LUSTROS INC. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 5 rows, 5 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-09-30: Reporting owner Hlavin William; Form 5; Security Warrant; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2014-09-30: Reporting owner Farley William F; Form 5; Security Warrant; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2014-06-30: Reporting owner Hlavin William; Form 5; Security Warrant; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2014-06-30: Reporting owner Farley William F; Form 5; Security Warrant; Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-09-30 | Hlavin William Director | 5 | Warrant Derivative · Indirect · Held by Bass Energy Inc. | P Open market or private purchase of non-derivative or derivative security | +450,996 8,428,747 owned after | $0.25 exercise price | 2014-12-15 | |
| 2014-09-30 | Farley William F Director, Officer (CEO) | 5 | Warrant Derivative · Indirect · Held by LV Ventures, Inc | P Open market or private purchase of non-derivative or derivative security | +450,996 8,428,747 owned after | $0.25 exercise price | 2014-12-10 | |
| 2014-06-30 | Hlavin William Director | 5 | Warrant Derivative · Indirect · Held by Bass Energy Inc. | P Open market or private purchase of non-derivative or derivative security | +766,295 7,977,751 owned after | $0.25 exercise price | 2014-12-15 | |
| 2014-06-30 | Farley William F Director, Officer (CEO) | 5 | Warrant Derivative · Indirect · Held by LV Ventures, Inc | P Open market or private purchase of non-derivative or derivative security | +766,295 7,977,751 owned after | $0.25 exercise price | 2014-12-10 | |
| 2014-03-31 | Hlavin William Director | 5 | Warrant Derivative · Indirect · Held by Bass Energy Inc. | P Open market or private purchase of non-derivative or derivative security | +187,500 7,211,456 owned after | $0.25 exercise price | 2014-12-15 |