MAXYGEN INC Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 19 rows, 19 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-05-16: Reporting owner Yonehiro Grant; Form 4; Security Performance Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-03-25: Reporting owner Borkholder John; Form 3; Security Performance Units; Transaction Holding.
- 2009-09-22: Reporting owner RINGOLD GORDON; Form 4; Security Restricted Shares of Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2009-09-22: Reporting owner RINGOLD GORDON; Form 4; Security Restricted Shares of Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-05-16 | Yonehiro Grant Officer (Senior Vice President) | 4 | Performance Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −19,800 0 owned after | $0.00 | 2011-05-18 | |
| 2011-03-25 holding as of filing | Borkholder John Officer (General Counsel & Secretary) | 3 | Performance Units Derivative · Direct | Holding | no price filed | 2011-03-25 | ||
| 2009-09-22 | RINGOLD GORDON Director | 4 | Restricted Shares of Common Stock Non-derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $0.00 | 2009-09-24 | |
| 2009-09-22 | RINGOLD GORDON Director | 4 | Restricted Shares of Common Stock Non-derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $0.00 | 2009-09-24 | |
| 2009-09-22 | RINGOLD GORDON Director | 4 | Performance Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,669 40,669 owned after | $0.00 | 2009-09-24 | |
| 2009-09-22 | MARIO ERNEST Director | 4 | Restricted Shares of Common Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $0.00 | 2009-09-24 | |
| 2009-09-22 | MARIO ERNEST Director | 4 | Restricted Shares of Common Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $0.00 | 2009-09-24 | |
| 2009-09-22 | MARIO ERNEST Director | 4 | Performance Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,669 40,669 owned after | $0.00 | 2009-09-24 | |
| 2009-09-22 | LEE KENNETH B JR Director | 4 | Restricted Shares of Common Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $0.00 | 2009-09-24 | |
| 2009-09-22 | LEE KENNETH B JR Director | 4 | Restricted Shares of Common Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $0.00 | 2009-09-24 | |
| 2009-09-22 | LEE KENNETH B JR Director | 4 | Performance Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,314 15,314 owned after | $0.00 | 2009-09-24 | |
| 2009-09-22 | LANGE LOUIS G Director | 4 | Restricted Shares of Common Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $0.00 | 2009-09-24 | |
| 2009-09-22 | LANGE LOUIS G Director | 4 | Restricted Shares of Common Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $0.00 | 2009-09-24 | |
| 2009-09-22 | LANGE LOUIS G Director | 4 | Performance Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +64,388 64,388 owned after | $0.00 | 2009-09-24 | |
| 2009-09-22 | Yonehiro Grant Officer (Senior Vice President) | 4 | Performance Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +246,394 246,394 owned after | $0.00 | 2009-09-24 | |
| 2009-09-22 | SULAT JAMES R Director | 4 | Restricted Shares of Common Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +400,000 400,000 owned after | $0.00 | 2009-09-24 | |
| 2009-09-22 | SULAT JAMES R Director | 4 | Performance Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +353,259 353,259 owned after | $0.00 | 2009-09-24 | |
| 2009-09-22 | STEIN ISAAC Director | 4 | Restricted Shares of Common Stock Non-derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $0.00 | 2009-09-24 | |
| 2009-09-22 | STEIN ISAAC Director | 4 | Performance Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +290,813 290,813 owned after | $0.00 | 2009-09-24 |