MAXYGEN INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 23 rows in 2007. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-07-02: Reporting owner RABSON MICHAEL; Form 4; Security Employee Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-07-02: Reporting owner BRISCOE LAWRENCE W; Form 4; Security Employee Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-07-02: Reporting owner GOLDSTEIN ELLIOT; Form 4; Security Employee Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-07-02: Reporting owner HOWARD RUSSELL J; Form 4; Security Employee Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-07-02 | RABSON MICHAEL Officer (Senior Vice President) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $8.66 exercise price | 2007-07-03 | |
| 2007-07-02 | BRISCOE LAWRENCE W Officer (Senior Vice President and CFO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +43,750 43,750 owned after | $8.66 exercise price | 2007-07-03 | |
| 2007-07-02 | GOLDSTEIN ELLIOT Officer (Chief Operating Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +62,500 62,500 owned after | $8.66 exercise price | 2007-07-03 | |
| 2007-07-02 | HOWARD RUSSELL J Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +87,500 87,500 owned after | $8.66 exercise price | 2007-07-03 | |
| 2007-05-30 | SULAT JAMES R Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $9.81 exercise price | 2007-06-01 | |
| 2007-05-30 | STEIN ISAAC Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $9.81 exercise price | 2007-06-01 | |
| 2007-05-30 | RINGOLD GORDON Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $9.81 exercise price | 2007-06-01 | |
| 2007-05-30 | MARIO ERNEST Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $9.81 exercise price | 2007-06-01 | |
| 2007-05-30 | LANGE LOUIS G Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $9.81 exercise price | 2007-06-01 | |
| 2007-05-30 | GREENWOOD MRC Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $9.81 exercise price | 2007-06-01 | |
| 2007-03-19 | HOWARD RUSSELL J Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,700 0 owned after | $0.75 exercise price | 2007-03-20 | |
| 2007-03-07 | HOWARD RUSSELL J Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,400 2,700 owned after | $0.75 exercise price | 2007-03-08 | |
| 2007-02-21 | HOWARD RUSSELL J Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,400 9,100 owned after | $0.75 exercise price | 2007-02-22 | |
| 2007-02-13 | Vetticaden Santosh Officer (Senior Vice President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +400,000 400,000 owned after | $11.95 exercise price | 2007-02-14 | |
| 2007-02-06 | HOWARD RUSSELL J Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,025 0 owned after | $0.75 exercise price | 2007-02-07 | |
| 2007-02-06 | HOWARD RUSSELL J Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,375 15,500 owned after | $0.75 exercise price | 2007-02-07 | |
| 2007-01-24 | HOWARD RUSSELL J Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,800 0 owned after | $0.30 exercise price | 2007-01-26 | |
| 2007-01-24 | HOWARD RUSSELL J Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −600 5,025 owned after | $0.75 exercise price | 2007-01-26 | |
| 2007-01-10 | HOWARD RUSSELL J Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,400 5,800 owned after | $0.30 exercise price | 2007-01-11 | |
| 2007-01-03 | BRISCOE LAWRENCE W Officer (Senior Vice President and CFO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +43,750 43,750 owned after | $10.64 exercise price | 2007-01-05 | |
| 2007-01-03 | RABSON MICHAEL Officer (Senior Vice President) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $10.64 exercise price | 2007-01-05 | |
| 2007-01-03 | GOLDSTEIN ELLIOT Officer (Chief Operating Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +62,500 62,500 owned after | $10.64 exercise price | 2007-01-05 | |
| 2007-01-03 | HOWARD RUSSELL J Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +87,500 87,500 owned after | $10.64 exercise price | 2007-01-05 |