATHERFORD CLIFTON THOMAS Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −1,400 55,742 owned after | $23.05 | 2007-10-30 | |
| 2007-10-29 | WEATHERFORD CLIFTON THOMAS Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −8,800 46,942 owned after | $23.06 | 2007-10-30 | |
| 2007-10-29 | WEATHERFORD CLIFTON THOMAS Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −500 46,442 owned after | $23.04 | 2007-10-30 | |
| 2007-10-29 | WEATHERFORD CLIFTON THOMAS Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −400 46,042 owned after | $23.01 | 2007-10-30 | |
| 2007-10-29 | WEATHERFORD CLIFTON THOMAS Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −8,900 37,142 owned after | $23.00 | 2007-10-30 | |
| 2007-09-28 holding as of filing | Sultzbaugh Marc Officer (VP WorldWide Sales) | 3/A | Incentive Stock Option (Right to Buy) Derivative · Direct | Holding | $9.19 exercise price | 2007-09-28 | ||
| 2007-09-07 | GRAY MICHAEL Officer (Chief Financial Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,882 190,832 owned after | $3.50 | 2007-09-10 | |
| 2007-08-21 holding as of filing | KRAUSZ STEVEN M | USVP ENTREPRENEUR PARTNERS VI L P | US VENTURE PARTNERS VI LP | YOUNG PHILIP M | 2180 ASSOCIATES FUND VI L P | PRESIDIO MANAGEMENT GROUP VI LLC | FEDERMAN IRWIN | ROOT JONATHAN D | USVP VI AFFILIATES FUND L P 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 3/A | Stock Option (right to but) Derivative · Indirect · Directly owned by Irwin Federman | Holding | $6.65 exercise price | 2007-08-21 | ||
| 2007-08-13 | Sheffler David Officer (VP WorldWide Sales) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,498 0 owned after | $1.30 exercise price | 2007-08-14 | |
| 2007-08-10 | Omura Thad Officer (VP Of Product Marketing) | 4/A | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,000 130,142 owned after | $6.65 exercise price | 2007-11-08 | |
| 2007-08-10 | Omura Thad Officer (VP Of Product Marketing) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,000 115,105 owned after | $6.65 exercise price | 2007-08-14 | |
| 2007-08-10 | Sheffler David Officer (VP WorldWide Sales) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,142 0 owned after | $2.63 exercise price | 2007-08-14 | |
| 2007-08-10 | Sheffler David Officer (VP WorldWide Sales) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,785 5,357 owned after | $3.85 exercise price | 2007-08-14 | |
| 2007-08-10 | Sheffler David Officer (VP WorldWide Sales) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 6,428 owned after | $6.65 exercise price | 2007-08-14 | |
| 2007-08-10 | Sheffler David Officer (VP WorldWide Sales) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −37,502 2,498 owned after | $1.30 exercise price | 2007-08-14 | |
| 2007-08-10 | Sheffler David Officer (VP WorldWide Sales) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −28,571 0 owned after | $1.47 exercise price | 2007-08-14 | |
| 2007-08-09 | RAZA SAIYED ATIQ Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,143 33,333 owned after | $6.65 exercise price | 2007-08-14 | |
| 2007-05-11 | FEDERMAN IRWIN Director | 4/A | Non Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,428 11,428 owned after | $18.43 exercise price | 2011-05-19 | |
| 2007-05-11 | WEATHERFORD CLIFTON THOMAS Director | 4 | Non Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,428 11,428 owned after | $18.43 exercise price | 2007-09-18 | |
| 2007-05-11 | RIORDAN THOMAS Director | 4 | Non Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,428 11,428 owned after | $18.43 exercise price | 2007-09-18 | |
| 2007-05-11 | RAZA SAIYED ATIQ Director | 4 | Non Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,428 11,428 owned after | $18.43 exercise price | 2007-09-18 | |
| 2007-05-11 | FEDERMAN IRWIN Director | 4 | Non Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,428 11,428 owned after | $18.43 exercise price | 2007-09-18 | |
| 2007-05-11 | Chandra Rob Director | 4 | Non Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,428 11,428 owned after | $18.43 exercise price | 2007-09-18 | |
| 2007-05-04 holding as of filing | Sultzbaugh Marc Officer (VP World Wide Sales) | 3 | Incentive Stock Option (right to buy) Derivative · Direct | Holding | $1.30 exercise price | 2007-05-04 | ||
| 2007-05-04 holding as of filing | Sultzbaugh Marc Officer (VP World Wide Sales) | 3 | Incentive Stock Option (right to buy) Derivative · Direct | Holding | $1.47 exercise price | 2007-05-04 | ||
| 2007-05-04 holding as of filing | Sultzbaugh Marc Officer (VP World Wide Sales) | 3 | Incentive Stock Option (right to buy) Derivative · Direct | Holding | $2.63 exercise price | 2007-05-04 | ||
| 2007-05-04 holding as of filing | Sultzbaugh Marc Officer (VP World Wide Sales) | 3 | Incentive Stock Option (right to buy) Derivative · Direct | Holding | $3.85 exercise price | 2007-05-04 | ||
| 2007-05-04 holding as of filing | Sultzbaugh Marc Officer (VP World Wide Sales) | 3 | Incentive Stock Option (right to buy) Derivative · Direct | Holding | $5.08 exercise price | 2007-05-04 | ||
| 2007-05-04 holding as of filing | Sultzbaugh Marc Officer (VP World Wide Sales) | 3 | Incentive Stock Option (right to buy) Derivative · Direct | Holding | $9.19 exercise price | 2007-05-04 | ||
| 2007-05-04 holding as of filing | Sultzbaugh Marc Officer (VP World Wide Sales) | 3 | Incentive Stock Option (right to buy) Derivative · Direct | Holding | $14.95 exercise price | 2007-05-04 | ||
| 2007-05-04 holding as of filing | Sultzbaugh Marc Officer (VP World Wide Sales) | 3 | Non Qualifed Stock Option (right to buy) Derivative · Direct | Holding | $14.95 exercise price | 2007-05-04 | ||
| 2007-05-04 holding as of filing | Sultzbaugh Marc Officer (VP World Wide Sales) | 3 | Incentive Stock Option (right to buy) Derivative · Direct | Holding | $6.65 exercise price | 2007-05-04 | ||
| 2007-03-14 | RAZA SAIYED ATIQ Director | 4/A | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,666 40,476 owned after | $6.65 exercise price | 2007-08-13 | |
| 2007-02-07 holding as of filing | Ashuri Roni Officer (VP of Engineering) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $1.47 exercise price | 2007-02-07 | ||
| 2007-02-07 holding as of filing | Ashuri Roni Officer (VP of Engineering) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $1.30 exercise price | 2007-02-07 | ||
| 2007-02-07 holding as of filing | Ashuri Roni Officer (VP of Engineering) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $2.63 exercise price | 2007-02-07 | ||
| 2007-02-07 holding as of filing | Johnson Amal M Director | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $9.19 exercise price | 2007-02-07 | ||
| 2007-02-07 holding as of filing | Omura Thad Officer (VP of Product Marketing) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $3.50 exercise price | 2007-02-07 | ||
| 2007-02-07 holding as of filing | Omura Thad Officer (VP of Product Marketing) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $6.65 exercise price | 2007-02-07 | ||
| 2007-02-07 holding as of filing | Omura Thad Officer (VP of Product Marketing) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $9.19 exercise price | 2007-02-07 | ||
| 2007-02-07 holding as of filing | WEATHERFORD CLIFTON THOMAS Director | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $5.52 exercise price | 2007-02-07 | ||
| 2007-02-07 holding as of filing | Chandra Rob Director | 3 | Employee Stock Option (right to buy) Derivative · Direct · (m) | Holding | $6.65 exercise price | 2007-02-07 | ||
| 2007-02-07 holding as of filing | RAZA SAIYED ATIQ Director | 3 | Employee Stock Option (right to buy) Derivative · Direct · (m) | Holding | $6.65 exercise price | 2007-02-07 | ||
| 2007-02-07 holding as of filing | Kagan Michael Officer (VP of Architecture) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $1.30 exercise price | 2007-02-07 | ||
| 2007-02-07 holding as of filing | Kagan Michael Officer (VP of Architecture) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $1.47 exercise price | 2007-02-07 | ||
| 2007-02-07 holding as of filing | Kagan Michael Officer (VP of Architecture) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $2.63 exercise price | 2007-02-07 | ||
| 2007-02-07 holding as of filing | Kagan Michael Officer (VP of Architecture) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $6.65 exercise price | 2007-02-07 | ||
| 2007-02-07 holding as of filing | Kagan Michael Officer (VP of Architecture) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $9.19 exercise price | 2007-02-07 | ||
| 2007-02-07 holding as of filing | Waldman Eyal Director, Officer (Chairman of the Board and CEO), 10% Owner | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $10.11 exercise price | 2007-02-07 | ||
| 2007-02-07 holding as of filing | Waldman Eyal Director, Officer (Chairman of the Board and CEO), 10% Owner | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $10.11 exercise price | 2007-02-07 | ||
| 2007-02-07 holding as of filing | Waldman Eyal Director, Officer (Chairman of the Board and CEO), 10% Owner | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $9.19 exercise price | 2007-02-07 | ||
| 2007-02-07 holding as of filing | GRAY MICHAEL Officer (Chief Financial Officer) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $3.50 exercise price | 2007-02-07 | ||
| 2007-02-07 holding as of filing | GRAY MICHAEL Officer (Chief Financial Officer) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $6.65 exercise price | 2007-02-07 | ||
| 2007-02-07 holding as of filing | GRAY MICHAEL Officer (Chief Financial Officer) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $9.19 exercise price | 2007-02-07 | ||
| 2007-02-07 holding as of filing | Sheffler David Officer (VP of Worldwide Sales) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $1.30 exercise price | 2007-02-07 | ||
| 2007-02-07 holding as of filing | Sheffler David Officer (VP of Worldwide Sales) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $1.47 exercise price | 2007-02-07 | ||
| 2007-02-07 holding as of filing | Sheffler David Officer (VP of Worldwide Sales) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $2.63 exercise price | 2007-02-07 | ||
| 2007-02-07 holding as of filing | Sheffler David Officer (VP of Worldwide Sales) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $3.85 exercise price | 2007-02-07 | ||
| 2007-02-07 holding as of filing | Sheffler David Officer (VP of Worldwide Sales) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $6.65 exercise price | 2007-02-07 | ||
| 2007-02-07 holding as of filing | Sheffler David Officer (VP of Worldwide Sales) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $9.19 exercise price | 2007-02-07 | ||
| 2007-02-07 holding as of filing | Cohen Shai Officer (VP of Ops and Engineering) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $1.30 exercise price | 2007-02-07 | ||
| 2007-02-07 holding as of filing | Cohen Shai Officer (VP of Ops and Engineering) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $1.47 exercise price | 2007-02-07 | ||
| 2007-02-07 holding as of filing | Cohen Shai Officer (VP of Ops and Engineering) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $2.63 exercise price | 2007-02-07 |