MAXYGEN INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 40 rows in 2008. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2008-10-01: Reporting owner Yonehiro Grant; Form 4; Security Employee Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2008-10-01: Reporting owner BRISCOE LAWRENCE W; Form 4; Security Employee Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2008-10-01: Reporting owner GOLDSTEIN ELLIOT; Form 4; Security Employee Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2008-10-01: Reporting owner HOWARD RUSSELL J; Form 4; Security Employee Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2008-10-01 | Yonehiro Grant Officer (Chief Business Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $4.05 exercise price | 2008-10-03 | |
| 2008-10-01 | BRISCOE LAWRENCE W Officer (Senior Vice President and CFO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +21,875 21,875 owned after | $4.05 exercise price | 2008-10-03 | |
| 2008-10-01 | GOLDSTEIN ELLIOT Officer (Chief Operating Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +31,250 31,250 owned after | $4.05 exercise price | 2008-10-03 | |
| 2008-10-01 | HOWARD RUSSELL J Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +43,750 43,750 owned after | $4.05 exercise price | 2008-10-03 | |
| 2008-07-01 | Yonehiro Grant Officer (Chief Business Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $3.51 exercise price | 2008-07-03 | |
| 2008-07-01 | Vetticaden Santosh Officer (Chief Medical Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $3.51 exercise price | 2008-07-03 | |
| 2008-07-01 | BRISCOE LAWRENCE W Officer (Senior Vice President and CFO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +21,875 21,875 owned after | $3.51 exercise price | 2008-07-03 | |
| 2008-07-01 | GOLDSTEIN ELLIOT Officer (Chief Operating Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +31,250 31,250 owned after | $3.51 exercise price | 2008-07-03 | |
| 2008-07-01 | HOWARD RUSSELL J Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +43,750 43,750 owned after | $3.51 exercise price | 2008-07-03 | |
| 2008-05-30 | SULAT JAMES R Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,500 17,500 owned after | $5.89 exercise price | 2008-06-02 | |
| 2008-05-30 | STEIN ISAAC Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,500 17,500 owned after | $5.89 exercise price | 2008-06-02 | |
| 2008-05-30 | RINGOLD GORDON Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,500 17,500 owned after | $5.89 exercise price | 2008-06-02 | |
| 2008-05-30 | MARIO ERNEST Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,500 17,500 owned after | $5.89 exercise price | 2008-06-02 | |
| 2008-05-30 | LANGE LOUIS G Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,500 17,500 owned after | $5.89 exercise price | 2008-06-02 | |
| 2008-05-30 | GREENWOOD MRC Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,500 17,500 owned after | $5.89 exercise price | 2008-06-02 | |
| 2008-04-01 | Yonehiro Grant Officer (Chief Business Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $6.49 exercise price | 2008-04-02 | |
| 2008-04-01 | Vetticaden Santosh Officer (Chief Medical Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $6.49 exercise price | 2008-04-02 | |
| 2008-04-01 | BRISCOE LAWRENCE W Officer (Senior Vice President and CFO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +21,875 21,875 owned after | $6.49 exercise price | 2008-04-02 | |
| 2008-04-01 | GOLDSTEIN ELLIOT Officer (Chief Operating Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +31,250 31,250 owned after | $6.49 exercise price | 2008-04-02 | |
| 2008-04-01 | HOWARD RUSSELL J Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +43,750 43,750 owned after | $6.49 exercise price | 2008-04-02 | |
| 2008-03-04 holding as of filing | Yonehiro Grant Officer (Chief Business Officer) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $7.29 exercise price | 2008-03-04 | ||
| 2008-03-04 holding as of filing | Yonehiro Grant Officer (Chief Business Officer) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $8.66 exercise price | 2008-03-04 | ||
| 2008-03-04 holding as of filing | Yonehiro Grant Officer (Chief Business Officer) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $10.64 exercise price | 2008-03-04 | ||
| 2008-03-04 holding as of filing | Yonehiro Grant Officer (Chief Business Officer) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $7.53 exercise price | 2008-03-04 | ||
| 2008-03-04 holding as of filing | Yonehiro Grant Officer (Chief Business Officer) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $7.89 exercise price | 2008-03-04 | ||
| 2008-03-04 holding as of filing | Yonehiro Grant Officer (Chief Business Officer) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $7.00 exercise price | 2008-03-04 | ||
| 2008-03-04 holding as of filing | Yonehiro Grant Officer (Chief Business Officer) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $12.17 exercise price | 2008-03-04 | ||
| 2008-03-04 holding as of filing | Yonehiro Grant Officer (Chief Business Officer) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $10.33 exercise price | 2008-03-04 | ||
| 2008-03-04 holding as of filing | Yonehiro Grant Officer (Chief Business Officer) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $10.41 exercise price | 2008-03-04 | ||
| 2008-03-04 holding as of filing | Yonehiro Grant Officer (Chief Business Officer) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $11.14 exercise price | 2008-03-04 | ||
| 2008-03-03 | Yonehiro Grant Officer (Chief Business Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,375 9,375 owned after | $6.15 exercise price | 2008-03-04 | |
| 2008-02-12 | HOWARD RUSSELL J Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,400 130,800 owned after | $0.75 exercise price | 2008-02-13 | |
| 2008-02-01 | Vetticaden Santosh Officer (Senior Vice President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $7.29 exercise price | 2008-02-04 | |
| 2008-02-01 | RABSON MICHAEL Officer (Senior Vice President) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $7.29 exercise price | 2008-02-04 | |
| 2008-02-01 | BRISCOE LAWRENCE W Officer (Senior Vice President and CFO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +21,875 21,875 owned after | $7.29 exercise price | 2008-02-04 | |
| 2008-02-01 | GOLDSTEIN ELLIOT Officer (Chief Operating Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +31,250 31,250 owned after | $7.29 exercise price | 2008-02-04 | |
| 2008-02-01 | HOWARD RUSSELL J Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +43,750 43,750 owned after | $7.29 exercise price | 2008-02-04 | |
| 2008-01-31 | HOWARD RUSSELL J Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,400 137,200 owned after | $0.75 exercise price | 2008-02-04 | |
| 2008-01-16 | HOWARD RUSSELL J Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,400 137,200 owned after | $0.75 exercise price | 2008-01-17 | |
| 2008-01-04 | HOWARD RUSSELL J Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,400 143,600 owned after | $0.75 exercise price | 2008-01-07 |